Delivery and Payment: Delivery of the Units shall be made on or about ___________, 2007 or such later date as we may advise on not less than one day's notice to you, at the office of Lazard Capital Markets LLC, 30 Rockefeller Plaza, New York, New York...Selected Dealers Agreement • March 8th, 2007 • Media & Entertainment Holdings, Inc. • Blank checks • New York
WELLS FARGO SECURITIES, LLC MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Selected Dealers Agreement • October 24th, 2017 • GAMCO Natural Resources, Gold & Income Trust • New York
This Master Selected Dealers Agreement (this “Master SDA”), dated as of , is by and between Wells Fargo Securities, LLC (including its successors and assigns) (“we,” “our,” “us” or the “Manager”) and the party named on the signature page hereof (a “Dealer,” “you” or “your”). From time to time, in connection with an offering and sale (an “Offering”) of securities (the “Securities”), managed solely by us or with one or more other managers or co-managers, we or one or more of our affiliates may offer you (and others) the opportunity to purchase as principal a portion of such securities on the terms set forth herein as a Selected Dealer (as defined below).
EARLYBIRDCAPITAL, INC.Selected Dealers Agreement • January 11th, 2011 • China VantagePoint Acquisition Co • Blank checks • New York
EXHIBIT 1.2 SELECTED DEALERS AGREEMENT PUBLIC OFFERING OF 1,650,000 SHARES OF COMMON STOCK 1,650,000 REDEEMABLE WARRANTS OFFERING PRICE OF $______ PER SHARE AND $.25 PER WARRANT NATURAL GAS SERVICES GROUP, INC. JULY ____, 2002 Neidiger, Tucker,...Selected Dealers Agreement • July 17th, 2002 • Natural Gas Services Group Inc • Oil & gas field services, nec
ATEL GROWTH CAPITAL FUND 8, LLC SELECTED DEALERS AGREEMENT San Francisco, CaliforniaSelected Dealers Agreement • February 10th, 2012 • ATEL Growth Capital Fund 8, LLC • Services-equipment rental & leasing, nec
HCFP/BRENNER SECURITIES LLC 17th FLOOR NEW YORK, NEW YORK 10106 SELECTED DEALERS AGREEMENTSelected Dealers Agreement • January 24th, 2007 • Stoneleigh Partners Acquisition Corp. • Blank checks • New York
HCFP/BRENNER SECURITIES LLC 9th FLOOR NEW YORK, NEW YORK 10106 SELECTED DEALERS AGREEMENTSelected Dealers Agreement • April 9th, 2007 • Stoneleigh Partners Acquisition Corp. • Blank checks • New York
SELECTED DEALER’S AGREEMENTSelected Dealer’s Agreement • April 2nd, 2009 • Independent Film Development CORP • Investors, nec
INDEPENDENT FILM DEVELOPMENT CORPORATION, (the “Company”), a corporation organized under the laws of the State of Nevada, hereby confirms its agreement with you as follows:
DEAN WITTER VALUE-ADDED MARKET SERIES SELECTED DEALERS AGREEMENT -------------------------- Gentlemen: DW Distributors Inc. (the "Distributor") has a distribution agreement (the "Distribution Agreement") with Dean Witter Value-Added Market Series, a...Selected Dealers Agreement • June 25th, 1999 • Morgan Stanley Dean Witter Value Added Market Series
SELECTED DEALERS AGREEMENTSelected Dealers Agreement • February 14th, 2005 • Services Acquisition Corp. International • New York
I-BANKERS SECURITIES INCORPORATED Southlake, TX 76092 SELECTED DEALERS AGREEMENTSelected Dealers Agreement • March 7th, 2006 • Shanghai Century Acquisition Corp • Blank checks • New York
Casimir Capital LP Cantor Fitzgerald & Co. c/o Casimir Capital LP New York, New York 10017 SELECTED DEALERS AGREEMENTSelected Dealers Agreement • October 24th, 2005 • Platinum Energy Resources Inc • Blank checks • New York
FERRIS, BAKER WATTS, INCORPORATED 100 LIGHT STREET BALTIMORE, MARYLAND 21202 SELECTED DEALERS AGREEMENTSelected Dealers Agreement • March 31st, 2006 • JK Acquisition Corp. • Blank checks • Maryland
FORM OF SELECTED DEALERS AGREEMENT 200,000,000 BERKELEY INCOME TRUST, INC. A Real Estate Investment Trust (REIT)Selected Dealers Agreement • July 28th, 2005 • Berkeley Income Trust, Inc.
SPECTRASCIENCE, INC. Maximum of 25,000,000 Shares ($5,000,000) SELECTED DEALERS AGREEMENTSelected Dealers Agreement • August 26th, 2010 • Spectrascience Inc • Electromedical & electrotherapeutic apparatus • New York
SpectraScience, Inc. (the “Company”) is offering for sale the shares of common stock (the “Shares”) and warrants to purchase common stock (the “Warrants”, together with the Shares, the “Units”) pursuant to the Company’s Confidential Private Placement Memorandum dated May 8, 2009 (the “Memorandum”) on a no minimum and 25,000,000 Shares ($5,000,000) maximum (the “Maximum Amount”) basis (the “Offering”). Each $25,000 Unit offered will consist of 125,000 Series B Preferred Shares paying 8% annual interest and 62,500 Warrants as described in the Memorandum. The Company has the right to accept or reject subscriptions in whole or in part for any reason or no reason at all.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Selected Dealers Agreement • February 25th, 2013 • BlackRock Multi-Sector Income Trust • New York
This Master Selected Dealers Agreement (this “Master SDA”), dated as of, 2011, is by and between Merrill Lynch, Pierce, Fenner & Smith Incorporated (including its successors and assigns) (“we,” “our,” “us” or the “Manager”) and the party named on the signature page hereof (a “Dealer,” “you” or “your”). From time to time, in connection with an offering and sale (an “Offering”) of securities (the “Securities”), managed solely by us or with one or more other managers or co-managers, we or one or more of our affiliates may offer you (and others) the opportunity to purchase as principal a portion of such securities on the terms set forth herein as a Selected Dealer (as defined below).
Standard Financial Corp. (a Maryland corporation) Up to 3,450,000 Shares (Subject to Increase Up to 3,967,500 Shares) COMMON STOCK ($0.01 Par Value) Subscription Price $10.00 Per Share FORM OF AGENCY AGREEMENTSelected Dealers Agreement • July 21st, 2010 • Standard Financial Corp. • State commercial banks • Maryland
LADENBURG THALMANN & CO. INC. 49TH FLOOR NEW YORK, NEW YORK 10022Selected Dealers Agreement • April 15th, 2008 • China Evergreen Acquisition Corp. • Blank checks • New York
RODMAN & RENSHAW, LLC SELECTED DEALERS AGREEMENTSelected Dealers Agreement • August 31st, 2005 • Phoenix India Acquisition Corp. • New York
EXHIBIT 1.3 SELECTED DEALERS AGREEMENT PUBLIC OFFERING OF 800,000 SHARES OF COMMON STOCK 800,000 REDEEMABLE WARRANTS OFFERING PRICE OF $____ PER UNIT PACIFIC SOFTWORKS, INC.Selected Dealers Agreement • March 26th, 1999 • Pacific Softworks Inc
SELECTED DEALERS AGREEMENT Public Offering of 1,200,000 Units Consisting of 1,200,000 Shares of Common Stock and 1,200,000 Redeemable Warrants Offering Price of $ per Unit ARENA RESOURCES, INC.Selected Dealers Agreement • March 18th, 2004 • Arena Resources Inc • Crude petroleum & natural gas • Colorado
CRUSADER SECURITIES, LLC Letterhead SELECTED DEALERS AGREEMENTSelected Dealers Agreement • December 20th, 2007 • Renewable Energy Acquisition Corp. • New York
FORM OF SELECTED DEALERS AGREEMENTSelected Dealers Agreement • January 24th, 2006 • H D Partners Acquisition CORP • Blank checks • New York
EXHIBIT 1.2 SELECTED DEALERS AGREEMENT Public Offering of 1,250,000 Shares of Common Stock Offering Price of $______ Per Share SFBC INTERNATIONAL, INC. HD Brous & Co., Inc., on behalf of itself and other underwriters (the "Underwriters") for which it...Selected Dealers Agreement • July 21st, 2000 • SFBC International Inc • Services-commercial physical & biological research
1 EXHIBIT 1.3Selected Dealers Agreement • June 29th, 1998 • Luminex Lighting Inc
1 MORGAN STANLEY DEAN WITTER EQUITY FUND SELECTED DEALERS AGREEMENT Gentlemen: Dean Witter Distributors Inc. (the "Distributor") has a distribution agreement (the "Distribution Agreement") with Morgan Stanley Dean Witter Equity Fund, a Massachusetts...Selected Dealers Agreement • May 15th, 1998 • Morgan Stanley Dean Witter Equity Fund
SELECTED DEALERS AGREEMENT Public Offering of 1,150,000 Units Offering Price: $6.00 per Unit MULTI-LINK TELECOMMUNICATIONS, INC. Schneider Securities, Inc., on behalf of itself and other underwriters (the "Underwriters") for which it is the...Selected Dealers Agreement • February 24th, 1999 • Multi Link Telecommunications Inc
MIDDLE KINGDOM ALLIANCE CORP. SELECTED DEALERS AGREEMENTSelected Dealers Agreement • October 5th, 2006 • Middle Kingdom Alliance Corp. • Blank checks • Florida
Exhibit 1.2 SELECTED DEALERS AGREEMENT PUBLIC OFFERING OF 1,000,000 SHARES OF COMMON STOCK OFFERING PRICE OF $_________________ PER SHARE COMMUNICATIONS SYSTEMS INTERNATIONAL, INC. Cohig & Associates, Inc., on behalf of itself and other underwriters...Selected Dealers Agreement • February 27th, 1998 • Communications Systems International Inc
ContractSelected Dealers Agreement • May 28th, 2003 • Whitney Information Network Inc • Services-business services, nec
A REGISTRATION STATEMENT RELATING TO THESE SECURITIES HAS BEEN FILED WITH THE SECURITIES AND EXCHANGE COMMISSION BUT HAS NOT YET BECOME EFFECTIVE. NO OFFER TO BUY THE SECURITIES CAN BE ACCEPTED AND NO PART OF THE PURCHASE PRICE CAN BE RECEIVED UNTIL THE REGISTRATION STATEMENT HAS BECOME EFFECTIVE, AND ANY SUCH OFFER MAY BE WITHDRAWN OR REVOKED, WITHOUT OBLIGATION OR COMMITMENT OF ANY KIND, AT ANY TIME PRIOR TO NOTICE OF ITS ACCEPTANCE GIVEN AFTER THE EFFECTIVE DATE. YOUR EXECUTION HEREOF WILL INVOLVE NO OBLIGATION OR COMMITMENT OF ANY KIND UNTIL THE REGISTRATION STATEMENT HAS BECOME EFFECTIVE.
SELECTED DEALERS AGREEMENT PROFLIGHT MEDICAL RESPONSE, INC.Selected Dealers Agreement • January 22nd, 1998 • Proflight Medical Response Inc • Air transportation, nonscheduled
