ContractLoton, Corp • July 19th, 2016 • Retail-eating places
THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY.
CONSULTING AGREEMENTConsulting Agreement • July 19th, 2016 • Loton, Corp • Retail-eating places • California
THIS CONSULTING AGREEMENT (“Agreement”) is made and entered into as of the 1st day of October, 2015 (“Effective Date”), by and between Schuyler Hoversten (“Consultant”) and LiveXLive, a Delaware corporation (“Company”).
LOTON, CORP Subscription AgreementSubscription Agreement • July 19th, 2016 • Loton, Corp • Retail-eating places • California
THE securities OF LOTON, CORP being subscribed to HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AND THEREFORE CANNOT BE RESOLD UNLESS THEY ARE REGISTERED UNDER SAID ACT OR UNLESS AN EXEMPTION FROM REGISTRATION IS AVAILABLE.
AMENDMENT NO. 2 TO SENIOR CONVERTIBLE PROMISSORY NOTESenior Convertible Promissory Note • July 19th, 2016 • Loton, Corp • Retail-eating places • California
This Amendment No. 2 (this “Amendment”) to the Senior Convertible Promissory Note (the “Note”) dated April 21, 2016 is effective as of December 31, 2014 (the “Effective Date”), by and among Loton, Corp., a Nevada corporation (“Borrower”), and Trinad Capital Master Fund, Ltd., a Cayman Island exempted company (“Lender”).
