Convertible Note And Warrant Purchase Agreement Sample Contracts

Geospatial Holdings – Convertible Note and Warrant Purchase Agreement (April 14th, 2016)

THIS CONVERTIBLE NOTE AND WARRANT PURCHASE AGREEMENT ("Agreement") is dated as of October 13, 2015, by and among (i) Geospatial Corporation, a Nevada corporation (the "Company"), and (ii) the persons and entities whose names are set forth on the Schedule of Purchasers attached hereto as Schedule A (such persons and entities are hereinafter collectively referred to herein as "Purchasers" and each individually as a "Purchaser").

Geospatial Holdings – Convertible Note and Warrant Purchase Agreement (April 14th, 2016)

THIS CONVERTIBLE NOTE AND WARRANT PURCHASE AGREEMENT ("Agreement") is dated as of September 30, 2015, by and among (i) Geospatial Corporation, a Nevada corporation (the "Company"), and (ii) the persons and entities whose names are set forth on the Schedule of Purchasers attached hereto as Schedule A (such persons and entities are hereinafter collectively referred to herein as "Purchasers" and each individually as a "Purchaser").

CONVERTIBLE NOTE AND WARRANT PURCHASE AGREEMENT by and Among (April 11th, 2016)

This CONVERTIBLE NOTE AND WARRANT PURCHASE AGREEMENT is entered into as of , 2015, by and among The9 Limited, an exempted company with limited liability incorporated under the Laws of the Cayman Islands (the Company), the Security Providers listed in Schedule 1 attached hereto (collectively, the Security Providers) and Splendid Days Limited, a company with limited liability incorporated under the Laws of the British Virgin Islands (the Investor).

Quantum Fuel Systems Technologies – Amendment to Senior Secured Convertible Note (July 1st, 2015)

This Amendment to Senior Secured Convertible Note (the "Amendment") is entered into as of June 29, 2015, by and between Quantum Fuel Systems Technologies Worldwide, Inc. (the "Company"), and the counterparties named on the signature page (the "Holders").

Convertible Note and Warrant Purchase Agreement (April 17th, 2015)

THIS CONVERTIBLE NOTE AND WARRANT PURCHASE AGREEMENT (the Agreement) is dated for references purposes as of March 20, 2015 (the Effective Date), by and between Jaguar Animal Health, Inc., a Delaware corporation (the Company) and Dechra Pharmaceuticals PLC (the Investor).

Bulova Technologies – Secured Convertible Note and Warrant Purchase Agreement (April 17th, 2015)

This SECURED CONVERTIBLE NOTE AND WARRANT PURCHASE AGREEMENT (this "Agreement") is entered into February 6, 2015, by and between Bulova Technologies Group, Inc., a Florida corporation (the "Company"), and Richard Welkowitz, a Pennsylvania resident (the "Purchaser").

Form of Convertible Note and Warrant Purchase Agreement (March 20th, 2015)

THIS CONVERTIBLE NOTE AND WARRANT PURCHASE AGREEMENT (the Agreement) is dated for references purposes as of December 23, 2014 (the Effective Date), by and between Jaguar Animal Health, Inc., a Delaware corporation (the Company) and the investor whose name and signature are set forth on the signature page to this Agreement (the Investor).

Cortex Pharmaceuticals – Convertible Note and Warrant Purchase Agreement (November 12th, 2014)

This Convertible Note and Warrant Purchase Agreement, dated as of October [__], 2014 (this "Agreement"), is entered into by and among Cortex Pharmaceuticals, Inc. (the "Company"), a corporation incorporated in the state of Delaware, and each of the undersigned persons and entities listed on the schedule of investors attached hereto as Schedule I (the "Investors").

Metastat Inc – May 2014 Convertible Note and Warrant Purchase Agreement (June 13th, 2014)

This May 2014 Convertible Note and Warrant Purchase Agreement, dated as of _______ __, 2014 (this "Agreement"), is entered into by and among MetaStat, Inc., a Nevada corporation (the "Company"), and the other signatories hereto (each a "Lender" and collectively, the "Lenders").

Capnia, Inc. – Capnia, Inc. Omnibus Amendment to Convertible Note and Warrant Purchase Agreement, Convertible Promissory Notes and Warrants to Purchase Shares (June 10th, 2014)

This Omnibus Amendment to Convertible Note and Warrant Purchase Agreement, Convertible Promissory Notes and Warrants to Purchase Shares (this Amendment) is made and entered into as of July 31, 2012 (the Effective Date), by and among Capnia, Inc., a Delaware corporation (the Company), with offices at 2445 Faber Place, Suite 250, Palo Alto, CA 94303, and the persons and entities who are signatories hereto (the Investors).

Capnia, Inc. – Capnia, Inc. Amendment No. 1 to Convertible Note and Warrant Purchase Agreement, Convertible Promissory Notes and Warrants to Purchase Shares (June 10th, 2014)

This Amendment No. 1 to Convertible Note and Warrant Purchase Agreement, Convertible Promissory Notes and Warrants to Purchase Shares (this Amendment) is made as of November 10, 2010, by and among Capnia, Inc., a Delaware corporation (the Company), with offices at 2445 Faber Place, Suite 250, Palo Alto, CA 94303 and the persons and entities who are signatories hereto (the Investors).

Capnia, Inc. – Capnia, Inc. Convertible Note and Warrant Purchase Agreement (June 10th, 2014)

This Convertible Note and Warrant Purchase Agreement (this Agreement) is made as of February 10, 2010, by and among Capnia, Inc., a Delaware corporation (the Company), with offices at 2445 Faber Place, Suite 250, Palo Alto, CA 94303 and the persons and entities listed on the Schedule of Investors attached hereto as Exhibit A (the Investors).

Capnia, Inc. – [Form of Convertible Promissory Note Associated With July 2012 Bridge Financing Extension and Amendment to Convertible Note and Warrant Purchase Agreement, Dated as of January 17, 2012] (June 10th, 2014)

THIS NOTE AND THE UNDERLYING SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ACT), OR UNDER THE SECURITIES LAWS OF ANY STATE. THESE SECURITIES MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED EXCEPT AS PERMITTED UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS IN ACCORDANCE WITH APPLICABLE REGISTRATION REQUIREMENTS OR AN EXEMPTION THEREFROM. THE ISSUER OF THESE SECURITIES MAY REQUIRE AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE ISSUER THAT SUCH OFFER, SALE, TRANSFER, PLEDGE OR HYPOTHECATION OTHERWISE COMPLIES WITH THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS.

Capnia, Inc. – Capnia, Inc. Convertible Note and Warrant Purchase Agreement (June 10th, 2014)

This Convertible Note and Warrant Purchase Agreement (this Agreement) is made and entered into as of January 16, 2012 (the Effective Date), by and among Capnia, Inc., a Delaware corporation (the Company), with offices at 2445 Faber Place, Suite 250, Palo Alto, CA 94303, and the persons and entities listed on the schedule of investors attached hereto as Exhibit A (each, an Investor and collectively, the Investors).

Capnia, Inc. – Capnia, Inc. Convertible Note and Warrant Purchase Agreement (June 10th, 2014)

This CONVERTIBLE NOTE AND WARRANT PURCHASE AGREEMENT (this Agreement) is made and entered into as of April 28, 2014 (the Effective Date), by and among Capnia, Inc., a Delaware corporation (the Company), with offices at 2445 Faber Place, Suite 250, Palo Alto, CA 94303, and the persons and entities listed on the schedule of investors attached hereto as Exhibit A (each, an Investor and collectively, the Investors).

Capnia, Inc. – [Form of Convertible Promissory Note Associated With July 2012 Bridge Financing Extension and Amendment to Convertible Note and Warrant Purchase Agreement, Dated as of January 17, 2012] (May 8th, 2014)

THIS NOTE AND THE UNDERLYING SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ACT), OR UNDER THE SECURITIES LAWS OF ANY STATE. THESE SECURITIES MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED EXCEPT AS PERMITTED UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS IN ACCORDANCE WITH APPLICABLE REGISTRATION REQUIREMENTS OR AN EXEMPTION THEREFROM. THE ISSUER OF THESE SECURITIES MAY REQUIRE AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE ISSUER THAT SUCH OFFER, SALE, TRANSFER, PLEDGE OR HYPOTHECATION OTHERWISE COMPLIES WITH THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS.

Capnia, Inc. – Capnia, Inc. Convertible Note and Warrant Purchase Agreement (May 8th, 2014)

This Convertible Note and Warrant Purchase Agreement (this Agreement) is made and entered into as of January 16, 2012 (the Effective Date), by and among Capnia, Inc., a Delaware corporation (the Company), with offices at 2445 Faber Place, Suite 250, Palo Alto, CA 94303, and the persons and entities listed on the schedule of investors attached hereto as Exhibit A (each, an Investor and collectively, the Investors).

Capnia, Inc. – Capnia, Inc. Amendment No. 1 to Convertible Note and Warrant Purchase Agreement, Convertible Promissory Notes and Warrants to Purchase Shares (May 8th, 2014)

This Amendment No. 1 to Convertible Note and Warrant Purchase Agreement, Convertible Promissory Notes and Warrants to Purchase Shares (this Amendment) is made as of November 10, 2010, by and among Capnia, Inc., a Delaware corporation (the Company), with offices at 2445 Faber Place, Suite 250, Palo Alto, CA 94303 and the persons and entities who are signatories hereto (the Investors).

Capnia, Inc. – Capnia, Inc. Convertible Note and Warrant Purchase Agreement (May 8th, 2014)

This CONVERTIBLE NOTE AND WARRANT PURCHASE AGREEMENT (this Agreement) is made and entered into as of April 28, 2014 (the Effective Date), by and among Capnia, Inc., a Delaware corporation (the Company), with offices at 2445 Faber Place, Suite 250, Palo Alto, CA 94303, and the persons and entities listed on the schedule of investors attached hereto as Exhibit A (each, an Investor and collectively, the Investors).

Capnia, Inc. – Capnia, Inc. Convertible Note and Warrant Purchase Agreement (May 8th, 2014)

This Convertible Note and Warrant Purchase Agreement (this Agreement) is made as of February 10, 2010, by and among Capnia, Inc., a Delaware corporation (the Company), with offices at 2445 Faber Place, Suite 250, Palo Alto, CA 94303 and the persons and entities listed on the Schedule of Investors attached hereto as Exhibit A (the Investors).

Capnia, Inc. – Capnia, Inc. Omnibus Amendment to Convertible Note and Warrant Purchase Agreement, Convertible Promissory Notes and Warrants to Purchase Shares (May 8th, 2014)

This Omnibus Amendment to Convertible Note and Warrant Purchase Agreement, Convertible Promissory Notes and Warrants to Purchase Shares (this Amendment) is made and entered into as of July 31, 2012 (the Effective Date), by and among Capnia, Inc., a Delaware corporation (the Company), with offices at 2445 Faber Place, Suite 250, Palo Alto, CA 94303, and the persons and entities who are signatories hereto (the Investors).

Metastat Inc – Amendment No. 1 to Additional 2014 Convertible Note and Warrant Purchase Agreement of Metastat, Inc. (March 6th, 2014)

THIS AMENDMENT NO. 1 TO ADDITIONAL 2014 CONVERTIBLE NOTE AND WARRANT PURCHASE AGREEMENT OF METASTAT, INC. (this "Amendment"), dated as of February __, 2014, is made by MetaStat, Inc., a Nevada corporation (the "Company"), and the undersigned lender (the "Lender" and, together with the Company, are sometimes referred to individually as "Party" and collectively as the "Parties").

Metastat Inc – Additional 2014 Convertible Note and Warrant Purchase Agreement (January 21st, 2014)

This Additional 2014 Convertible Note and Warrant Purchase Agreement, dated as of January __, 2014 (this "Agreement"), is entered into by and among MetaStat, Inc., a Nevada corporation (the "Company"), and the other signatories hereto (each a "Lender" and collectively, the "Lenders").

Metastat Inc – 2014 Convertible Note and Warrant Purchase Agreement (November 21st, 2013)

This 2014 Convertible Note and Warrant Purchase Agreement, dated as of November __, 2013 (this "Agreement"), is entered into by and among MetaStat, Inc., a Nevada corporation (the "Company"), and the other signatories hereto (each a "Lender" and collectively, the "Lenders").

art+design – Convertible Note and Warrant Purchase Agreement (October 3rd, 2013)

This CONVERTIBLE NOTE AND WARRANT PURCHASE AGREEMENT (this "Agreement") is entered into as of September 30, 2013, by and between Rockdale Resources Corporation, a Colorado corporation (the "Company"), and Rick Wilber (the "Investor").

Quantum Fuel Systems Technologies – Quantum Fuel Systems Technologies Worldwide, Inc. Convertible Note and Warrant Purchase Agreement (September 18th, 2013)

This Convertible Note and Warrant Purchase Agreement (this "Agreement") is made as of September 15, 2013 by and between QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE, INC., a Delaware corporation (the "Company"), and those purchasers listed on the attached Exhibit A, as such exhibit may be amended from time to time (each a "Purchaser", and collectively, the "Purchasers").

Zap – Amendment to Senior Secured Convertible Note and Warrant Purchase Agreement (June 26th, 2013)

This Amendment is made as of June 18, 2013 by and among ZAP, a California corporation ("Company") and China Electric Vehicle Corporation, a British Virgin Island company ("Investor").

Convertible Note and Warrant Purchase Agreement (April 11th, 2013)

This CONVERTIBLE NOTE AND WARRANT PURCHASE AGREEMENT (Agreement) is dated as of April 10, 2013, by and among Local Corporation, a Delaware corporation (the Seller or Company), and each of the persons listed on Schedule 1 hereto (each is individually referred to as a Purchaser and collectively, the Purchasers).

Metastat Inc – Convertible Note and Warrant Purchase Agreement (March 1st, 2013)

This Convertible Note and Warrant Purchase Agreement, dated as of __________, 2013 (this "Agreement"), is entered into by and among MetaStat, Inc., a Nevada corporation (the "Company"), and the other signatories hereto (each a "Lender" and collectively, the "Lenders").

Regenerx Biopharmaceuticals – Regenerx Biopharmaceuticals, Inc. Convertible Note and Warrant Purchase Agreement October 19, 2012 (October 24th, 2012)

THIS CONVERTIBLE NOTE AND WARRANT PURCHASE AGREEMENT (this "Agreement"), dated as of October 19, 2012, is entered into by and between RegeneRx Biopharmaceuticals, Inc., a Delaware corporation (the "Company"), and ______________________ (the "Investor").

Lime Energy Co. Convertible Note and Warrant Purchase Agreement (October 23rd, 2012)

This Convertible Note And Warrant Purchase Agreement (this Agreement) is dated and effective as of October 22, 2012, by and among Lime Energy Co., a Delaware corporation (the Company), and the investors listed on Schedule 2.2 of this Agreement (each, a Purchaser and collectively, the Purchasers).

Hyperion Therapeutics, Inc. Restated Omnibus Amendment to Convertible Note and Warrant Purchase Agreement Dated April 1, 2011, Convertible Unsecured Promissory Notes Dated April 1, 2011, May 2, 2011, May 4, 2011 and May 10, 2011 and Warrants to Purchase Shares of Common Stock Dated April 1, 2011, May 2, 2011, May 4, 2011 and May 10, 2011 (May 24th, 2012)

This Restated Omnibus Amendment (the Amendment) to the Convertible Note and Warrant Purchase Agreement dated April 1, 2011, the Convertible Unsecured Promissory Notes dated April 1, 2011, May 2, 2011, May 4, 2011 and May 10, 2011 and the Warrants to Purchase Shares of Common Stock, each dated April 1, 2011, May 2, 2011, May 4, 2011 and May 10, 2011 is made as of April [ ], 2012 (the Effective Date) by and among Hyperion Therapeutics, Inc., a Delaware company (the Company) and the other parties listed on the signature pages hereto (the Prior Purchasers). All capitalized terms set forth herein shall have the meanings given to such terms in the Prior Purchase Agreement, April/May 2011 Notes and April/May 2011 Warrants (each as defined below), unless otherwise defined herein.

Hyperion Therapeutics, Inc. Convertible Note and Warrant Purchase Agreement (April 13th, 2012)

This Convertible Note and Warrant Purchase Agreement (this Agreement) is made as of October 26, 2011 (the Effective Date) by and between Hyperion Therapeutics, Inc., a Delaware corporation (the Company), and each of the purchasers listed on Exhibit A attached to this Agreement (each a Purchaser and together the Purchasers).

Hyperion Therapeutics, Inc. Convertible Note and Warrant Purchase Agreement (April 13th, 2012)

This Convertible Note and Warrant Purchase Agreement (this Agreement) is made as of April 1, 2011 (the Effective Date) by and between Hyperion Therapeutics, Inc., a Delaware corporation (the Company), and each of the purchasers listed on Exhibit A attached to this Agreement (each a Purchaser and together the Purchasers).

BioAmber Inc. – Bioamber Inc. Convertible Note and Warrant Purchase Agreement (March 15th, 2012)

THIS CONVERTIBLE NOTE AND WARRANT PURCHASE AGREEMENT (Agreement) is made and entered into as of November 23rd, 2010 between BioAmber Inc., a Delaware corporation (the Company), and FCPR Sofinnova Capital VI, a French entity (the Purchaser).