Notice Sample Contracts

Share Cite Term
Link

Embed (HTML)
General Cannabis Corp. Stock Option Award Notice of Stock Option Award (December 14th, 2017)

As an incentive to Michael Feinsod (the Grantee) to continue his service to General Cannabis Corp., the Grantee has been granted an option to purchase shares of Common Stock, subject to the terms and conditions of this Notice of Stock Option Award (the Notice) and the Stock Option Award Agreement (the Option Agreement) attached hereto, as follows. Unless otherwise defined herein, the terms defined in the Option Agreement shall have the same defined meanings in this Notice.

Seritage Growth Properties – See Reverse for Important Notice on Transfer Restrictions and Other Information (December 14th, 2017)

is the owner of **Zero (0)** fully paid and nonassessable 7.00% Series A Cumulative Redeemable Preferred Shares of beneficial interest, par value $0.01 per share, of

General Cannabis Corp. Stock Option Award Notice of Stock Option Award (December 14th, 2017)

As an incentive to Michael Feinsod (the Grantee) to continue his service to General Cannabis Corp., the Grantee has been granted an option to purchase shares of Common Stock, subject to the terms and conditions of this Notice of Stock Option Award (the Notice) and the Stock Option Award Agreement (the Option Agreement) attached hereto, as follows. Unless otherwise defined herein, the terms defined in the Option Agreement shall have the same defined meanings in this Notice.

[Form of Notice of Guaranteed Delivery] (December 6th, 2017)

THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE COMPANYS PROSPECTUS DATED , 2018 (THE PROSPECTUS) AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC., THE SUBSCRIPTION AGENT.

Lightlake Therapeutics Inc. – Nonstatutory Stock Option Notice (December 4th, 2017)

This Notice evidences the award of nonstatutory stock options (each, an "Option" or collectively, the "Options") that have been granted to you, [NAME], subject to and conditioned upon your agreement the terms of the attached Nonstatutory Stock Option Agreement (the "Agreement"). The Options entitle you to purchase shares of common stock, par value $0.001 per share ("Common Stock"), of Opiant Pharmaceuticals, Inc., a Delaware corporation (the "Company"), under the Opiant Pharmaceuticals, Inc. 2017 Long-Term Incentive Plan (the "Plan"). The number of shares you may purchase and the exercise price at which you may purchase them are specified below. This Notice constitutes part of and is subject to the terms and provisions of the Agreement and the Plan, which are incorporated by reference herein. You must return an executed copy of this Notice to the Company within 30 days of the date hereof. If you fail to do so, the Options may be rendered null and void in the Company's discretion.

[Graphic Omitted] Formed Under the Laws of the State of Maryland See Reverse for Important Notice on Transfer Restrictions and Other Information This Certificate Is Transferable in New York, N.Y. And Kansas City, Mo. Epr Properties a Real Estate Investment Trust (November 30th, 2017)

EPR PROPERTIES (THE TRUST), TRANSFERRABLE ON THE BOOKS OF THE TRUST BY THE HOLDER HEREOF IN PERSON OR BY ITS DULY AUTHORIZED ATTORNEY UPON SURRENDER OF THIS CERTIFICATE PROPERLY ENDORSED. THIS CERTIFICATE AND THE SHARES REPRESENTED HEREBY ARE ISSUED AND SHALL BE HELD SUBJECT TO ALL OF THE PROVISIONS OF THE DECLARATION OF TRUST AND BYLAWS OF THE TRUST AND ANY AMENDMENTS THERETO. THIS CERTIFICATE IS NOT VALID UNLESS COUNTERSIGNED AND REGISTERED BY THE TRANSFER AGENT AND REGISTRAR.

Wesco Aircraft Holdings Inc. – Performance Share Unit Grant Notice (November 29th, 2017)

Capitalized terms not specifically defined in this Performance Share Unit Grant Notice (the "Grant Notice") have the meanings given to them in the 2014 Incentive Award Plan (as amended from time to time, the "Plan") of Wesco Aircraft Holdings, Inc. (the "Company").

Cannae Holdings, Inc. – Notice of Investment Success Incentive Award (November 28th, 2017)

You (the "Grantee") have been granted the following Cannae Holdings, Inc. Investment Success Incentive Award (the "Award") pursuant to the Cannae Holdings, Inc. 2017 Omnibus Incentive Plan (the "Plan"):

CURO Group Holdings Corp. – CURO FINANCIAL TECHNOLOGIES CORP. (The Company) SPECIAL BONUS NOTICE (November 28th, 2017)

On or about November 1, 2017, our parent company CURO Group Holdings Corp. (Holdings) paid a dividend in the amount of $133.00 per share to its holders of common stock. While there is no requirement to pay a dividend in respect of the stock options issued to you by Holdings (as the options have not been exercised) and you are not otherwise entitled to receive the bonuses set forth herein pursuant to such stock options, subject to the terms and conditions set forth herein, we have determined to pay to you the bonuses set forth herein as discretionary compensation in recognition of your dedication and commitment to the Company. Capitalized terms used but not otherwise defined herein shall have the meanings ascribed thereto in that certain Stock Option Agreement(s), between you and Holdings, entered into as of the date hereof (the Stock Option Agreement(s)).

All Depositories, Nominees, Brokers and Others: Please Facilitate the Transmission of This Notice to All Beneficial Owners Notice to the Holders of Spanish Broadcasting System, Inc. (November 28th, 2017)

We are writing to you as holders of the 10 3/4% Series B Cumulative Exchangeable Redeemable Preferred Stock (the Series B Preferred Shares) of Spanish Broadcasting System, Inc. (SBS). On November 2, 2017, a complaint was filed against SBS in the Court of Chancery for the State of Delaware by certain holders of the Series B Preferred Shares purporting to represent, in the aggregate, approximately 94.16% of the outstanding Series B Preferred Shares (the Complaint). Specifically, we write to notify you that if the allegations set forth in the Complaint are correct, which SBS does not concede, and the collective ownership of non-U.S. entities exceeds 63 percent of the outstanding Series B Preferred Shares as reflected therein, then non-U.S. entities own well in excess of 25 percent of the equity of SBS in violation of Section 310(b)(4) of the Communications Act of 1934, as amended (the Act).

Veritone, Inc. – Veritone, Inc. Notice of Grant of Stock Option (November 15th, 2017)

Notice is hereby given of the following option grant (the Option) to purchase shares of the Common Stock of Veritone, Inc. (the Corporation):

Switch, Inc. – Restricted Stock Unit Grant Notice (November 14th, 2017)

Switch, Inc., a Nevada corporation (the "Company"), has granted to the participant listed below ("Participant") the Restricted Stock Units (the "RSUs") described in this Restricted Stock Unit Grant Notice (this "Grant Notice"), subject to the terms and conditions of the 2017 Incentive Award Plan (as amended from time to time, the "Plan") and the Restricted Stock Unit Agreement attached as Exhibit A (the "Agreement"), both of which are incorporated into this Grant Notice by reference. Capitalized terms not specifically defined in this Grant Notice or the Agreement have the meanings given to them in the Plan.

RESHAPE LIFESCIENCES INC. 2017 Employment Inducement Incentive Award Plan STOCK OPTION GRANT NOTICE (November 14th, 2017)

ReShape Lifesciences Inc., a Delaware corporation (the "Company"), pursuant to the ReShape Lifesciences Inc. 2017 Employment Inducement Incentive Award Plan (as may be amended from time to time, the "Plan"), hereby grants to the individual listed below (the "Optionee"), a non-qualified stock option to purchase the number of shares of Common Stock, par value $0.01 per share, of the Company (the "Shares"), set forth below (the "Option"). This Option is subject to all of the terms and conditions set forth herein and in the Stock Option Agreement attached hereto as Exhibit A (the "Option Agreement") and the Plan, each of which is incorporated herein by reference. Unless otherwise defined herein, the terms defined in the Plan shall have the same defined meanings in this Stock Option Grant Notice (the "Grant Notice") and the Option Agreement.

MassRoots, Inc. – NOTICE TO RESIDENTS of the United States (November 14th, 2017)

THIS CERTIFIES THAT in exchange for the payment by _____ (the "Purchaser") of _____ (the "Purchase Amount") to MassRoots, Inc., a Delaware corporation (the "Company"), the Company hereby issues to the Purchaser the right to units of MassRootsCoin, a cryptographic token (the "Tokens"), on the terms set forth below.

Marika – PIERIS PHARMACEUTICALS, INC. Non-Qualified Stock Option Grant Notice (November 13th, 2017)
Portola Pharmaceuticals, Inc. Restricted Stock Unit Award Grant Notice Inducement Plan (November 9th, 2017)

Portola Pharmaceuticals, Inc. (the "Company"), pursuant to its Inducement Plan (the "Plan"), hereby awards to Participant a Restricted Stock Unit Award (the "Award") in respect of the number of Restricted Stock Units ("RSUs") set forth below. The Award is subject to all of the terms and conditions as set forth herein, including the Vesting Criteria set forth below, the Plan and the Restricted Stock Unit Award Agreement (the "RSU Agreement"). Capitalized terms not otherwise defined herein shall have the meanings set forth in the Plan or the RSU Agreement, as applicable. Except as provided herein, in the event of any conflict between such provisions, the terms of the Plan shall control.

Frankly Inc – Frankly Inc. Notice of Grant of Restricted Stock Units (November 9th, 2017)

The Participant has been granted the number of Restricted Stock Units set forth below (the "RSUs") pursuant to the Frankly Inc. Equity Incentive Plan (as amended and restated, the "Plan"), as follows:

Portola Pharmaceuticals, Inc. Stock Option Grant Notice Inducement Plan (November 9th, 2017)

Portola Pharmaceuticals, Inc. (the "Company"), pursuant to its Inducement Plan (the "Plan"), hereby awards to Participant a Stock Option Award (the "Award") in respect of the number of shares set forth below. The Award is subject to all of the terms and conditions as set forth herein, including the Vesting Criteria set forth below, the Plan and the Option Agreement (the "Option Agreement"). Capitalized terms not otherwise defined herein shall have the meanings set forth in the Plan or the Option Agreement, as applicable. Except as provided herein, in the event of any conflict between such provisions, the terms of the Plan shall control.

Portola Pharmaceuticals, Inc. Restricted Stock Unit Award Grant Notice Inducement Plan (November 9th, 2017)

Portola Pharmaceuticals, Inc. (the "Company"), pursuant to its Inducement Plan (the "Plan"), hereby awards to Participant a Restricted Stock Unit Award (the "Award") in respect of the number of Restricted Stock Units ("RSUs") set forth below. The Award is subject to all of the terms and conditions as set forth herein, including the Vesting Criteria set forth below, the Plan and the Restricted Stock Unit Award Agreement (the "RSU Agreement"). Capitalized terms not otherwise defined herein shall have the meanings set forth in the Plan or the RSU Agreement, as applicable. Except as provided herein, in the event of any conflict between such provisions, the terms of the Plan shall control.

Incorporated Under the Laws Cusip 76169c 308 of the State of Maryland See Reverse for Important Notice on Transfer Restrictions and Other Information (November 9th, 2017)

(the Corporation) transferable on the books of the Corporation by the holder hereof in person or by its duly authorized attorney upon the surrender of this certificate properly endorsed. This certificate and the shares represented hereby are issued and shall be held subject to all of the provisions of the charter of the Corporation (the Charter) and the Bylaws of the Corporation and any amendments thereto. This certificate is not valid until countersigned by the Transfer Agent and registered by the Registrar.

Bio-Rad Laboratories, Inc. 2017 Incentive Award Plan Global Restricted Stock Unit Award Grant Notice (November 9th, 2017)

Bio-Rad Laboratories, Inc., a Delaware corporation, (the "Company"), pursuant to its 2017 Incentive Award Plan, as amended from time to time (the "Plan"), hereby grants to the individual listed below ("Holder"), Restricted Stock Units ("RSUs") with respect to the number of shares of the Company's Class A common stock set forth below (the "Shares"). This Restricted Stock Unit Award is subject to all of the terms and conditions as set forth herein and in the Global Restricted Stock Unit Award Agreement attached hereto as Exhibit A (the "Restricted Stock Unit Agreement"), any country-specific provisions for Holder's country included in Exhibit B attached hereto (the "Country Addenda") and the Plan, each of which is incorporated herein by reference. Unless otherwise defined herein, capitalized terms used in this Grant Notice shall have the meanings given such terms in the Plan.

Extreme Networks, Inc. Notice of Grant of Performance Vesting Restricted Stock Units (November 9th, 2017)

Extreme Networks, Inc. (the "Company") has granted to the Participant an award (the "Award") of certain units pursuant to the Extreme Networks, Inc. 2013 Equity Incentive Plan (the "Plan"), each of which represents the right to receive on the applicable Settlement Date one (1) share of Stock, as follows:

Grant Notice (November 9th, 2017)

The terms of your grant of a non-qualified stock option (the "Option") to purchase shares of the Company's Common Stock (the "Shares") are set out in this notice (the "Grant Notice") but subject always to the terms of the Amended and Restated Tellurian Inc. 2016 Omnibus Incentive Compensation Plan (as amended and/or restated, the "Plan") and the attached Stock Option Award Agreement (the "Agreement"). In the event of any inconsistency between the terms of this Grant Notice and the terms of the Agreement, the terms of the Agreement shall control. Except as otherwise indicated, any capitalized term used but not defined herein or in the Agreement shall have the meaning ascribed to such term in the Plan.

Grant Notice (November 9th, 2017)

The terms of your grant of a non-qualified stock option (the "Option") to purchase shares of the Company's Common Stock (the "Shares") are set out in this notice (the "Grant Notice") but subject always to the terms of the Amended and Restated Tellurian Inc. 2016 Omnibus Incentive Compensation Plan (as amended and/or restated, the "Plan") and the attached Stock Option Award Agreement (the "Agreement"). In the event of any inconsistency between the terms of this Grant Notice and the terms of the Agreement, the terms of the Agreement shall control. Except as otherwise indicated, any capitalized term used but not defined herein or in the Agreement shall have the meaning ascribed to such term in the Plan.

Portola Pharmaceuticals, Inc. Stock Option Grant Notice Inducement Plan (November 9th, 2017)

Portola Pharmaceuticals, Inc. (the "Company"), pursuant to its 2013 Inducement Plan (the "Plan"), hereby awards to Participant a Stock Option Award (the "Award") in respect of the number of shares set forth below. The Award is subject to all of the terms and conditions as set forth herein, including the Vesting Criteria set forth below, the Plan and the Option Agreement (the "Option Agreement"). Capitalized terms not otherwise defined herein shall have the meanings set forth in the Plan or the Option Agreement, as applicable. Except as provided herein, in the event of any conflict between such provisions, the terms of the Plan shall control.

Notice of Non-Qualified Stock Option Grant (November 8th, 2017)

You (the "Optionee") have been granted the following option (the "Option") to purchase Common Stock of Ecoark Holdings, Inc. (the "Company"), par value $0.001 per share ("Share"):

Notice of Non-Qualified Stock Option Grant (November 8th, 2017)

You (the "Optionee") have been granted the following option (the "Option") to purchase Common Stock of Ecoark Holdings, Inc. (the "Company"), par value $0.001 per share ("Share"):

Hancock Holding Company – Notice of Lease (November 8th, 2017)

This Notice of Lease (this "Notice") is entered into by and between HPT New Orleans, OSS, LLC, a Delaware limited liability company (hereinafter called "Landlord"), and Whitney Bank, a Mississippi state-chartered bank (hereinafter called "Tenant"), as of the 5th day of July, 2017.

Savara Inc. Notice of Grant of Restricted Stock Units (November 8th, 2017)

The Awardee has been granted an award of Restricted Stock Units (the "Award") pursuant to the Savara Inc. 2015 Omnibus Incentive Plan (the "Plan"), each of which represents the right to receive on the applicable Settlement Date one (1) Share of common stock of Savara Inc. (the "Company"), as follows:

Calix, Inc. Nonstatutory Inducement Stock Option Grant Notice (November 8th, 2017)

As an inducement material to the decision by the individual listed below ("Optionee") to accept employment with Calix, Inc., a Delaware corporation, (the "Company") and pursuant to that certain offer letter entered into by and between Optionee and the Company, dated as of October 1, 2017, the Company hereby grants to Optionee an option to purchase the number of shares of the Company's common stock, par value $0.025 ("Stock"), set forth below (the "Option"). This Option is subject to all of the terms and conditions set forth herein and in the Stock Option Agreement attached hereto as Exhibit A (the "Stock Option Agreement"), which is incorporated herein by reference. The Option is made and granted as a stand-alone award and is not granted under or pursuant to the Calix, Inc. 2010 Equity Incentive Award Plan (the "Plan"). However, unless otherwise defined herein, the terms defined in the Plan shall have the same defined meanings in the Grant Notice and the Stock Option Agreement.

Sailpoint Technologies Holdings, Inc. – Notice of Option Grant (November 6th, 2017)

You have been granted the following options (the Options) to purchase shares of Common Stocks par value US$ 0.0001 each (the Shares) of SailPoint Technologies Holdings, Inc. (the Company), pursuant and subject to the terms and conditions of the Companys 2015 Share Incentive Plan, a copy of which is attached hereto as Exhibit A (as may be amended from time to time, the Plan), and the additional terms and conditions contained herein. Unless otherwise defined, capitalized terms used herein shall have the meaning ascribed to them under the Plan hereof.

Sailpoint Technologies Holdings, Inc. – Notice of Grant of Stock Option (November 6th, 2017)

Pursuant to the terms and conditions of the SailPoint Technologies Holdings, Inc. 2017 Long Term Incentive Plan, attached as Appendix A (the Plan), and the associated Stock Option Agreement, attached as Appendix B (the Option Agreement), you are hereby granted an option (this Option) to purchase shares of Stock under the conditions set forth in this Notice of Grant of Stock Option (the Notice), in the Option Agreement, and in the Plan. Capitalized terms used but not defined herein shall have the meanings set forth in the Plan.

Sailpoint Technologies Holdings, Inc. – NOTICE OF GRANT OF RESTRICTED STOCK UNITS (Non-Employee Director Award) (November 6th, 2017)

Pursuant to the terms and conditions of the SailPoint Technologies Holdings, Inc. 2017 Long Term Incentive Plan, attached as Appendix A (the Plan), and the associated Restricted Stock Unit Agreement, attached as Appendix B (the Agreement), you are hereby granted an award to receive the number of Restricted Stock Units (RSUs) set forth below, whereby each RSU represents the right to receive one Share, plus rights to certain dividend equivalents described in Section 3 of the Agreement, under the terms and conditions set forth below, in the Agreement, and in the Plan. Capitalized terms used but not defined herein shall have the meanings set forth in the Plan or the Agreement.

Sailpoint Technologies Holdings, Inc. – Notice of Grant of Restricted Stock Units (November 6th, 2017)

Pursuant to the terms and conditions of the SailPoint Technologies Holdings, Inc. 2017 Long Term Incentive Plan, attached as Appendix A (the Plan), and the associated Restricted Stock Unit Agreement, attached as Appendix B (the Agreement), you are hereby granted an award to receive the number of Restricted Stock Units (RSUs) set forth below, whereby each RSU represents the right to receive one Share, plus rights to certain dividend equivalents described in Section 3 of the Agreement, under the terms and conditions set forth below, in the Agreement, and in the Plan. Capitalized terms used but not defined herein shall have the meanings set forth in the Plan or the Agreement.

Schmitt Industries, Inc. – NOTICE OF GUARANTEED DELIVERY This Form, or One Substantially Equivalent to This Form, Must Be Used to Exercise Subscription Rights Pursuant to the Rights Offering Described in the Prospectus Dated [*], 2017 (The Prospectus) of SCHMITT INDUSTRIES, INC., an Oregon Corporation (The Company), if a Holder of Subscription Rights Cannot Deliver the Subscription Rights Certificate(s) Evidencing the Subscription Rights (The Subscription Rights Certificate(s)) to the Subscription Agent Listed Below (The Subscription Agent) at or Prior to 5:00 p.m., Eastern Time, on [*], 2017 (As It May Be Extended by t (November 3rd, 2017)