Broker-Dealer AgreementBroker-Dealer Agreement • November 19th, 2021 • Phoenix Capital Group Holdings, LLC • Metal mining
This agreement (together with exhibits and schedules, the “Agreement”) is entered into by and between Phoenix Capital Group Holdings, LLC (“Client”), a Delaware Limited Liability Company, and Dalmore Group, LLC., a New York Limited Liability Company (“Dalmore”). Client and Dalmore agree to be bound by the terms of this Agreement, effective as of June 14, 2021 (the “Effective Date”):
PHOENIX CAPITAL GROUP HOLDINGS, LLC a Delaware limited liability company Issuer AND UMB Bank, N.A. Trustee INDENTURE Dated as of ___________, 2021 Unsecured Subordinated Debt SecuritiesIndenture • November 19th, 2021 • Phoenix Capital Group Holdings, LLC • Metal mining • Delaware
INDENTURE, dated as of [●], between PHOENIX CAPITAL GROUP HOLDINGS, LLC, a Delaware limited liability company (the “Company” or the “Issuer”), and UMB BANK, N.A. as trustee (the “Trustee”):
PHOENIX CAPITAL GROUP HOLDINGS, LLC SUBSCRIPTION AGREEMENT INSTRUCTION PAGESubscription Agreement Instruction Page • November 19th, 2021 • Phoenix Capital Group Holdings, LLC • Metal mining • Delaware
We, Phoenix Capital Group Holdings, LLC (“we,” “our,” “us,” or the “Company”), are offering a maximum of $75,000,000 in the aggregate of our 9.0% unsecured bonds (the “Bonds”) pursuant to the offering circular (the “Offering Circular”) dated _______________ (the “Offering”). Each Bond will be sold at a public offering price of $1,000 per Bond, as may be supplemented, with a minimum purchase amount of one Bond ($1,000). The Bonds will be sold in up to eight (8) series, Series A-H.
CREDIT AGREEMENTCredit Agreement • November 19th, 2021 • Phoenix Capital Group Holdings, LLC • Metal mining • Ontario
RECITAL: The Borrower has requested that the Lenders extend credit to the Borrower and the Lenders have agreed to provide such credit to the Borrower on the terms and conditions contained herein.
