0001615774-19-005531 Sample Contracts

Amendment No. 2 to Employment Agreement
Employment Agreement • April 9th, 2019 • B. Riley Financial, Inc. • Services-business services, nec

This Amendment No. 2 to Employment Agreement (this “Amendment”) is entered into as of April 3, 2019, by and among B. Riley Financial, Inc. (the “Company”) and Kenneth M. Young (the “Executive”). The above parties are referred to collectively herein as the “Parties,” and individually as a “Party.”

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Amendment No. 1 to Employment Agreement
Employment Agreement • April 9th, 2019 • B. Riley Financial, Inc. • Services-business services, nec

This Amendment No. 1 to Employment Agreement (this “Amendment”) is entered into as of April 3, 2019, by and among Great American Group, LLC (the “Company”) and Andrew Gumaer (the “Executive”). The above parties are referred to collectively herein as the “Parties,” and individually as a “Party.”

Amendment No. 1 to Employment Agreement
Employment Agreement • April 9th, 2019 • B. Riley Financial, Inc. • Services-business services, nec

This Amendment No. 1 to Employment Agreement (this “Amendment”) is entered into as of April 3, 2019, by and among B. Riley FBR, Inc. (the “Company”) and Andrew Moore (the “Executive”). The above parties are referred to collectively herein as the “Parties,” and individually as a “Party.”

Amendment No. 2 to Employment Agreement
Employment Agreement • April 9th, 2019 • B. Riley Financial, Inc. • Services-business services, nec

This Amendment No. 2 to Employment Agreement (this “Amendment”) is entered into as of April 3, 2019, by and among B. Riley Financial, Inc. (the “Company”) and Bryant R. Riley (the “Executive”). The above parties are referred to collectively herein as the “Parties,” and individually as a “Party.”

Amendment No. 1 to Employment Agreement
Employment Agreement • April 9th, 2019 • B. Riley Financial, Inc. • Services-business services, nec

This Amendment No. 1 to Employment Agreement (this “Amendment”) is entered into as of April 3, 2019, by and among B. Riley Financial, Inc. (the “Company”) and Alan N. Forman (the “Executive”). The above parties are referred to collectively herein as the “Parties,” and individually as a “Party.”

Amendment No. 1 to Employment Agreement
Employment Agreement • April 9th, 2019 • B. Riley Financial, Inc. • Services-business services, nec

This Amendment No. 1 to Employment Agreement (this “Amendment”) is entered into as of April 3, 2019, by and among B. Riley Financial, Inc. (the “Company”) and Phillip J. Ahn (the “Executive”). The above parties are referred to collectively herein as the “Parties,” and individually as a “Party.”

Amendment No. 2 to Employment Agreement
Employment Agreement • April 9th, 2019 • B. Riley Financial, Inc. • Services-business services, nec

This Amendment No. 2 to Employment Agreement (this “Amendment”) is entered into as of April 3, 2019, by and among B. Riley Financial, Inc. (the “Company”) and Thomas Kelleher (the “Executive”). The above parties are referred to collectively herein as the “Parties,” and individually as a “Party.”

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