CLASS G COMMON STOCK PURCHASE WARRANT Soluna Holdings, Inc.Soluna Holdings, Inc • September 14th, 2022 • Services-computer processing & data preparation
Company FiledSeptember 14th, 2022 IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [ ] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on September 13, 2027 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Soluna Holdings, Inc., a Nevada corporation (the “Company”), up to [ ] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • July 20th, 2022 • Soluna Holdings, Inc • Services-computer processing & data preparation • Nevada
Contract Type FiledJuly 20th, 2022 Company Industry JurisdictionThis SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of July 19, 2022, is by and among Soluna Holdings, Inc., a Nevada corporation with headquarters located at 325 Washington Avenue Extension, Albany, New York 12205 (the “Company”), and the investors who are signatories to this Agreement (each, a “Purchaser” and collectively, the “Purchasers”).
EXHIBIT 10.39 FORM OF REGISTRATION RIGHTS AGREEMENT ------------------------------------- This Registration Rights Agreement (this "Agreement") is entered into as of November 1, 1999 by and among Plug Power Inc., a Delaware corporation (the...Registration Rights Agreement • December 28th, 1999 • Mechanical Technology Inc • Measuring & controlling devices, nec • Delaware
Contract Type FiledDecember 28th, 1999 Company Industry Jurisdiction
BETWEENContribution Agreement • August 13th, 1998 • Mechanical Technology Inc • Measuring & controlling devices, nec • Michigan
Contract Type FiledAugust 13th, 1998 Company Industry Jurisdiction
CREDIT AGREEMENTCredit Agreement • December 16th, 1998 • Mechanical Technology Inc • Measuring & controlling devices, nec • New York
Contract Type FiledDecember 16th, 1998 Company Industry Jurisdiction
FORM OF SUBORDINATED INDENTURE MECHANICAL TECHNOLOGY INCORPORATED, ISSUER and TRUSTEE INDENTURE Dated as of [ ], 200[ ] Subordinated Debt Securities CROSS- REFERENCE TABLE1Indenture • May 11th, 2006 • Mechanical Technology Inc • Measuring & controlling devices, nec • New York
Contract Type FiledMay 11th, 2006 Company Industry Jurisdiction
OF PLUG POWER, LLCLimited Liability Company Agreement • August 13th, 1998 • Mechanical Technology Inc • Measuring & controlling devices, nec • Michigan
Contract Type FiledAugust 13th, 1998 Company Industry Jurisdiction
COMMON STOCK PURCHASE WARRANT SOLUNA HOLDINGS, INC.Common Stock Purchase Warrant • July 20th, 2022 • Soluna Holdings, Inc • Services-computer processing & data preparation
Contract Type FiledJuly 20th, 2022 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _________ or his/her assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date that is 180 days following the Issue Date (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on January 19, 2028 (the “Termination Date”), but not thereafter, to subscribe for and purchase from Soluna Holdings, Inc., a Nevada corporation (the “Company”), up to 1,000,000 shares of common stock, par value $0.0001 per share (the “Common Stock”) (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
Exhibit 4.92 AMENDMENT THREE TO AMENDED AND RESTATED LOAN AGREEMENT This Amendment Three is dated as of November 30, 1995 and is made by and between MECHANICAL TECHNOLOGY INCORPORATED, a corporation organized under the laws of New York (the...Loan Agreement • January 2nd, 1996 • Mechanical Technology Inc • Measuring & controlling devices, nec
Contract Type FiledJanuary 2nd, 1996 Company Industry
Exhibit 10.20 ASSET PURCHASE AGREEMENTAsset Purchase Agreement • December 22nd, 1997 • Mechanical Technology Inc • Measuring & controlling devices, nec • New York
Contract Type FiledDecember 22nd, 1997 Company Industry Jurisdiction
Exhibit 4.94 SECURITY AGREEMENTSecurity Agreement • December 16th, 1998 • Mechanical Technology Inc • Measuring & controlling devices, nec
Contract Type FiledDecember 16th, 1998 Company Industry
1997 EDITION AIA DOCUMENT I A111-1997 STANDARD FORM OF AGREEMENT BETWEEN OWNER AND CONTRACTOR where the basis for payment is the COST OF THE WORK PLUS A FEE with a negotiated Guaranteed Maximum Price.Mechanical Technology Inc • August 6th, 1998 • Measuring & controlling devices, nec
Company FiledAugust 6th, 1998 Industry
toMortgage and Security Agreement • January 2nd, 1996 • Mechanical Technology Inc • Measuring & controlling devices, nec
Contract Type FiledJanuary 2nd, 1996 Company Industry
CONFIDENTIALMechanical Technology Inc • December 15th, 2006 • Measuring & controlling devices, nec • New York
Company FiledDecember 15th, 2006 Industry Jurisdiction
SECURED CONVERTIBLE NOTE DUE OCTOBER [__], 2022Mechanical Technology Inc • October 25th, 2021 • Services-computer processing & data preparation • Nevada
Company FiledOctober 25th, 2021 Industry JurisdictionTHIS CONVERTIBLE NOTE is one of a series of duly authorized and validly issued Notes of MECHANICAL TECHNOLOGY, INCORPORATED, a Nevada corporation, (the “Borrower”), having its principal place of business at 325 Washington Avenue Extension, Albany, NY 12205, email: mtoporek@mtiinstruments.com, due October [__], 2022 (this note, the “Note” and, collectively with the other notes of such series, the “Notes”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • October 25th, 2021 • Mechanical Technology Inc • Services-computer processing & data preparation • Nevada
Contract Type FiledOctober 25th, 2021 Company Industry JurisdictionREGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of October 25, 2021, by and among Mechanical Technology, Incorporated, a Nevada corporation, with headquarters located at 325 Washington Avenue Extension, Albany, NY 12205 (the “Company”), and the investors listed on the Schedule of Purchasers attached hereto (each, a “Purchaser” and collectively, the “Purchasers”).
MECHANICAL TECHNOLOGY, INCORPORATED FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • July 19th, 2021 • Mechanical Technology Inc • Measuring & controlling devices, nec • New York
Contract Type FiledJuly 19th, 2021 Company Industry Jurisdiction
OF PLUG POWER, LLCLimited Liability Company Agreement • August 13th, 1998 • Mechanical Technology Inc • Measuring & controlling devices, nec • Michigan
Contract Type FiledAugust 13th, 1998 Company Industry Jurisdiction
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 25th, 2021 • Mechanical Technology Inc • Services-computer processing & data preparation • Nevada
Contract Type FiledOctober 25th, 2021 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of October 20, 2021, between Mechanical Technology, Incorporated, a Nevada corporation and includes any successor Company thereto (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and permitted assigns, a “Purchaser” and collectively, the “Purchasers”).
Exhibit 4.95 SECURITY AGREEMENTSecurity Agreement • December 16th, 1998 • Mechanical Technology Inc • Measuring & controlling devices, nec
Contract Type FiledDecember 16th, 1998 Company Industry
SECURITY AGREEMENTSecurity Agreement • October 25th, 2021 • Mechanical Technology Inc • Services-computer processing & data preparation • Nevada
Contract Type FiledOctober 25th, 2021 Company Industry JurisdictionThis SECURITY AGREEMENT, dated as of October 25, 2021 (this “Agreement”), is among Mechanical Technology, Incorporated, a Nevada corporation (the “Company”), the following Subsidiaries of the Company: MTI Instruments, Inc., EcoChain, Inc., EcoChain Wind, LLC and EcoChain Block, LLC, and each other Subsidiary of the Company which shall become a party to this Agreement by execution and delivery of the form annexed hereto as Annex A and the Subsidiary Guaranty annexed thereto (each such Subsidiary, a “Guarantor” and together with the Company, the “Debtors”), Collateral Services LLC, as collateral agent (the “Collateral Agent”) for and the holders of the Company’s Secured Convertible Notes issued at or about October 25, 2021, in the original aggregate principal amount of up to $16,304,348 and such other of the Company’s secured Convertible Notes which may be issued in the future (collectively, the “Notes”) (collectively, the “Secured Parties”).
MECHANICAL TECHNOLOGY, INCORPORATED Units Consisting of [ ] Shares of Common Stock and Warrants to Purchase Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 22nd, 2008 • Mechanical Technology Inc • Measuring & controlling devices, nec • New York
Contract Type FiledMay 22nd, 2008 Company Industry JurisdictionMerriman Curhan Ford & Co. Ardour Capital Investments, LLC c/o Merriman Curhan Ford & Co. 600 California Street, 9th Floor San Francisco, CA 94108
SOLUNA HOLDINGS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • December 29th, 2021 • Soluna Holdings, Inc • Services-computer processing & data preparation • New York
Contract Type FiledDecember 29th, 2021 Company Industry Jurisdiction
CLASS B COMMON STOCK PURCHASE WARRANT Soluna Holdings, INC.Soluna Holdings, Inc • May 15th, 2023 • Finance services
Company FiledMay 15th, 2023 IndustryTHIS CLASS B COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on ______________1 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Soluna Holdings, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
Exhibit No. 10.26 MECHANICAL TECHNOLOGY INCORPORATED AND AMERICAN STOCK TRANSFER & TRUST COMPANY SUBSCRIPTION AGENCY AGREEMENT DATED AS OF JULY ___, 1998 THIS SUBSCRIPTION AGENCY AGREEMENT is dated as of July ___, 1998 by and between Mechanical...Subscription Agency Agreement • July 22nd, 1998 • Mechanical Technology Inc • Measuring & controlling devices, nec • New York
Contract Type FiledJuly 22nd, 1998 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • October 25th, 2021 • Mechanical Technology Inc • Services-computer processing & data preparation • New York
Contract Type FiledOctober 25th, 2021 Company Industry Jurisdiction
COMMON STOCK PURCHASE WARRANT Soluna Holdings, INC.Common Stock Purchase Warrant • December 5th, 2022 • Soluna Holdings, Inc • Services-computer processing & data preparation
Contract Type FiledDecember 5th, 2022 Company IndustryTHIS SERIES C COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on ______________2 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Soluna Holdings, Inc., a Delaware corporation (the “Company”), up to ______ shares3 (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
Mechanical Technology, Incorporated and American Stock Transfer & Trust Company, LLC Rights Agent ______ Rights Agreement Dated as of October 6, 2016Rights Agreement • October 6th, 2016 • Mechanical Technology Inc • Measuring & controlling devices, nec • New York
Contract Type FiledOctober 6th, 2016 Company Industry JurisdictionThis RIGHTS AGREEMENT, dated as of October 6, 2016 (the “Agreement”), is by and between Mechanical Technology, Incorporated, a New York corporation (the “Company”), and American Stock Transfer & Trust Company, LLC (the “Rights Agent”).
ARTICLE 1Payment and Performance • December 16th, 1998 • Mechanical Technology Inc • Measuring & controlling devices, nec • New York
Contract Type FiledDecember 16th, 1998 Company Industry Jurisdiction
BETWEENContribution Agreement • August 13th, 1998 • Mechanical Technology Inc • Measuring & controlling devices, nec • Michigan
Contract Type FiledAugust 13th, 1998 Company Industry Jurisdiction
Mechanical Technology, Incorporated 2014 Equity Incentive Plan Stock Option Grant AgreementStock Option Grant Agreement • June 24th, 2014 • Mechanical Technology Inc • Measuring & controlling devices, nec • New York
Contract Type FiledJune 24th, 2014 Company Industry JurisdictionThis Stock Option Grant Agreement (the “Agreement”) is entered into on [INSERT DATE], by and between Mechanical Technology, Incorporated, a New York corporation (the “Company”), and [INSERT OPTIONEE NAME] (the “Optionee”), effective as of [INSERT GRANT DATE] (the “Grant Date”).
Soluna Holdings, Inc. (par value $0.001 per share) At-The-Market Issuance Sales AgreementSoluna Holdings, Inc • June 9th, 2022 • Services-computer processing & data preparation • New York
Company FiledJune 9th, 2022 Industry JurisdictionSoluna Holdings, Inc., a Nevada corporation (the “Company”), confirms its agreement (this “Agreement”) with Univest Securities, LLC (“Univest”) as follows:
STOCK PLEDGE AGREEMENTStock Pledge Agreement • December 28th, 2000 • Mechanical Technology Inc • Measuring & controlling devices, nec • New York
Contract Type FiledDecember 28th, 2000 Company Industry JurisdictionTHIS STOCK PLEDGE AGREEMENT, dated as of December 27, 2000 (herein as amended or otherwise modified, the "Agreement"), by MECHANICAL TECHNOLOGY INCORPORATED, a New York corporation (herein, together with its successors and assigns, the "Pledgor" or the "Borrower"), with FIRST ALBANY COMPANIES INC., a corporation organized under the laws of the State of New York (herein, together with its successors and assigns, the "Lender"). Terms used in this Agreement and not otherwise defined shall have the meanings assigned to them in the Bridge Note referred to below.
VOTING AGREEMENTVoting Agreement • December 11th, 2000 • Mechanical Technology Inc • Measuring & controlling devices, nec • New York
Contract Type FiledDecember 11th, 2000 Company Industry JurisdictionAgreement made as of this 4th day of October, 2000 by and among (i) James T. Bunch (the "Stockholder") and (ii) Mechanical Technology, Inc., a New York corporation (the "Investor").
COMMON STOCK PURCHASE WARRANT To Purchase __________ Shares of Common Stock of Mechanical Technology IncorporatedCommon Stock Purchase Warrant • December 15th, 2006 • Mechanical Technology Inc • Measuring & controlling devices, nec
Contract Type FiledDecember 15th, 2006 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT (the "Warrant") certifies that, for value received, _____________ (the "Holder"), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after June __, 2007 (the "Initial Exercise Date") and on or prior to the close of business on December __, 2011 (the "Termination Date") but not thereafter, to subscribe for and purchase from Mechanical Technology Incorporated, a New York corporation (the "Company"), up to ______ shares (the "Warrant Shares") of Common Stock, par value $0.01 per share, of the Company (the "Common Stock"). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).