Exhibit (d)(3) INVESTMENT ADVISORY FEE WAIVER AGREEMENTWaiver Agreement • August 28th, 2018 • Ab Fixed Income Shares Inc • New York
Contract Type FiledAugust 28th, 2018 Company Jurisdiction
Amendment No. 3 to Amended and Restated Master Advisory Fee Waiver AgreementWaiver Agreement • July 28th, 2022 • BlackRock 2037 Municipal Target Term Trust
Contract Type FiledJuly 28th, 2022 CompanyThis AMENDMENT NO. 3 (this “Amendment”) to the Amended and Restated Master Advisory Fee Waiver Agreement dated December 1, 2019 (the “Agreement”) is made as of this 10th day of February, 2021, by and among BlackRock Advisors, LLC (the “Adviser”) and each investment company listed on Schedule A attached hereto (each, a “Fund”).
Amended and Restated Master Advisory Fee Waiver AgreementWaiver Agreement • January 12th, 2022 • BlackRock Multi-Sector Income Trust • New York
Contract Type FiledJanuary 12th, 2022 Company JurisdictionThis AMENDED AND RESTATED MASTER ADVISORY FEE WAIVER AGREEMENT (this “Agreement”) is made as of December 1, 2019, by and among BlackRock Advisors, LLC (the “Adviser”) and each investment company listed on Schedule A attached hereto (each, a “Fund”).
Fee Waiver AgreementWaiver Agreement • June 30th, 2010 • Value Line Convertible Fund Inc
Contract Type FiledJune 30th, 2010 CompanyEULAV Asset Management, LLC. (the “Adviser”) and EULAV Securities, Inc. (the “Distributor”) each agree to extend the following fee waivers:
Waiver Agreement and Privacy Act StatementWaiver Agreement • March 19th, 2021
Contract Type FiledMarch 19th, 2021Pursuant to the Iowa User Agreement, this form must be acknowledged, completed and signed by every current or prospective licensee, employee, volunteer, and contractor/vendor, for whom fingerprint-based national criminal history records are requested by a Qualified Entity (QE) under state legislation or federal statute.
Closed-End Fund Master Advisory Fee Waiver AgreementWaiver Agreement • May 15th, 2019 • BlackRock Science & Technology Trust II • New York
Contract Type FiledMay 15th, 2019 Company JurisdictionThis MASTER ADVISORY FEE WAIVER AGREEMENT (this “Agreement”) is made as of this 2nd day of December, 2016, by and among BlackRock Advisors, LLC (the “Adviser”) an “Adviser”) and each investment company listed on Schedule A attached hereto (each, a “Fund”).
WAIVER AGREEMENT - Section 32 WCLWaiver Agreement • March 30th, 2021
Contract Type FiledMarch 30th, 2021WCB CASE NO.(S) DATE(S) OF ACCIDENT CLAIMANT'S NAME (Please Print) CLAIMANT'S TELEPHONE (area code) CLAIMANT'S ADDRESS (Please Print) CARRIER CASE NO.(S) CARRIER CODE(S) EMPLOYER(S) (Please Print) CARRIER(S) (Please Print)
SUPPLEMENTAL ADVISORY FEE WAIVER AGREEMENT with respect to investments in the GE Institutional Funds—Money Market FundWaiver Agreement • April 29th, 2011 • Elfun Income Fund • New York
Contract Type FiledApril 29th, 2011 Company JurisdictionThis Supplemental Advisory Fee Waiver Agreement dated as of April 15, 2011 (this “Agreement”) is hereby made by and between GE Asset Management Incorporated (“GEAM”), and each of the following other parties:
Fee Waiver AgreementWaiver Agreement • April 30th, 2013 • Value Line Fund Inc
Contract Type FiledApril 30th, 2013 CompanyValue Line Core Bond Fund: The Adviser waives 0.10% of the advisory fee and the Distributor waives 0.05% of the Rule 12b-1 fee for the period June 1, 2013– June 30, 2014.
Fee Waiver AgreementWaiver Agreement • June 29th, 2012 • Value Line Tax Exempt Fund Inc
Contract Type FiledJune 29th, 2012 CompanyEULAV Asset Management (the “Adviser”) and EULAV Securities LLC (the “Distributor”) each agree to extend the following fee waivers:
Fee Waiver AgreementWaiver Agreement • February 28th, 2011 • Value Line Fund Inc
Contract Type FiledFebruary 28th, 2011 CompanyEULAV Asset Management (the “Adviser”) and EULAV Securities LLC (the “Distributor”) each agree to extend the following fee waivers:
EX-2 3 f13d042712_ex2.htm EX 2 WAIVER AGREEMENT WAIVER AGREEMENTWaiver Agreement • May 5th, 2020 • California
Contract Type FiledMay 5th, 2020 JurisdictionThis Waiver Agreement (the “Waiver Agreement”) is entered into as of this 25th of January 2012 by and between Transdel Pharmaceuticals, Inc., a Delaware corporation (the “Company”) and DermaStar International, LLC, a Nevada limited liability company (“DermaStar” and also the “Holder”).
WAIVER AGREEMENTWaiver Agreement • October 25th, 2013 • Plains Gp Holdings Lp • Pipe lines (no natural gas) • Texas
Contract Type FiledOctober 25th, 2013 Company Industry JurisdictionWAIVER AGREEMENT (this “Waiver Agreement”), dated as of October 21, 2013, with respect to the AMENDED AND RESTATED EMPLOYMENT AGREEMENT dated as of June 30, 2001, as amended (the “Agreement”), between Plains All American GP LLC, a Delaware limited liability company (the “Company”), and Harry N. Pefanis (the “Employee”).
1 EXHIBIT 4.1 WAIVER AGREEMENT THIS WAIVER AGREEMENT, dated as of December 23, 1997, is by and between TERA COMPUTER COMPANY, a Washington corporation (the "Company"), and ADVANTAGE FUND II LTD., a British Virgin Islands corporation (the "Buyer")....Waiver Agreement • November 17th, 1998 • Tera Computer Co \Wa\ • Electronic computers • Washington
Contract Type FiledNovember 17th, 1998 Company Industry Jurisdiction
SUPPLEMENTAL ADVISORY FEE WAIVER AGREEMENT with respect to investments in the GE Institutional Funds - Money Market FundWaiver Agreement • April 29th, 2014 • Elfun Income Fund • New York
Contract Type FiledApril 29th, 2014 Company JurisdictionThis Supplemental Advisory Fee Waiver Agreement dated as of April 15, 2014 (this “Agreement”) is hereby made by and between GE Asset Management Incorporated (“GEAM”), and each of the following other parties:
WAIVER AGREEMENT AND FBI PRIVACY ACT STATEMENTWaiver Agreement • March 20th, 2023
Contract Type FiledMarch 20th, 2023
Fee Waiver AgreementWaiver Agreement • April 29th, 2016 • Value Line Centurion Fund Inc
Contract Type FiledApril 29th, 2016 Company
Exhibit 4.1 WAIVER AGREEMENT BETWEEN BRAMWELL CAPITAL CORPORATON AND RAMTRON INTERNATIONAL CORPORATIONWaiver Agreement • August 19th, 2003 • Ramtron International Corp • Semiconductors & related devices • New York
Contract Type FiledAugust 19th, 2003 Company Industry Jurisdiction
ContractWaiver Agreement • August 1st, 2016
Contract Type FiledAugust 1st, 2016READ THIS DOCUMENT (THE "WAIVER AGREEMENT") CAREFULLY BEFORE SIGNING. THIS WAIVER AGREEMENT WILL AFFECT YOUR LEGAL RIGHTS AND WILL LIMIT OR ELIMINATE YOUR ABILITY TO BRING A FUTURE LAWSUIT.
Fee Waiver AgreementWaiver Agreement • April 26th, 2019 • Value Line Tax Exempt Fund Inc
Contract Type FiledApril 26th, 2019 Company
WAIVER AGREEMENTWaiver Agreement • September 7th, 2018 • Pebblebrook Hotel Trust • Real estate investment trusts
Contract Type FiledSeptember 7th, 2018 Company IndustryThis waiver agreement (this “Waiver Agreement”), dated September 5, 2018, is by and between Jon E. Bortz (the “Executive”) and Pebblebrook Hotel Trust (the “Company”).
MDRNA, INC. WAIVER AGREEMENTWaiver Agreement • April 6th, 2010 • MDRNA, Inc. • Pharmaceutical preparations • Washington
Contract Type FiledApril 6th, 2010 Company Industry JurisdictionThis Waiver Agreement (this “Agreement”), dated as of March 31, 2010, is made by and between MDRNA, Inc. (the “Company”) and Barry Polisky (“Executive”).
ContractWaiver Agreement • March 22nd, 2016
Contract Type FiledMarch 22nd, 2016
Fee Waiver AgreementWaiver Agreement • April 29th, 2021 • Value Line Tax Exempt Fund Inc
Contract Type FiledApril 29th, 2021 Company
WAIVER AGREEMENT -ASSUMPTION OF RISK, LIABILITY RELEASE AND INDEMNITYWaiver Agreement • December 19th, 2022
Contract Type FiledDecember 19th, 2022
GUAM-CNMI VISA WAIVER AGREEMENTWaiver Agreement • July 13th, 2015
Contract Type FiledJuly 13th, 2015WHEREAS, by virtue of the authority contained in Sections 103 and 212(l) of the Immigration and Nationality Act, and in Section 212.1(q) of Title 8 of the Code of Federal Regulations, the Commissioner of U.S. Customs and Border Protection on behalf of the United States of America, is empowered to enter into contracts with carriers for the entry and inspection of aliens coming to Guam and/or the CNMI from foreign territories, as set forth in Section 212.1(q) of Title 8 of the Code Federal Regulations: and whereas no such transportation line is permitted to land any such alien on Guam and/or the CNMI until and unless it has entered into such a contract.
Fee Waiver AgreementWaiver Agreement • June 26th, 2009 • Value Line Tax Exempt Fund Inc
Contract Type FiledJune 26th, 2009 CompanyEULAV Asset Management, LLC. (the “Adviser”) and Value Line Securities, Inc. (the “Distributor”) each agree to extend the following fee waivers:
WAIVER AGREEMENT AND AMENDMENT TO DEBENTURE THIS WAIVER AGREEMENT AND AMENDMENT TO DEBENTURE (this "Agreement") dated as of January 31, 2006 is by and among ONETRAVEL HOLDINGS, INC., a Delaware corporation (the "Company"), Farequest Holdings, Inc., a...Waiver Agreement • February 7th, 2006 • OneTravel Holdings, Inc. • Land subdividers & developers (no cemeteries)
Contract Type FiledFebruary 7th, 2006 Company Industry
New River Core Equity Fund New River Small Cap Fund Fourth Amended and Restated Contractual Management Fee Waiver AgreementWaiver Agreement • December 28th, 2007 • New River Funds • Delaware
Contract Type FiledDecember 28th, 2007 Company JurisdictionThis Fourth Amended and Restated Agreement (“Agreement”) is made effective as of this 26th day of November, 2007, by and between New River Funds, a Delaware statutory trust (the “Trust”), on behalf of its New River Core Equity Fund and New River Small Cap Fund series (the “Funds”), and New River Advisers, LLC (the “Investment Manager”).
WAIVER AGREEMENTWaiver Agreement • February 10th, 2011 • American Defense Systems Inc • Miscellaneous transportation equipment • Delaware
Contract Type FiledFebruary 10th, 2011 Company Industry JurisdictionThis Waiver Agreement (the “Agreement”) is made and entered into, effective as of November 12, 2010 (the “Effective Date”), by and among American Defense Systems, Inc., a Delaware corporation (the “Company”), and the stockholders of the Company parties hereto (individually, a “Holder” and collectively, the “Holders”). Unless otherwise specified herein, capitalized terms used and not otherwise defined herein shall have the meanings assigned to such terms in the Certificate of Designations (as defined below).
and INDEMNITY & WAIVER AGREEMENTWaiver Agreement • October 27th, 2011
Contract Type FiledOctober 27th, 2011
Re: Waiver AgreementWaiver Agreement • November 9th, 2012 • Kbw, Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledNovember 9th, 2012 Company Industry JurisdictionThis waiver agreement (this “Agreement”) is being entered into in connection with the Agreement and Plan of Merger, dated November 5, 2012 (the “Acquisition Agreement”), Stifel Financial Corp. (the “Buyer”) and KBW, Inc. (the “Company”). It is a condition to the Buyer’s willingness to enter into the Acquisition Agreement that you waive (1) your rights under your employment agreement, dated February 1, 2010, as amended (your “Company Agreement”), with and (2) potential vesting treatment on a change in control in connection with your restricted shares of Company Common Stock (“RSAs”), in each case in connection with the proposed Merger contemplated by the Acquisition Agreement (the “Merger”). This Agreement sets forth the terms of your waiver.
Fee Waiver AgreementWaiver Agreement • March 31st, 2011 • Value Line New York Tax Exempt Trust
Contract Type FiledMarch 31st, 2011 CompanyEULAV Asset Management (the “Adviser”) and EULAV Securities LLC (the “Distributor”) each agree to extend the following fee waivers:
Sweet Home Alpaca Waiver AgreementWaiver Agreement • January 4th, 2022
Contract Type FiledJanuary 4th, 2022In extreme wet and windy weather, we reserve the right to cancel the ‘Alpaca Walk Experience’ if it is unsafe. If this is the case a full refund will be given or the option to rearrange. We also have the right to stop or cancel during the walk should any person pose a risk to themselves or the welfare of the alpaca or other walkers.
WAIVER AGREEMENTWaiver Agreement • August 10th, 2020 • Amyris, Inc. • Industrial organic chemicals
Contract Type FiledAugust 10th, 2020 Company IndustryThis Waiver Agreement (this “Third Waiver Agreement”) is made as of May 6, 2020 by and between Amyris, Inc., a Delaware corporation (the “Company”), and Ginkgo Bioworks, Inc., a Delaware corporation (“Ginkgo”), pursuant to the terms of (i) that certain Promissory Note, dated October 20, 2017 (as amended, the “Note”), issued by the Company to Ginkgo, (ii) that certain Partnership Agreement, dated October 20, 2017 (the “Partnership Agreement”), by and between the Company and Ginkgo, (iii) that certain Waiver Agreement and Amendment to Promissory Note Issued October 20, 2017, dated September 29, 2019 (the “First Waiver Agreement”), by and between the Company and Ginkgo, and (iv) that certain Waiver Agreement and Amendment, dated March 11, 2020 (the “Second Waiver Agreement”), by and between the Company and Ginkgo. Capitalized terms used but not otherwise defined herein shall have the meanings given to such terms in the Note or the Partnership Agreement, as applicable.