SUBADVISORY AGREEMENTSubadvisory Agreement • November 17th, 2020 • Legg Mason Partners Income Trust • New York
This SUBADVISORY AGREEMENT (“Agreement”) is made this 6th day of November, 2020, by and between Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”), and Western Asset Management Company, LLC, a California limited liability company (the “Subadviser”).
MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLCManagement Agreement • November 17th, 2020 • Legg Mason Partners Income Trust • New York
This MANAGEMENT AGREEMENT (“Agreement”) is made this 6th day of November, 2020, by and between Legg Mason Partners Income Trust (the “Trust”) and Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”).
CUSTODIAN SERVICES AGREEMENT This Agreement is made as of , 1995 by and between SMITH BARNEY INVESTMENT FUNDS INC., a Maryland corporation (the "Fund") and PNC BANK, NATIONAL ASSOCIATION, a national banking association ("PNC Bank"). The Fund is...Custodian Services Agreement • October 3rd, 1995 • Smith Barney Income Funds
MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLC This MANAGEMENT AGREEMENT ("Agreement") is made this 1st day of August, 2006, by and between Legg Mason Partners Income Funds (the "Trust") and Legg Mason Partners Fund Advisor, LLC, a...Management Agreement • March 1st, 2007 • Legg Mason Partners Income Funds
FORM OF AMENDED AND RESTATED BY-LAWS OF SMITH BARNEY OPEN-END FUNDS THAT ARE MASSACHUSETTS BUSINESS TRUSTS ARTICLE 1Smith Barney Income Funds • April 29th, 2003
CUSTODIAN SERVICES AGREEMENTCustodian Services Agreement • March 22nd, 2018 • Legg Mason Partners Income Trust
THIS AGREEMENT is made as of January 1, 2018 by and among each Fund (as defined below) on behalf of each of its Portfolios (as defined below) and The Bank of New York (the “Custodian”).
Item 77Q1 Legg Mason Partners Massachusetts Municipals Fund SUBADVISORY AGREEMENT This SUBADVISORY AGREEMENT (Agreement) is made this 13th day of April, 2007, by and between Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company...Subadvisory Agreement • January 29th, 2008 • Legg Mason Partners Income Trust • New York
DISTRIBUTION AGREEMENTDistribution Agreement • September 20th, 2006 • Legg Mason Partners Income Funds • Maryland
This DISTRIBUTION AGREEMENT, made this 1st day of December, 2005 by and between Smith Barney Income Funds (“Investment Company”), a Massachusetts business trust and Legg Mason Investor Services, LLC (“Distributor”).
SUBADVISORY AGREEMENTSubadvisory Agreement • August 24th, 2020 • Legg Mason Partners Income Trust • New York
This SUBADVISORY AGREEMENT (“Agreement”) is made this 31st day of July, 2020, by and between Western Asset Management Company, LLC, a limited liability company organized under the laws of California (the “Subadviser”) and Western Asset Management Company Limited, a corporation organized under the laws of England and Wales (“WAML”).
MANAGEMENT AGREEMENT This MANAGEMENT AGREEMENT ("Agreement") is made this 1st day of December, 2005, by and between Smith Barney Income Funds, a Massachusetts Business Trust (the "Trust") and Smith Barney Fund Management LLC, a Delaware limited...Management Agreement • March 31st, 2006 • Smith Barney Income Funds
signature page to follow] IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed by their officers thereunto duly authorized. LEGG MASON PARTNERS FUND ADVISOR, LLCSubadvisory Agreement • March 1st, 2007 • Legg Mason Partners Income Funds • New York
LMP Intermediate Maturity California Municipals Fund MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLC This MANAGEMENT AGREEMENT ("Agreement") is made this 13th day of April, 2007, by and between Legg Mason Partners Income Trust (the "Trust")...Management Agreement • January 29th, 2008 • Legg Mason Partners Income Trust
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • July 21st, 2006 • Smith Barney Money Funds Inc • New York
AGREEMENT, dated as of January 1, 2006 by and between each of the investment companies listed on Schedule A hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business at 125 Broad Street, New York, New York 1004 and PFPC, Inc. (“Transfer Agent”), a Massachusetts corporation with principal offices at 301 Bellevue Parkway, Wilmington, Delaware 19809.
SMITH BARNEY INCOME FUNDS DISTRIBUTION AGREEMENT October 8, 1998 CFBDS, Inc. 21 Milk Street Boston, MA 02109 Dear Sirs: This is to confirm that, in consideration of the agreements hereinafter contained, the above-named investment company (the "Fund")...Distribution Agreement • November 24th, 1998 • Smith Barney Income Funds • New York
AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (?Agreement?) is made as of this 8th day of September, 2006, by and between Smith Barney Money Funds, Inc., a Maryland corporation (the ?Acquiring Entity?), with its...Agreement and Plan of Reorganization • September 28th, 2007 • Legg Mason Partners Income Trust • New York
77Q1 Legg Mason Partners New York Municipals Fund MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLC This MANAGEMENT AGREEMENT (Agreement) is made this 13th day of April, 2007, by and between Legg Mason Partners Income Trust (the Trust) and...Management Agreement • November 28th, 2007 • Legg Mason Partners Income Trust
SUBADVISORY AGREEMENTSubadvisory Agreement • August 24th, 2020 • Legg Mason Partners Income Trust • New York
This SUBADVISORY AGREEMENT (“Agreement”) is made this 31st day of July, 2020, by and between Western Asset Management Company, LLC, a limited liability company organized under the laws of California (the “Subadviser”) and Western Asset Management Company Pte. Ltd., a corporation organized under the laws of Singapore (“Western Singapore”).
SUBADVISORY AGREEMENT This SUBADVISORY AGREEMENT (Agreement) is made this 13th day of April, 2007, by and between Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the Manager), and Western Asset Management Company, a...Subadvisory Agreement • November 28th, 2007 • Legg Mason Partners Income Trust • New York
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • April 28th, 2006 • Legg Mason Partners Income Funds
Reference is made to that certain distribution agreement (the “Agreement”), dated as of June 5, 2000, between Smith Barney Income Funds (the “Investment Company”), with respect to one or more separate series listed on Exhibit A (each a “Fund”) and Citigroup Global Markets Inc. This letter agreement (the “Amendment”) amends or supplements certain terms of the Agreement as set forth below. Except as expressly amended hereby, the provisions of the Agreement are and shall remain in full force and effect. Capitalized terms not defined in this Amendment shall have the meanings given to them in the Agreement.
FUND ACCOUNTING SERVICES AGREEMENTFund Accounting Services Agreement • March 22nd, 2018 • Legg Mason Partners Income Trust
THIS AGREEMENT is made as of January 1, 2018 by and between The Bank of New York Mellon (the “Fund Accounting Agent”), and each Fund (as defined below) on behalf of each of its Portfolios (as defined below).
SUBADVISORY AGREEMENT This SUBADVISORY AGREEMENT ("Agreement") is made this 13th day of April, 2007, by and between Western Asset Management Company, a corporation organized under the laws of California (the "Subadviser") and Western Asset Management...Subadvisory Agreement • September 28th, 2007 • Legg Mason Partners Income Trust • New York
ASSIGNMENT AND ASSUMPTION OF CONTRACT THIS ASSIGNMENT AND ASSUMPTION OF CONTRACT, dated as of the 14th day of March 2003, between Smith Barney Global Capital Management Inc., a Delaware corporation (Assignor) and Citigroup Asset Management Limited, a...Assignment and Assumption of Contract • March 31st, 2003 • Smith Barney Income Funds
FUND ACCOUNTING SERVICES AGREEMENTFund Accounting Services Agreement • November 20th, 2012 • Legg Mason Partners Income Trust
THIS AGREEMENT is made as of October 5, 2012 by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Fund Accounting Agent”), and each Fund (as defined below) on behalf of each of its Portfolios (as defined below).
FORM OF INVESTMENT ADVISORY AGREEMENT *Smith Barney Income Funds • September 29th, 1995
April 5, 2007 Legg Mason Investor Services, LLC 100 Light Street Baltimore, Maryland 21202 Re: Distribution Agreement Ladies and Gentlemen: Reference is made to the Distribution Agreements (each, as amended to date, an ?Agreement? and, collectively,...Legg Mason Partners Income Trust • June 28th, 2007
April 5, 2007 Legg Mason Investor Services, LLC 100 Light Street Baltimore, Maryland 21202 Re: Distribution Agreement Ladies and Gentlemen: Reference is made to the Distribution Agreements (each, as amended to date, an ?Agreement? and, collectively, the ?Agreements?), by and between each investment management company identified as an ?Old Fund? on Exhibit A hereto (each, an ?Investment Company? and, collectively, the ?Investment Companies?), having registered its shares for each of its series, if any, identified as an ?Old Portfolio? on Exhibit A hereto (each, a ?Portfolio? and, collectively, the ?Portfolios?), and Legg Mason Investor Services, LLC. In connection with a restructuring of the complex of which the Investment Companies and Portfolios are a part, as of the close of business on April 13, 2007 or April 27, 2007, as indicated on Exhibit A hereto (each, a ?Closing Date?), many of the Investment Companies and Portfolios will be reorganized as set forth on Exhibit A hereto. Addit
SUBADVISORY AGREEMENTSubadvisory Agreement • August 24th, 2020 • Legg Mason Partners Income Trust • New York
This SUBADVISORY AGREEMENT (“Agreement”) is made this 31st day of July, 2020, by and between Western Asset Management Company, LLC, a limited liability company organized under the laws of California (the “Subadviser”) and Western Asset Management Company Ltd, a corporation organized under the laws of Japan (“Western Japan”).
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • September 22nd, 2014 • Legg Mason Partners Income Trust • New York
AGREEMENT, dated as of December 19, 2013 by and between each of the investment companies listed on Schedule A attached hereto, as amended from time to time (each a “Fund” and collectively the “Funds”) and each having its principal place of business as listed on Schedule A, as amended from time to time, and BNY Mellon Investment Servicing (US) Inc. (“Transfer Agent” or “BNYM”), a Massachusetts corporation with principal corporate offices at 301 Bellevue Parkway, Wilmington, Delaware 19809. Any references herein to “the Fund” are meant to encompass each applicable Fund or series thereof, as the context requires.
Item 77Q1 Legg Mason Partners Massachusetts Municipals Fund MANAGEMENT AGREEMENT Legg Mason Partners Fund Advisor, LLC This MANAGEMENT AGREEMENT (Agreement) is made this 13th day of April, 2007, by and between Legg Mason Partners Income Trust (the...Management Agreement • January 29th, 2008 • Legg Mason Partners Income Trust
FRANKLIN TEMPLETON INVESTOR SERVICES, LLC TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENTLegg Mason Partners Income Trust • March 24th, 2022 • California
The parties to this Agreement are the Investment Company named above (“Investment Company”), an open-end investment company registered as such under the Investment Company Act of 1940 (“1940 Act”), on behalf of each class of shares of each series, if any, of the Investment Company which now exists or may hereafter be created (individually, a “Fund” and collectively, the “Funds”) and FRANKLIN TEMPLETON INVESTOR SERVICES, LLC (“FTIS”), a registered transfer agent.
April 9, 2007 PFPC, Inc. 301 Bellevue Parkway Wilmington, DE 19809 Re: Transfer Agency and Services Agreement Ladies and Gentlemen: Reference is made to the Transfer Agency and Services Agreement (as amended to date, the ?Agreement?), dated as of...Legg Mason Partners Income Trust • June 28th, 2007
April 9, 2007 PFPC, Inc. 301 Bellevue Parkway Wilmington, DE 19809 Re: Transfer Agency and Services Agreement Ladies and Gentlemen: Reference is made to the Transfer Agency and Services Agreement (as amended to date, the ?Agreement?), dated as of January 1, 2006, by and among PFPC, Inc., a Massachusetts corporation, and each investment company identified as an ?Old Fund? on Exhibit A hereto (each, a ?Fund? and, collectively, the ?Funds?) on behalf of each of its series identified as ?Old Portfolios? on Exhibit A hereto (each, a ?Portfolio? and, collectively, the ?Portfolios?). In connection with a restructuring of the complex of which the Funds and Portfolios are a part, as of the close of business on April 13, 2007 or April 27, 2007, as indicated on Exhibit A hereto (each, a ?Closing Date?), many of the Funds and Portfolios will be reorganized as set forth on Exhibit A hereto. Additionally, as indicated on Exhibit A, several Funds and Portfolios have recently ceased or shall cease ope
Citigroup Global Markets Inc.Legg Mason Partners Income Trust • June 27th, 2007
Amendment to Custodian Services AgreementCustodian Services Agreement • June 22nd, 2022 • Legg Mason Partners Income Trust
This Amendment (this “Amendment”), dated as of the last date set forth below, amends the Custodian Services Agreement dated as of January 1, 2018, as previously amended (the “Agreement”), and is entered into by and among The Bank of New York Mellon (“Custodian”) and each Fund identified on Exhibit A to this Amendment, on behalf of each of its Portfolios identified on Exhibit A, effective as of March 1, 2022 (the “Effective Date”). Capitalized terms used but not defined herein shall have the meaning ascribed to such terms in the Agreement.
FORM OF SUB-INVESTMENT ADVISORY AGREEMENTSmith Barney Income Funds • May 11th, 1999
GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • November 27th, 1996 • Smith Barney Income Funds • New York
LICENSE AGREEMENTLicense Agreement • November 30th, 2006 • Legg Mason Partners Income Funds • New York
This license agreement (the “Agreement”) is made this day of , 2006, by and between Legg Mason Properties, Inc., a North Carolina corporation (“Licensor”), and the Trusts/Corporations listed on Exhibit A hereto (each, a “Licensee”).
