Delivery and Payment: Delivery of the Units shall be made on or about ___________, 2007 or such later date as we may advise on not less than one day's notice to you, at the office of Lazard Capital Markets LLC, 30 Rockefeller Plaza, New York, New York...Selected Dealers Agreement • March 8th, 2007 • Media & Entertainment Holdings, Inc. • Blank checks • New York
Contract Type FiledMarch 8th, 2007 Company Industry Jurisdiction
WELLS FARGO SECURITIES, LLC MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Selected Dealers Agreement • October 24th, 2017 • GAMCO Natural Resources, Gold & Income Trust • New York
Contract Type FiledOctober 24th, 2017 Company JurisdictionThis Master Selected Dealers Agreement (this “Master SDA”), dated as of , is by and between Wells Fargo Securities, LLC (including its successors and assigns) (“we,” “our,” “us” or the “Manager”) and the party named on the signature page hereof (a “Dealer,” “you” or “your”). From time to time, in connection with an offering and sale (an “Offering”) of securities (the “Securities”), managed solely by us or with one or more other managers or co-managers, we or one or more of our affiliates may offer you (and others) the opportunity to purchase as principal a portion of such securities on the terms set forth herein as a Selected Dealer (as defined below).
EARLYBIRDCAPITAL, INC.Selected Dealers Agreement • January 11th, 2011 • China VantagePoint Acquisition Co • Blank checks • New York
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EXHIBIT 1.2 SELECTED DEALERS AGREEMENT PUBLIC OFFERING OF 1,650,000 SHARES OF COMMON STOCK 1,650,000 REDEEMABLE WARRANTS OFFERING PRICE OF $______ PER SHARE AND $.25 PER WARRANT NATURAL GAS SERVICES GROUP, INC. JULY ____, 2002 Neidiger, Tucker,...Selected Dealers Agreement • July 17th, 2002 • Natural Gas Services Group Inc • Oil & gas field services, nec
Contract Type FiledJuly 17th, 2002 Company Industry
ATEL GROWTH CAPITAL FUND 8, LLC SELECTED DEALERS AGREEMENT San Francisco, CaliforniaSelected Dealers Agreement • February 10th, 2012 • ATEL Growth Capital Fund 8, LLC • Services-equipment rental & leasing, nec
Contract Type FiledFebruary 10th, 2012 Company Industry
HCFP/BRENNER SECURITIES LLC 17th FLOOR NEW YORK, NEW YORK 10106 SELECTED DEALERS AGREEMENTSelected Dealers Agreement • January 24th, 2007 • Stoneleigh Partners Acquisition Corp. • Blank checks • New York
Contract Type FiledJanuary 24th, 2007 Company Industry Jurisdiction
HCFP/BRENNER SECURITIES LLC 9th FLOOR NEW YORK, NEW YORK 10106 SELECTED DEALERS AGREEMENTSelected Dealers Agreement • April 9th, 2007 • Stoneleigh Partners Acquisition Corp. • Blank checks • New York
Contract Type FiledApril 9th, 2007 Company Industry Jurisdiction
SELECTED DEALER’S AGREEMENTSelected Dealer’s Agreement • April 2nd, 2009 • Independent Film Development CORP • Investors, nec
Contract Type FiledApril 2nd, 2009 Company IndustryINDEPENDENT FILM DEVELOPMENT CORPORATION, (the “Company”), a corporation organized under the laws of the State of Nevada, hereby confirms its agreement with you as follows:
DEAN WITTER VALUE-ADDED MARKET SERIES SELECTED DEALERS AGREEMENT -------------------------- Gentlemen: DW Distributors Inc. (the "Distributor") has a distribution agreement (the "Distribution Agreement") with Dean Witter Value-Added Market Series, a...Selected Dealers Agreement • June 25th, 1999 • Morgan Stanley Dean Witter Value Added Market Series
Contract Type FiledJune 25th, 1999 Company
SELECTED DEALERS AGREEMENTSelected Dealers Agreement • February 14th, 2005 • Services Acquisition Corp. International • New York
Contract Type FiledFebruary 14th, 2005 Company Jurisdiction
I-BANKERS SECURITIES INCORPORATED Southlake, TX 76092 SELECTED DEALERS AGREEMENTSelected Dealers Agreement • March 7th, 2006 • Shanghai Century Acquisition Corp • Blank checks • New York
Contract Type FiledMarch 7th, 2006 Company Industry Jurisdiction
Casimir Capital LP Cantor Fitzgerald & Co. c/o Casimir Capital LP New York, New York 10017 SELECTED DEALERS AGREEMENTSelected Dealers Agreement • October 24th, 2005 • Platinum Energy Resources Inc • Blank checks • New York
Contract Type FiledOctober 24th, 2005 Company Industry Jurisdiction
FERRIS, BAKER WATTS, INCORPORATED 100 LIGHT STREET BALTIMORE, MARYLAND 21202 SELECTED DEALERS AGREEMENTSelected Dealers Agreement • March 31st, 2006 • JK Acquisition Corp. • Blank checks • Maryland
Contract Type FiledMarch 31st, 2006 Company Industry Jurisdiction
FORM OF SELECTED DEALERS AGREEMENT 200,000,000 BERKELEY INCOME TRUST, INC. A Real Estate Investment Trust (REIT)Selected Dealers Agreement • July 28th, 2005 • Berkeley Income Trust, Inc.
Contract Type FiledJuly 28th, 2005 Company
SPECTRASCIENCE, INC. Maximum of 25,000,000 Shares ($5,000,000) SELECTED DEALERS AGREEMENTSelected Dealers Agreement • August 26th, 2010 • Spectrascience Inc • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledAugust 26th, 2010 Company Industry JurisdictionSpectraScience, Inc. (the “Company”) is offering for sale the shares of common stock (the “Shares”) and warrants to purchase common stock (the “Warrants”, together with the Shares, the “Units”) pursuant to the Company’s Confidential Private Placement Memorandum dated May 8, 2009 (the “Memorandum”) on a no minimum and 25,000,000 Shares ($5,000,000) maximum (the “Maximum Amount”) basis (the “Offering”). Each $25,000 Unit offered will consist of 125,000 Series B Preferred Shares paying 8% annual interest and 62,500 Warrants as described in the Memorandum. The Company has the right to accept or reject subscriptions in whole or in part for any reason or no reason at all.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Selected Dealers Agreement • February 25th, 2013 • BlackRock Multi-Sector Income Trust • New York
Contract Type FiledFebruary 25th, 2013 Company JurisdictionThis Master Selected Dealers Agreement (this “Master SDA”), dated as of, 2011, is by and between Merrill Lynch, Pierce, Fenner & Smith Incorporated (including its successors and assigns) (“we,” “our,” “us” or the “Manager”) and the party named on the signature page hereof (a “Dealer,” “you” or “your”). From time to time, in connection with an offering and sale (an “Offering”) of securities (the “Securities”), managed solely by us or with one or more other managers or co-managers, we or one or more of our affiliates may offer you (and others) the opportunity to purchase as principal a portion of such securities on the terms set forth herein as a Selected Dealer (as defined below).
Standard Financial Corp. (a Maryland corporation) Up to 3,450,000 Shares (Subject to Increase Up to 3,967,500 Shares) COMMON STOCK ($0.01 Par Value) Subscription Price $10.00 Per Share FORM OF AGENCY AGREEMENTSelected Dealers Agreement • July 21st, 2010 • Standard Financial Corp. • State commercial banks • Maryland
Contract Type FiledJuly 21st, 2010 Company Industry Jurisdiction
LADENBURG THALMANN & CO. INC. 49TH FLOOR NEW YORK, NEW YORK 10022Selected Dealers Agreement • April 15th, 2008 • China Evergreen Acquisition Corp. • Blank checks • New York
Contract Type FiledApril 15th, 2008 Company Industry Jurisdiction
RODMAN & RENSHAW, LLC SELECTED DEALERS AGREEMENTSelected Dealers Agreement • August 31st, 2005 • Phoenix India Acquisition Corp. • New York
Contract Type FiledAugust 31st, 2005 Company Jurisdiction
EXHIBIT 1.3 SELECTED DEALERS AGREEMENT PUBLIC OFFERING OF 800,000 SHARES OF COMMON STOCK 800,000 REDEEMABLE WARRANTS OFFERING PRICE OF $____ PER UNIT PACIFIC SOFTWORKS, INC.Selected Dealers Agreement • March 26th, 1999 • Pacific Softworks Inc
Contract Type FiledMarch 26th, 1999 Company
SELECTED DEALERS AGREEMENT Public Offering of 1,200,000 Units Consisting of 1,200,000 Shares of Common Stock and 1,200,000 Redeemable Warrants Offering Price of $ per Unit ARENA RESOURCES, INC.Selected Dealers Agreement • March 18th, 2004 • Arena Resources Inc • Crude petroleum & natural gas • Colorado
Contract Type FiledMarch 18th, 2004 Company Industry Jurisdiction
CRUSADER SECURITIES, LLC Letterhead SELECTED DEALERS AGREEMENTSelected Dealers Agreement • December 20th, 2007 • Renewable Energy Acquisition Corp. • New York
Contract Type FiledDecember 20th, 2007 Company Jurisdiction
FORM OF SELECTED DEALERS AGREEMENTSelected Dealers Agreement • January 24th, 2006 • H D Partners Acquisition CORP • Blank checks • New York
Contract Type FiledJanuary 24th, 2006 Company Industry Jurisdiction
EXHIBIT 1.2 SELECTED DEALERS AGREEMENT Public Offering of 1,250,000 Shares of Common Stock Offering Price of $______ Per Share SFBC INTERNATIONAL, INC. HD Brous & Co., Inc., on behalf of itself and other underwriters (the "Underwriters") for which it...Selected Dealers Agreement • July 21st, 2000 • SFBC International Inc • Services-commercial physical & biological research
Contract Type FiledJuly 21st, 2000 Company Industry
1 EXHIBIT 1.3Selected Dealers Agreement • June 29th, 1998 • Luminex Lighting Inc
Contract Type FiledJune 29th, 1998 Company
1 MORGAN STANLEY DEAN WITTER EQUITY FUND SELECTED DEALERS AGREEMENT Gentlemen: Dean Witter Distributors Inc. (the "Distributor") has a distribution agreement (the "Distribution Agreement") with Morgan Stanley Dean Witter Equity Fund, a Massachusetts...Selected Dealers Agreement • May 15th, 1998 • Morgan Stanley Dean Witter Equity Fund
Contract Type FiledMay 15th, 1998 Company
SELECTED DEALERS AGREEMENT Public Offering of 1,150,000 Units Offering Price: $6.00 per Unit MULTI-LINK TELECOMMUNICATIONS, INC. Schneider Securities, Inc., on behalf of itself and other underwriters (the "Underwriters") for which it is the...Selected Dealers Agreement • February 24th, 1999 • Multi Link Telecommunications Inc
Contract Type FiledFebruary 24th, 1999 Company
MIDDLE KINGDOM ALLIANCE CORP. SELECTED DEALERS AGREEMENTSelected Dealers Agreement • October 5th, 2006 • Middle Kingdom Alliance Corp. • Blank checks • Florida
Contract Type FiledOctober 5th, 2006 Company Industry Jurisdiction
Exhibit 1.2 SELECTED DEALERS AGREEMENT PUBLIC OFFERING OF 1,000,000 SHARES OF COMMON STOCK OFFERING PRICE OF $_________________ PER SHARE COMMUNICATIONS SYSTEMS INTERNATIONAL, INC. Cohig & Associates, Inc., on behalf of itself and other underwriters...Selected Dealers Agreement • February 27th, 1998 • Communications Systems International Inc
Contract Type FiledFebruary 27th, 1998 Company
ContractSelected Dealers Agreement • May 28th, 2003 • Whitney Information Network Inc • Services-business services, nec
Contract Type FiledMay 28th, 2003 Company IndustryA REGISTRATION STATEMENT RELATING TO THESE SECURITIES HAS BEEN FILED WITH THE SECURITIES AND EXCHANGE COMMISSION BUT HAS NOT YET BECOME EFFECTIVE. NO OFFER TO BUY THE SECURITIES CAN BE ACCEPTED AND NO PART OF THE PURCHASE PRICE CAN BE RECEIVED UNTIL THE REGISTRATION STATEMENT HAS BECOME EFFECTIVE, AND ANY SUCH OFFER MAY BE WITHDRAWN OR REVOKED, WITHOUT OBLIGATION OR COMMITMENT OF ANY KIND, AT ANY TIME PRIOR TO NOTICE OF ITS ACCEPTANCE GIVEN AFTER THE EFFECTIVE DATE. YOUR EXECUTION HEREOF WILL INVOLVE NO OBLIGATION OR COMMITMENT OF ANY KIND UNTIL THE REGISTRATION STATEMENT HAS BECOME EFFECTIVE.
SELECTED DEALERS AGREEMENT PROFLIGHT MEDICAL RESPONSE, INC.Selected Dealers Agreement • January 22nd, 1998 • Proflight Medical Response Inc • Air transportation, nonscheduled
Contract Type FiledJanuary 22nd, 1998 Company Industry