Second Amendment to Administration AgreementAdministration Agreement • November 19th, 2019 • PPM Funds
This Amendment is made by and between Jackson National Asset Management, LLC, a Michigan limited liability company (“Administrator”), and PPM Funds, a Massachusetts business trust (“Trust”).
FIRST AMENDMENT TO THE DISTRIBUTION AGREEMENT BETWEEN PPM FUNDS AND JACKSON NATIONAL LIFE DISTRIBUTORS LLC.The Distribution Agreement • November 19th, 2019 • PPM Funds
This Amendment is made as of September 28, 2019 (the “Effective Date”) and amends Schedule A to the Distribution Agreement dated February 15, 2018 (the “Agreement”) between PPM Funds, a Massachusetts business trust (the “Trust”) and Jackson National Life Distributors LLC (“JNLD”) (together, the “Parties”). All terms not otherwise defined herein shall have the same meanings ascribed in the Agreement.
Third Amendment to Administration Agreement Between PPM Funds and Jackson National Asset Management, LLCAdministration Agreement • November 19th, 2019 • PPM Funds
This Amendment is made by and between Jackson National Asset Management, LLC, a Michigan limited liability company (“Administrator”), and PPM Funds, a Massachusetts business trust (“Trust”).
Fourth Amended and Restated Schedule A to the Transfer Agency Agreement by and between PPM Funds and UMB Fund Services, Inc. NAMES OF FUNDSPPM Funds • November 19th, 2019
IN WITNESS WHEREOF, the parties hereto have caused this Fourth Amended and Restated Schedule A to the Transfer Agency Agreement between the undersigned and dated as of November 20, 2019 to be executed by a duly authorized officer as of the 14th day of November, 2019.
Amendment To Master Custodian AgreementMaster Custodian Agreement • November 19th, 2019 • PPM Funds
This Amendment, effective as November 20, 2019, to the Master Custodian Agreement dated as of December 30, 2010, (as amended, restated, supplemented or otherwise modified and in effect from time to time, the “Agreement”) is by and among each management investment company, and each Cayman Islands entity identified on Appendix A attached thereto (each a “Fund” and collectively, the “Funds”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
SECOND AMENDMENT TO THE DISTRIBUTION AGREEMENT BETWEEN PPM FUNDS AND JACKSON NATIONAL LIFE DISTRIBUTORS LLCThe Distribution Agreement • November 19th, 2019 • PPM Funds
This Amendment is made as of November 20, 2019 (the “Effective Date”) and amends Schedule A to the Distribution Agreement dated February 15, 2018 and amended and restated on September 18, 2019 (the “Agreement”) between PPM Funds, a Massachusetts business trust (the “Trust”) and Jackson National Life Distributors LLC (“JNLD”). All terms not otherwise defined herein shall have the same meanings ascribed in the Agreement.
SECOND AMENDMENT TO THE INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT BETWEEN PPM FUNDS AND PPM AMERICA, INC.And Management Agreement • November 19th, 2019 • PPM Funds
This Amendment is made as of November 20, 2019 (the “Effective Date”) and amends Schedules A to the Investment Advisory and Management Agreement dated February 15, 2018 and amended on September 18, 2019 (the “Agreement”) between PPM Funds, a Massachusetts business trust (the “Trust”) and PPM America, Inc. (the “Adviser”). All terms not otherwise defined herein shall have the same meanings ascribed in the Agreement.
EXPENSE LIMITATION AGREEMENT BETWEEN PPM FUNDS AND PPM AMERICA, INC.Expense Limitation Agreement • November 19th, 2019 • PPM Funds
This Amendment is made as of November 20, 2019 (the “Effective Date”) and amends Schedule A to the Expense Limitation Agreement dated February 15, 2018 (the “Agreement”) between PPM Funds, a Massachusetts business trust (the “Trust”) and PPM America, Inc. (the “Adviser”). All terms not otherwise defined herein shall have the same meanings ascribed in the Agreement.
FIRST AMENDMENT TO THE INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT BETWEEN PPM FUNDS AND PPM AMERICA, INC.And Management Agreement • November 19th, 2019 • PPM Funds
This Amendment is made as of September 18, 2019 (the “Effective Date”) and amends Schedules A and B to the Investment Advisory and Management Agreement dated February 15, 2018 (the “Agreement”) between PPM Funds, a Massachusetts business trust (the “Trust”) and PPM America, Inc. (the “Adviser”) (together, the “Parties”). All terms not otherwise defined herein shall have the same meanings ascribed in the Agreement.
Third Amended and Restated Schedule A to the Transfer Agency Agreement by and between PPM Funds and UMB Fund Services, Inc. NAMES OF FUNDSPPM Funds • November 19th, 2019
IN WITNESS WHEREOF, the parties hereto have caused this Third Amended and Restated Schedule A to the Transfer Agency Agreement between the undersigned and dated as of September 18, 2019 to be executed by a duly authorized officer as of the 3rd day of October, 2019.
Amendment to Master Custodian AgreementMaster Custodian Agreement • November 19th, 2019 • PPM Funds
This Amendment, effective as September 18, 2019, to the Master Custodian Agreement dated as of December 30, 2010, (as amended, restated, supplemented or otherwise modified and in effect from time to time, the “Agreement”) is by and among each management investment company, and each Cayman Islands entity identified on Appendix A attached thereto (each a “Fund” and collectively, the “Funds”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”).
