1 Exhibit (k)(1) BANKBOSTON, N.A. STOCK TRANSFER AGENT SERVICES AGREEMENT FOR: COLONIAL INSURED MUNICIPAL FUND This Agreement sets forth the terms and conditions under which BankBoston, N.A. (hereinafter referred to as "BankBoston") will serve as sole...Colonial Insured Municipal Fund • October 26th, 1999
ARTICLE I DEFINITIONSAetos Market Neutral Strategies Fund LLC • August 23rd, 2002 • Delaware
Exhibit 99.(a) CLAYMORE/RAYMOND JAMES SB-1 EQUITY FUND AGREEMENT AND DECLARATION OF TRUST DATED AS OF MARCH 7, 2006 TABLE OF CONTENTSClaymore/Raymond James SB-1 Equity Fund • April 19th, 2006
] SHARESFirst Trust/Gallatin Specialty Finance & Financial Opportunities Fund • May 24th, 2007 • New York
ARTICLE 1 DEFINITIONS AND INTERPRETATIONSEmployment Agreement • May 29th, 2001 • American Capital Strategies LTD • Maryland
EXHIBIT 2(A)(II) BACAP ALTERNATIVE MULTI-STRATEGY FUND, LLC LIMITED LIABILITY COMPANY AGREEMENT AMENDED AND RESTATED AS OF MARCH 24, 2003, AND DECEMBER 1, 2005 THIS LIMITED LIABILITY COMPANY AGREEMENT of BACAP Alternative Multi- Strategy Fund, LLC...Bacap Alternative Mult Strategy Fund LLC • May 5th, 2006 • Delaware
WITNESSETHSub-Advisory Agreement • April 20th, 2007 • Pioneer Diversified High Income Trust • Massachusetts
EXHIBIT 24.2g(ii) INVESTMENT SUB-ADVISORY AGREEMENT SEI ABSOLUTE RETURN FUND, L.P. AGREEMENT made this _____ day of ________, 2003 between SEI Investments Management Corporation, a Delaware corporation (the "Adviser"), and Pacific Alternative Asset...Agreement • December 2nd, 2003 • Sei Absolute Return Fund Lp • Delaware
WITNESSETHEscrow Agreement • March 22nd, 2007 • Old Mutual 21oo Emerging Managers Institutional Fund, LLC • Pennsylvania
Lazard World Dividend & Income Fund, Inc. (a Maryland corporation) Shares of Common Stock ($0.001 Par Value) PURCHASE AGREEMENTPurchase Agreement • June 23rd, 2005 • Lazard World Dividend & Income Fund, Inc. • New York
1 2 Amendment shall be binding upon and shall inure to the benefit of the parties hereto and their respective heirs, successors, personal representatives and assigns.Pledge Agreement • December 16th, 1996 • Allied Capital Lending Corp
MANAGEMENT AGREEMENT THIS MANAGEMENT AGREEMENT (the "Agreement") is made as of the 12th day of September, 2005 and amended and restated as of the [1st day of January], 2009, by and between Robeco Investment Management, Inc. ("RIM") and Robeco-Sage...Management Agreement • December 24th, 2008 • Robeco-Sage Multi-Strategy Fund, L.L.C. • New York
WITNESSETH:Subscription Agreement • December 29th, 2009 • First Trust Global Credit Strategies Fund
EXHIBIT 99.k.4 TRUST AGREEMENT ---------------Trust Agreement • August 25th, 1999 • Sal Trust Preferred Fund I • Connecticut
1. Term. The initial term of employment (the "Term") under this ---- Agreement shall be for the period commencing on the date hereof, and shall continue in effect until the fourth anniversary hereof, provided however that -------- ------- (a) if the...Employment Agreement • November 6th, 2001 • MCG Capital Corp • Virginia
AmongDistribution Agreement • November 24th, 2003 • Gabelli Dividend & Income Trust • New York
INVESTMENT ADVISORY AGREEMENT THIS INVESTMENT ADVISORY AGREEMENT is made as of the 1st day of October, 2008, by and between Robeco-Sage Triton Institutional Fund, L.L.C., a Delaware limited liability company (the "Fund"), and Robeco Investment...Investment Advisory Agreement • October 24th, 2008 • Robeco-Sage Triton Institutional Fund, L.L.C. • New York
Exhibit (k)(1) AMENDED AND RESTATED ADMINISTRATION AGREEMENT This AMENDED AND RESTATED ADMINISTRATION AGREEMENT ("Agreement") is made as of July 1, 2008, amended and restated as of November 1, 2009, and further amended and restated as of August 1,...Administration Agreement • October 24th, 2019 • Pioneer Securitized Income Fund • Massachusetts
Auction Rate Senior Notes Series [____] Series [____]Supplemental Indenture • June 28th, 2004 • Tortoise Energy Infrastructure Corp
THE COLBENT CORPORATION THE INDIA FUND SUBSCRIPTION AGENT AGREEMENTAgreement • May 15th, 2006 • India Fund Inc
EXHIBIT (h)(1) EATON VANCE TAX-MANAGED DIVIDEND AND PREMIUM INCOME FUND __________ Common Shares of Beneficial Interest $20.00 per Share UNDERWRITING AGREEMENT Dated: November [ ], 2006 TABLE OF CONTENTSUnderwriting Agreement • October 24th, 2006 • Eaton Vance Tax-Managed Diversified Equity Income Fund • New York
INVESTMENT ADVISORY AGREEMENT THIS INVESTMENT ADVISORY AGREEMENT is made as of the ___ day of February, 2010, by and between Robeco-Sage Multi-Strategy TEI Fund, L.L.C., a Delaware limited liability company (the "Fund"), and Robeco Investment...Investment Advisory Agreement • March 8th, 2010 • Robeco-Sage Multi-Strategy TEI Fund, L.L.C. • New York
WARRANT AGREEMENT March 28, 2000 Capital West Securities, Inc. 211 N. Robinson, Suite 200 One Leadership Square Oklahoma City, Oklahoma 73102 Ladies and Gentlemen: MGi2, Inc., a Delaware corporation (the "Company"), does hereby issue and sell to...Warrant Agreement • April 24th, 2000 • Mgi2 Inc • Delaware
ANDServices Agreement • March 31st, 2005 • CSFB Alternative Capital Event Driven Fund, LLC • New York
Exhibit (h) Van Kampen Dynamic Credit Opportunities Fund [-] Common Shares of Beneficial Interest Par Value $0.01 Per Share UNDERWRITING AGREEMENT June 26, 2007 UNDERWRITING AGREEMENTUnderwriting Agreement • June 26th, 2007 • Van Kampen Dynamic Credit Opportunities Fund
LICENSE AGREEMENT BETWEEN THE REGENTS OF THE UNIVERSITY OF CALIFORNIA AND E. COLI MEASUREMENT SYSTEMS, INC.License Agreement • June 2nd, 2000 • Utek Corp • New Mexico
SHARE PURCHASE AGREEMENT This Agreement is made as of the 18th day of March, 2002 between Pioneer Investment Management, Inc., a Delaware corporation ("PIM"), and Pioneer High Income Trust, a Delaware business trust (the "Fund"). WHEREAS, the Fund...Share Purchase Agreement • April 25th, 2002 • Pioneer High Income Trust
WITNESSETH:Administrative Services Agreement • November 25th, 2002 • Aew Real Estate Income Fund • Massachusetts
Exhibit (h)(2) LETTER AGREEMENTLetter Agreement • December 16th, 2005 • Central Europe & Russia Fund Inc • New York
FORService Agreement • November 19th, 2004 • Pioneer Floating Rate Trust • New York
APPENDIX ALimited Liability Company Agreement • January 29th, 2003 • Phoenix LJH Advisors Fund LLC • Delaware
EXHIBIT (k)(7) FORM OF STRUCTURING FEE AGREEMENTIndemnification Agreement • June 24th, 2005 • Eaton Vance Tax-Managed Buy-Write Opportunities Fund • New York
WITNESSETH:Distribution Agreement • December 30th, 2009 • ACAP Strategic Fund • New York
Exhibit(k)(10) EXPENSE LIMITATION AGREEMENT Expense Limitation Agreement made as of [_____], 2007, between Pioneer Investment Management, Inc. ("PIM") and Pioneer Diversified High Income Trust (the "Trust"). WHEREAS, the Trust is a Delaware statutory...Expense Limitation Agreement • April 20th, 2007 • Pioneer Diversified High Income Trust • Delaware
Exhibit (j)(1) FORM OF CUSTODY AGREEMENTCustody Agreement • February 15th, 2006 • Generation Hedge Strategies Fund LLC
