FORM OF SERVICES AGREEMENT (CLASS A) by and between GLENWOOD CAPITAL INVESTMENTS, L.L.C. and MAN-GLENWOOD LEXINGTON TEI, LLC, on behalf of its Class AMan Glenwood Lexington Tei LLC • June 15th, 2006 • Illinois
WITNESSETHEscrow Agreement • November 14th, 2000 • Excelsior Venture Partners Iii LLC • Delaware
1 Exhibit (h)(1) DISTRIBUTION AGREEMENTDistribution Agreement • November 14th, 2000 • Excelsior Venture Partners Iii LLC • California
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT THIS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT is made as of the 11th day of September, 2009, by and between Robeco-Sage Multi-Strategy Institutional Fund, L.L.C., a Delaware limited...Investment Advisory Agreement • September 18th, 2009 • Robeco-Sage Multi-Strategy Institutional Fund, L.L.C. • New York
AMENDMENT NO.2 TO ADMINISTRATION AGREEMENT THIS AMENDMENT NO. 2 TO ADMINISTRATION AGREEMENT (this "AMENDMENT"), effective as of April 1, 2010 (the "AMENDMENT EFFECTIVE DATE"), by and among Old Mutual Absolute Return Master Fund, L.L.C.; Old Mutual...Administration Agreement • June 16th, 2010 • Old Mutual Absolute Return Fund, L.L.C. • Pennsylvania
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT AMENDED AND RESTATED AGREEMENT made as of the 2nd day of June, 2004, by and between OFI Tremont Market Neutral Hedge Fund (the "Fund") and OppenheimerFunds, Inc.("OFI"). WHEREAS, the Fund and OFI...Investment Advisory Agreement • June 10th, 2004 • Ofi Tremont Market Neutral Hedge Fund
FORM OF SERVICES AGREEMENT (CLASS I) by and between GLENWOOD CAPITAL INVESTMENTS, L.L.C. and MAN-GLENWOOD LEXINGTON TEI, LLC, on behalf of its Class IServices Agreement • June 15th, 2006 • Man Glenwood Lexington Tei LLC • Illinois
1 EXHIBIT 2h.1 FORM OF UNDERWRITING AGREEMENT ______________ SHARES ALLIED CAPITAL CORPORATION COMMON STOCK, $0.0001 PAR VALUE PER SHARE UNDERWRITING AGREEMENT dated ________, 1998 ___________ SHARES ALLIED CAPITAL CORPORATION COMMON STOCK, $0.0001...Underwriting Agreement • November 18th, 1998 • Allied Capital Corp • New York
INDEMNIFICATION AGREEMENT This Indemnification Agreement (the "Agreement") is made as of the date set forth on the signature page by and between American Express Financial Corporation, a Minnesota corporation ("AEFC"), and Mary K. Stern and William T....Indemnification Agreement • July 29th, 2005 • Advisory Hedged Opportunity Fund • Delaware
WITNESSETH:Distribution Agreement • June 22nd, 2010 • Robeco-Sage Multi-Strategy TEI Fund, L.L.C. • New York
CUSTODY AGREEMENT BETWEEN THE HUNTINGTON NATIONAL BANK AND ADVISORY HEDGED OPPORTUNITY FUNDCustody Agreement • June 9th, 2005 • Advisory Hedged Opportunity Fund • Ohio
ARTICLE 1 INTRODUCTIONOperating Agreement • December 5th, 1997 • Technology Funding Venture Capital Fund Vi LLC • Delaware
Form of Underwriting Agreement 1,000,000 Shares of Common Stock FRESHSTART VENTURE CAPITAL CORP. UNDERWRITING AGREEMENTUnderwriting Agreement • November 26th, 1996 • Freshstart Venture Capital Corp • New York
RECITALInvestment Management Agreement • July 25th, 2008 • Ofi Tremont Core Strategies Hedge Fund • New York
Exhibit 99.(k)(iv) SECOND AMENDED AND RESTATED CREDIT AGREEMENT Dated as of September 2, 1998Credit Agreement • June 28th, 2004 • Ing Prime Rate Trust • New York
AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • December 15th, 2000 • Morgan Stanley Dean Witter Prime Income Trust • New York
AMENDMENT NO. 1 TO ESCROW AGREEMENTEscrow Agreement • October 27th, 2006 • Robeco-Sage Multi-Strategy Fund, L.L.C. • Delaware
ARTICLE ISub-Advisory Agreement • September 16th, 2003 • Thai Fund Inc • New York
Exhibit 99.(j)(vi)(1) [ING FUNDS LOGO] February 25, 2004 Nick Horvath DST Systems, Inc. 333 West 11th St., 5th Floor Kansas City, Missouri 64105 Dear Mr. Horvath: Pursuant to the Agency Agreement dated November 30, 2000, as amended, between the Funds...Ing Prime Rate Trust • June 28th, 2004
Exhibit (K)(2) THE BANK OF NEW YORK ------------------------------------------- ------------------------------------- STOCK TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • August 3rd, 2005 • Harris & Harris Group Inc /Ny/ • Investors, nec • New York
Exhibit 2.j.(3) SECOND AMENDMENT TO CUSTODIAN CONTRACT Amendment dated May 15, 2001, to the custody contract (the "Custodian Contract"), dated August 17, 2000, as amended, by and between State Street Bank and Trust Company (the "Custodian") and Munder...Custodian Contract • November 26th, 2003 • Munder at Vantage Fund
SUBADVISORY AGREEMENTSubadvisory Agreement • July 26th, 2016 • EnTrustPermal Hedge Strategies Fund I • New York
This SUBADVISORY AGREEMENT (“Agreement”) is made this day of , 2016, by and between Legg Mason Partners Fund Advisor, LLC, a Delaware limited liability company (the “Manager”), and EnTrustPermal Management LLC, a Delaware Limited Liability Company (the “Subadviser”).
WITNESSETH:Agency Agreement • June 28th, 2004 • Ing Prime Rate Trust • Missouri
ING PRIME RATE TRUST, as BorrowerCredit and Security Agreement • June 28th, 2004 • Ing Prime Rate Trust • New York
1 Exhibit (h)(2) Charles Schwab & Co., Inc. 101 Montgomery Street San Francisco, California 94104 SELLING AGENT AGREEMENT [Name of Entity] Dear Sirs and Mesdames: This is to confirm that, in consideration of the agreements hereinafter contained, [NAME...Excelsior Venture Partners Iii LLC • November 14th, 2000 • California
1 BY-LAWS OF THE SIERRA PRIME INCOME TRUST ARTICLE 1 Agreement and Declaration of Trust and Principal OfficeSierra Prime Income Fund • January 28th, 1997
AMENDMENT AGREEMENT AMENDMENT AGREEMENT ("Amendment") dated as of March 2, 2010 to the Committed Facility Agreement dated January 23, 2009 between BNP Paribas Prime Brokerage, Inc. ("BNPP PB, Inc.") and Energy Income and Growth Fund ("Customer")...Amendment Agreement • March 17th, 2010 • Energy Income & Growth Fund • New York
Common StockHarris & Harris Group Inc /Ny/ • August 11th, 2005 • Investors, nec • New York
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT This AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT ("Agreement") is made this 29th day of December, 2006, by and between Citigroup Alternative Investments Multi-Adviser Hedge Fund Portfolios LLC,...Investment Advisory Agreement • June 12th, 2007 • Citigroup Alternative Investments Multi Adv Hedge Fu Por LLC • New York
Exhibit 25(2)(k)(7) ADMINISTRATION AGREEMENT THIS AGREEMENT is made as of this 27th day of February, 2006, by and between Robeco-Sage Multi-Strategy Fund, L.L.C. (the "Fund"), a Delaware limited liability company, and SEI Investments Global Funds...Administration Agreement • October 27th, 2006 • Robeco-Sage Multi-Strategy Fund, L.L.C. • Delaware
1 CREDIT AGREEMENTCredit Agreement • January 28th, 1997 • Sierra Prime Income Fund • New York
AGREEMENTAgreement • January 26th, 1998 • Sierra Prime Income Fund • Illinois
Exhibit 99.(k)(vi)(1) BROKER-DEALER AGREEMENT This Broker-Dealer Agreement dated as of November 16, 2000, is between Bankers Trust Company, a New York banking corporation (the "Auction Agent") (not in its individual capacity, but solely as agent of...Broker-Dealer Agreement • June 28th, 2004 • Ing Prime Rate Trust • New York
EXHIBIT (k)(4) FIFTH AMENDMENT AND RESTATEMENT OF CREDIT AGREEMENT Dated as of November 8, 2002Credit Agreement • November 27th, 2002 • Van Kampen Senior Floating Rate Fund • Illinois
BACAP ALTERNATIVE MULTI-STRATEGY FUND, LLC FORM OF EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENTReimbursement Agreement • June 24th, 2004 • Bacap Alternative Mult Strategy Fund LLC • New York