ACTIVESHARES® ETFs AP REPRESENTATIVE CONFIDENTIALITY & UNDERTAKINGS AGREEMENTUndertakings Agreement • February 10th, 2020 • American Century Etf Trust • New York
This AP Representative Confidentiality Agreement (this “Agreement”) is entered into by and among _______________ (“AP Representative”) and the _______________ (the “Trust”), an open-end management investment company registered with the Securities and Exchange Commission (the “SEC”) under the Investment Company Act of 1940, as amended (the “1940 Act”), on behalf of each of its separate series (each, a “Fund” and collectively, the “Funds”). Capitalized terms used herein and not otherwise defined have the meaning assigned to them in Section 6 of this Agreement.
ACTIVESHARES® ETFs AP REPRESENTATIVE CONFIDENTIALITY & UNDERTAKINGS AGREEMENTUndertakings Agreement • February 10th, 2020 • American Century Etf Trust • New York
This AP Representative Confidentiality Agreement (this “Agreement”) is entered into by and among ____________________ (“AP Representative”), _________________ (“Clearing Broker”), as clearing broker for the AP Representative, and the _______________ (the “Trust”), an open-end management investment company registered with the Securities and Exchange Commission (the “SEC”) under the Investment Company Act of 1940, as amended (the “1940 Act”), on behalf of each of its separate series (each, a “Fund” and collectively, the “Funds”). Capitalized terms used herein and not otherwise defined have the meaning assigned to them in Section 6 of this Agreement.
January 23, 2020 State Street Bank and Trust Company Josiah Quincy BuildingAmerican Century Etf Trust • February 10th, 2020
SIXTH AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • February 10th, 2020 • American Century Etf Trust • Delaware
This sixth amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of December 13, 2017 by and between American Century ETF Trust (“Trust”) and Foreside Fund Services, LLC (“Foreside”) is entered into as of January 21, 2020 (the “Effective Date”).
January 23, 2020 State Street Bank and Trust Company Josiah Quincy BuildingAmerican Century Etf Trust • February 10th, 2020
AMENDMENT NO. 4 TO MANAGEMENT AGREEMENTManagement Agreement • February 10th, 2020 • American Century Etf Trust • Delaware
THIS AMENDMENT NO. 4 TO MANAGEMENT AGREEMENT (“Amendment”) is effective as of the 21st day of January, 2020 (the “Effective Date”), by and between AMERICAN CENTURY ETF TRUST, a Delaware statutory trust (the “Company”), and AMERICAN CENTURY INVESTMENT MANAGEMENT, INC., a Delaware corporation (the “Investment Manager”).
ACTIVESHARES® ANNEXAmerican Century Etf Trust • February 10th, 2020
This Annex is attached to, and shall be governed by the Authorized Participant Agreement between the Participant, the Trust, the Transfer Agent, and the Distributor dated [ ], 2020 (the “AP Agreement). This Annex sets forth certain regulatory, procedural, and/or operational requirements unique, and only applicable to, funds operating pursuant to the exemptive order issued by the United States Securities and Exchange Commission (“SEC”) to American Century ETF Trust et. al, Investment Company Act Release Nos. 33590 (August 14, 2019) (notice) and 33620 (September 10, 2019) (order), which incorporates the terms and conditions of an exemptive order issued to Precidian ETFs Trust et al., Investment Company Act Release Nos. 33440 (April 8, 2019) (notice), 33477 (May 20, 2019) (order) and the exemptive order, dated [ ], 2020, issued by the SEC’s Division of Trading and Markets, pursuant to delegated authority, to the American Century ETF Trust and certain other parties under the Securities Exc
September 6, 2019 State Street Bank and Trust Company Josiah Quincy BuildingAmerican Century Etf Trust • February 10th, 2020
