Financial Advisory Agreement Sample Contracts

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China Internet Nationwide Financial Services, Inc. – Financial Advisory Agreement (April 17th, 2017)

This Agreement is entered into through amicable negotiations, based on equality, voluntary, and honesty, and both parties are bond by the terms and conditions set forth below regarding the matters of financial advisory services:

China Internet Nationwide Financial Services, Inc. – Financial Advisory Agreement (April 17th, 2017)

1, Party A has the need of applying for wealth management products and bank acceptance bills from bank for its domestic commercial payments based on its business demands, and also fulfill the purpose of value adding and effective use of its funds.

China Internet Nationwide Financial Services, Inc. – Financial Advisory Agreement (April 17th, 2017)

This Agreement is entered into through amicable negotiations, based on equality, voluntary, and honesty, and both parties are bond by the terms and conditions set forth below regarding the matters of financial advisory services:

China Internet Nationwide Financial Services, Inc. – Financial Advisory Agreement (April 17th, 2017)

This Agreement is entered into through amicable negotiations, based on equality, voluntary, and honesty, and both parties are bond by the terms and conditions set forth below regarding the matters of financial advisory services:

China Internet Nationwide Financial Services, Inc. – Financial Advisory Agreement (November 4th, 2016)

This Agreement is entered into through amicable negotiations, based on equality, voluntary, and honesty, and both parties are bond by the terms and conditions set forth below regarding the matters of financial advisory services:

China Internet Nationwide Financial Services, Inc. – Financial Advisory Agreement (November 4th, 2016)

1, Party A has the need of applying for wealth management products and bank acceptance bills from bank for its domestic commercial payments based on its business demands, and also fulfill the purpose of value adding and effective use of its funds.

China Internet Nationwide Financial Services, Inc. – Financial Advisory Agreement (November 4th, 2016)

This Agreement is entered into through amicable negotiations, based on equality, voluntary, and honesty, and both parties are bond by the terms and conditions set forth below regarding the matters of financial advisory services:

China Internet Nationwide Financial Services, Inc. – Financial Advisory Agreement (November 4th, 2016)

This Agreement is entered into through amicable negotiations, based on equality, voluntary, and honesty, and both parties are bond by the terms and conditions set forth below regarding the matters of financial advisory services:

Financial Advisory Agreement (February 8th, 2016)

The purpose of this letter (the "Agreement") is to confirm the engagement of Dawson James Securities, Inc. ("Dawson") by Great Basin Scientific, Inc. (the "Company") to render financial advisory services to the Company.

Financial Advisory Agreement (April 13th, 2015)

This Financial Advisory Agreement (the "Agreement") is dated as of March __, 2015, by and between The Vantage Group, Ltd., a Delaware corporation (the "Consultant"), and Basta Holdings, Inc., a Nevada corporation (the "Company"), and sets forth the terms whereby the Consultant will provide services as a financial advisory consultant to the Company.

Financial Advisory Agreement (May 14th, 2014)

This FINANCIAL ADVISORY AGREEMENT (this "Agreement") is made and entered into as of May 9, 2014 (the "Effective Date"), by and between PLC Systems Inc., a Yukon Territory corporation (the "Company"), and Bezalel Partners, LLC ("Bezalel").

Financial Advisory Agreement (May 14th, 2014)

This FINANCIAL ADVISORY AGREEMENT (this "Agreement") is made and entered into as of May 9, 2014 (the "Effective Date"), by and between PLC Systems Inc., a Yukon Territory corporation (the "Company"), and Bezalel Partners, LLC ("Bezalel").

Knology Broadband Inc – Amended and Restated Financial Advisory Agreement (April 10th, 2013)

This AMENDED AND RESTATED FINANCIAL ADVISORY AGREEMENT (this Agreement), dated as of July 17, 2012, is between Avista Capital Holdings, LP, a Delaware limited partnership (Avista) and Racecar Holdings, LLC, a Delaware limited liability company (the Company).

Arc Wireless Solutions, Inc. – WAIVER FINANCIAL ADVISORY AGREEMENT ARC Wireless Solutions, Inc. Quadrant Management, Inc. (April 12th, 2012)

THIS WAIVER is made and entered into as of this ____ day of ________, 2012 (this "Waiver"), by and between ARC Wireless Solutions, Inc. (along with its subsidiaries, "ARC" or the "Company") and Quadrant Management, Inc. ("Quadrant" or the "Advisor").

Silvan Industries, Inc. – Financial Advisory Agreement Contract No: 2010-005 February 2, 2010 (December 16th, 2011)

Party A: Qianxinan Aosen Forestry Company, Ltd Address: Hexing Villege, Dingxiao Economic Development Zone, Qianxinan State Legal Representative: Yulu Bai Phone: 0859-3528295 Fax: 0859-3528295 Zip Code: 562409 Party B: Asia Regal Finance Capital Group Co., Ltd and

KBS International Holdings Inc. – Financial Advisory Agreement (November 8th, 2011)

THIS FINANCIAL ADVISORY AGREEMENT (Agreement) is made and entered into as of October 31, 2011 by and between KBS International Holdings Inc., a Nevada corporation, along with its wholly-owned subsidiaries Hongri International Holdings, Inc., a British Virgin Islands company, Roller Rome, Ltd., a British Virgin Islands company, France Cock (China), Ltd., a Hong Kong corporation, Vast Billion Investment Ltd, a Hong Kong Corporation, along with Hongri (Fujian) Sports Goods Co., Ltd, a Peoples Republic of China limited liability company and Anhui Kai Xin Apparel Co. Ltd., a Peoples Republic of China limited liability company (the combined companies are referred to as the Company) and Bay Peak LLC, a California limited liability company (herein referred to as the Consultant).

KBS International Holdings Inc. – Financial Advisory Agreement (November 8th, 2011)

THIS FINANCIAL ADVISORY AGREEMENT (Agreement) is made and entered into as of December 10, 2010, by and between Hongri International Holdings, Ltd., a British Virgin Islands company, along with its wholly-owned subsidiaries Roller Rome, Ltd., a British Virgin Islands company, France Cock (China), Ltd., a Hong Kong corporation, Vast Billion Investment Ltd, a Hong Kong Corporation, along with Hongri (Fujian) Sport Goods Co., Ltd, a Peoples Republic of China limited liability company (the combined companies are referred to as the Company) and Bay Peak LLC, a California limited liability company (herein referred to as the Consultant).

Stalar 1, Inc. – Reverse Merger and Financial Advisory Agreement Dated as of September 2, 2011 (September 6th, 2011)

This letter confirms the agreement of Tianjin TEDA Hengyun Commerce and Trade Co., Ltd. or any of its successors, assigns, subsidiaries or affiliates (collectively referred to herein as the "Company") to effect a reverse merger (the "Merger") with Stalar 1, Inc, a Delaware corporation (the "Reporting Company"), an entity controlled by Dr. Steven Fox. Upon the effective date of the Merger, in consideration of the Reporting Company entering into the Merger, the shareholders of the Reporting Company, or its designees, shall receive fully-paid and non-assessable shares of the survivor of the Merger, par value $.0001 per share, which shares shall represent a total of nine percent (9%) of the fully-diluted capital stock of the survivor of the Merger (calculated post-money, e.g. after any planned equity financing transaction involving the surviving entity contemplated to occur prior to or subsequent to or simultaneously with the Merger). Such shares shall be entitled to demand and piggy-back

Envision Solar International, Inc. – Financial Advisory Agreement (August 15th, 2011)

This Financial Advisory Agreement (the "Agreement) is made this 10th day of August 2011, by and between Envision Solar International, Inc., a Nevada corporation (the "Company"), and Fulcrum Enterprises, Inc., a California corporation (the "Advisor"), with respect to the following facts:

SRA International – Financial Advisory Agreement (July 26th, 2011)

This Financial Advisory Agreement (this Agreement) is made as of July 20, 2011, by and among Sterling Holdco Inc., a Delaware corporation (the Company), SRA International, Inc., a Delaware corporation (SRA), and Providence Equity Partners L.L.C., a Delaware limited liability company (Providence).

Re: Financial Advisory Agreement (May 3rd, 2011)

For purposes of this Agreement, "Transaction Value" shall mean the total value of all cash, securities, or other property paid at the closing of a Sale Transaction to the Company or its shareholders or to be paid in the future to the Company with respect to such Sale Transaction as provided below (other than payments of interest or dividends) in respect to the assets of the Company, In the event a Sale Transaction is consummated in one or more steps, including without limitation, any additional consideration paid or to be paid in any subsequent step in the Sale Transaction including payments pursuant to promissory notes delivered to the Company in connection with a Sale Transaction such consideration shall be included in the definition of "Transaction Value". If all or a portion of the Transaction Value paid in the Sale Transaction is other than cash or negotiable securities then the value of such non-cash consideration shall be the fair market value thereof on the date the Sale Transa

Zbb Energy Corporation – FINANCIAL ADVISORY AGREEMENT January 3, 2011 (January 5th, 2011)

ZBB Energy Corporation, a Wisconsin corporation (the "Company"), proposes, subject to the terms and conditions of Stock Purchase Agreements dated of even date herewith between the Company and certain Investors named therein (the "Purchase Agreements"), to issue and sell shares (the "Shares") of the Company's Common Stock, no par value per share (the "Common Stock") directly to the Investors on a self-underwritten best efforts basis (the "Offering"). Stonegate Securities, Inc. ("Stonegate") has acted as a financial advisor to the Company, including in connection with the Offering and the Company and Stonegate now desire to clarify in writing the terms and conditions of such financial advisory services in this Financial Advisory Agreement (the "Agreement"). For purposes of this Agreement, "Closing" means the consummation of the purchase and sale of the Shares by the Investors and Company, respectively, and "Closing Date" means the date upon which Closing occurs.

Zbb Energy Corporation – FINANCIAL ADVISORY AGREEMENT December 29, 2010 (December 30th, 2010)

ZBB Energy Corporation, a Wisconsin corporation (the "Company"), proposes, subject to the terms and conditions of Stock Purchase Agreements dated of even date herewith between the Company and certain Investors named therein (the "Purchase Agreements"), to issue and sell shares (the "Shares") of the Company's Common Stock, no par value per share (the "Common Stock") directly to the Investors on a self-underwritten best efforts basis (the "Offering"). Stonegate Securities, Inc. ("Stonegate") has acted as a financial advisor to the Company, including in connection with the Offering and the Company and Stonegate now desire to clarify in writing the terms and conditions of such financial advisory services in this Financial Advisory Agreement (the "Agreement"). For purposes of this Agreement, "Closing" means the consummation of the purchase and sale of the Shares by the Investors and Company, respectively, and "Closing Date" means the date upon which Closing occurs.

FINANCIAL ADVISORY AGREEMENT November 12, 2010 (November 17th, 2010)
Business and Financial Advisory Agreement (November 15th, 2010)

The purpose of this letter agreement (the "Agreement") is to confirm and set forth the terms and conditions of Shrink Nanotechnologies, Inc.'s, a Delaware corporation (the "Company"), engagement of Labrum Capital Advisors, L.L.C., a California limited liability company (the "Advisor") to render business and financial advisory services to the Company for the purpose of assisting the Company's growth and development.

Stalar 1, Inc. – Reverse Merger and Financial Advisory Agreement November 2, 2010 ( ) (November 3rd, 2010)

This letter confirms the agreement of Shenyang Yanshajing Building Material Co., Ltd., (the "Company") to effect a reverse merger (the "Merger") with Stalar 1, Inc, a Delaware corporation (the "Reporting Company"), an entity controlled by Dr. Steven Fox. Upon the effective date of the Merger, in consideration of the undersigned causing the Reporting Company to enter into the Merger, the undersigned or its designee shall receive fully-paid and non-assessable shares of the survivor of the Merger, par value $.0001 per share, which shares shall represent a total of fifteen percent (15%) of the fully-diluted capital stock of the survivor of the Merger and warrants ("Warrants") to purchase five percent (5%) of the fully-diluted capital stock of the survivor of the Merger (each calculated post-money, e.g. after any planned equity financing transaction involving the surviving entity contemplated to occur prior to or subsequent to or simultaneously with the Merger). Such shares and shares unde

Document Capture Tec – Financial Advisory Agreement Garden State Securities Inc. (November 3rd, 2010)

This letter confirms the engagement of Garden State Securities Inc., a FINRA member firm ("GSS"), as a non-exclusive financial advisor to Document Capture Technologies, Inc. (the "Company") for a period of 12 months commencing upon the date of your acceptance of this letter. In this regard, the parties agree to the following terms and conditions:

Location Based Technologies, Inc. – Financial Advisory Agreement (July 20th, 2010)

This agreement is a Financial Advisory Agreement (the "Agreement") dated as of June 15, 2010 by and between Location Based Technologies, Inc., a Nevada corporation with its offices at 38 Discovery suite 150 Irvine, CA 92618 (the "Company"), and ALTA Investments LLC, an LLC with its office's at 196 Fern Avenue Litchfield, CT 06759 in the State of Connecticut (the "Advisor"). This agreement sets out the following:

Pimi Agro Cleantech, Inc. – Financial Advisory Agreement (March 29th, 2010)

This Agreement is made and entered into as of the 24th day of March, 2010, between Pimi Agro Cleantech, Inc., a Delaware corporation (the "Company") and Lampost Capital L.C., a Florida limited liability company (the "Financial Advisor").

Jawz Inc – INVESTMENT BANKING AND FINANCIAL ADVISORY AGREEMENT Between NATIONAL AUTOMATION SERVICES, INC. AND ITS SUBSIDIARIES (Client) and TBECK CAPITAL, INC. AND ITS SUBSIDIARIES (Investment Banker) (September 29th, 2009)

This Agreement is made and entered this 2nd day October, 2007, between (NAS) National Automation Services, Inc. and its subsidiaries, a Delaware corporation (the Client ), and TBeck Capital Inc., a Florida corporation and its various subsidiaries, which are incorporated in Texas ( collectively the Investment Banker ).

China Nutrifruit Group Ltd – Financial Advisory Agreement (January 9th, 2009)

THIS FINANCIAL ADVISORY AGREEMENT ("Agreement" or "FAA") is made and entered into on this the 28th day of April, 2008, by and among HFG International, Limited, a Hong Kong corporation ("HFG"), and LongHeDa Food Company Limited, a company organized under the laws of the Peoples Republic of China ( the "Company").

Paradise Music & Entmt Inc – Financial Advisory Agreement (April 2nd, 2008)

This Agreement is made and entered into as of the March 28, 2008, by and between Carlton Capital Inc. (CCI) and Paradise Music & Entertainment, Inc. (the Company).

Sevion Therapeutics, Inc. – Amendment No. 1 to Financial Advisory Agreement (February 14th, 2008)

This amendment (Amendment) is made as of February 14, 2008 by and between STANFORD GROUP COMPANY (Stanford Group) and SENESCO TECHNOLOGIES, INC. (the Company). Capitalized terms used without definition herein shall have the meaning ascribed to such terms in the Financial Advisory Agreement (as defined below).

Ascendia Brands, Inc – Consulting and Financial Advisory Agreement (November 13th, 2007)

CONSULTING AND FINANCIAL ADVISORY AGREEMENT, dated as of October 15, 2007 (the Agreement), by and between Ascendia Brands, Inc., with principal offices at 100 American Metro Boulevard, Suite 108, Hamilton, NJ 08619 (ABI or the Company), Carl Marks Advisory Group LLC (CMAG or Consultant) and Carl Marks Securities LLC, a registered broker/dealer (CMS), each with principal offices at 900 Third Avenue, New York, NY 10022.

Xyz88888888888888888 – June 11, 2007 EnterConnect, Inc. San Jose Metro Office Suite 650 San Jose, CA. 95112-4537 Tel.: (408) 441-5280 Fax: (408) 452-9040 Cell (770) 595-2570 E-Mail: [email protected] Dear Sam: RE: FINANCIAL ADVISORY AGREEMENT FOR INVESTMENT BANKING SERVICES: (November 9th, 2007)

This FINANCIAL ADVISORY AGREEMENT (the "Agreement") is made and entered into as of this 11th day of June 2007 by and between EnterConnect, Inc., a Nevada corporation (the "Company") with offices at San Jose Metro Office, 100 Century Center Court, Suite 650, San Jose, CA. 95112-4537 and BRIDGESTREAM Partners, LLC ("BRIDGESTREAM"), with offices at 2726 Shelter Island Drive, Suite 346, San Diego, CA. 92106.