AMENDMENT NO. 7 TO SECOND AMENDED AND RESTATED CREDIT AGREEMENTCredit Agreement • July 13th, 2023 • Beneficient • Finance services • New York
THIS AMENDMENT NO. 7 TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”), dated as of July 12, 2023 (the “Effective Date”) is entered into by and among BENEFICIENT COMPANY HOLDINGS, L.P. (the “Borrower”), BENEFICIENT, a Nevada corporation (“Parent”), the DSTs and Subsidiary Guarantors party hereto, and HCLP NOMINEES, L.L.C. (“HCLP”), as Lender under the Credit Agreement (as defined below) (in such capacity, the “Lender”) and as Senior Creditor and Subordinated Creditor under the Subordination Agreement (as defined in the Existing Credit Agreement).
CONSENT AND AMENDMENT NO. 4 TO SECOND AMENDED AND RESTATED SECOND LIEN CREDIT AGREEMENTCredit Agreement • July 13th, 2023 • Beneficient • Finance services
RESTATED SECOND LIEN CREDIT AGREEMENT (this “Amendment”), dated as of March 24, 2022 is entered into by and among BENEFICIENT COMPANY HOLDINGS, L.P. (the “Borrower”), THE BENEFICIENT COMPANY GROUP, L.P. (“Parent”), HCLP NOMINEES, L.L.C. (“HCLP”), as Lender
FORM OF PREPAID FORWARD PURCHASE AGREEMENTPrepaid Forward Purchase Agreement • July 13th, 2023 • Beneficient • Finance services • New York
This Prepaid Forward Purchase Agreement (this “Agreement”) is entered into as of June 5, 2023, by and between The Beneficient Company Group, L.P., a Delaware limited partnership (“BCG” or the “Company”) and RiverNorth SPAC Arbitrage Fund, L.P. (the “Purchaser”), as amended through June 25, 2023.
AMENDMENT NO. 7 TO SECOND AMENDED AND RESTATED SECOND LIEN CREDIT AGREEMENTSecond Lien Credit Agreement • July 13th, 2023 • Beneficient • Finance services • New York
THIS AMENDMENT NO. 7 TO SECOND AMENDED AND RESTATED SECOND LIEN CREDIT AGREEMENT (this “Amendment”), dated as of July 12, 2023 (the “Effective Date”) is entered into by and among BENEFICIENT COMPANY HOLDINGS, L.P. (the “Borrower”), BENEFICIENT, a Nevada corporation (“Parent”), the DSTs and Subsidiary Guarantors party hereto, and HCLP NOMINEES, L.L.C. (“HCLP”), as Lender under the Credit Agreement (as defined below) (in such capacity, the “Lender”) and as Senior Creditor and Subordinated Creditor under the Subordination Agreement (as defined in the Existing Credit Agreement).
SETTLEMENT AND RELEASE AGREEMENTSettlement and Release Agreement • July 13th, 2023 • Beneficient • Finance services • New York
This SETTLEMENT AND RELEASE AGREEMENT (this “Agreement”) is dated as of June 7, 2023, by and between Avalon Acquisition Inc. (together with its parents, subsidiaries and affiliates, “Avalon”), Beneficient (together with its parents, subsidiaries and affiliates, “Beneficient”)1, and Maxim Group LLC (together with its parents, subsidiaries and affiliates, “Maxim”). Avalon, Beneficient and Maxim are each sometimes referred to herein individually as a “Party” and together as the “Parties.”
