0001752724-18-000981 Sample Contracts

RIVERNORTH OPPORTUNITIES FUND, INC. INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • October 12th, 2018 • Rivernorth Opportunities Fund, Inc. • Delaware

This AGREEMENT, dated as of June 29, 2018, by and between ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and RiverNorth Capital Management, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 325 N. LaSalle Street, Suite 645, Chicago, Illinois 60654.

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RIVERNORTH OPPORTUNITIES FUND, INC. INVESTMENT ADVISORY AGREEMENT
Investment Advisory Agreement • October 12th, 2018 • Rivernorth Opportunities Fund, Inc. • Delaware

This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this 29th day of June, 2018, by and between ALPS Advisors, Inc., a Colorado corporation (the Adviser”), and RiverNorth Opportunities Fund, Inc., a Maryland corporation (the “Fund”).

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