CUSTODY AGREEMENTCustody Agreement • October 1st, 2021 • Guggenheim Active Allocation Fund • New York
AGREEMENT, dated as of DATE between FUND NAME, a fund organized and existing under the laws of the State of Name of Fund having its principal office and place of business at 227 W. Monroe Street, Chicago, Illinois 60606 (the “Fund”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business having its principal office and place of business at 101 Barclay 11E, New York, New York 10286 (“Custodian”).
FOREIGN CUSTODY MANAGER AGREEMENTForeign Custody Manager Agreement • October 1st, 2021 • Guggenheim Active Allocation Fund • New York
WHEREAS, BNY desires to serve as a Foreign Custody Manager and perform the duties set forth herein on the terms and conditions contained herein;
JOINDER TO FUND ACCOUNTING AGREEMENTFund Accounting Agreement • October 1st, 2021 • Guggenheim Active Allocation Fund
This JOINDER TO FUND ACCOUNTING AGREEMENT (this “Joinder”), is made and entered into, as of this [ ] day of [ ], 2021, by and between MUFG Investor Services (US), LLC (“MUIS”) and Guggenheim Active Allocation Fund (the “Trust”).
SUBSCRIPTION AGREEMENTSubscription Agreement • October 1st, 2021 • Guggenheim Active Allocation Fund
THIS SUBSCRIPTION AGREEMENT is entered into as of the [ ] day of [ ], 2021, between Guggenheim Active Allocation Fund, a statutory trust organized and existing under the laws of Delaware (the “Trust”), and Guggenheim Funds Investment Advisors, LLC (the “Purchaser”).
JOINDER TO FUND ADMINISTRATION AGREEMENTFund Administration Agreement • October 1st, 2021 • Guggenheim Active Allocation Fund
This JOINDER TO FUND ADMINISTRATION AGREEMENT (this “Joinder”), is made and entered into, as of this [ ] day of [ ], 2021, by and between MUFG Investor Services (US), LLC (“MUIS”) and Guggenheim Active Allocation Fund (the “Trust”).
