INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST II and HODGES CAPITAL MANAGEMENT, INC.Investment Advisory Agreement • September 28th, 2023 • Northern Lights Fund Trust Ii
AGREEMENT, made as of September 20, 2023, between Northern Lights Fund Trust II, a Delaware statutory trust (the "Trust"), and Hodges Capital Management, Inc. a Texas corporation (the "Adviser"), located at 2905 Maple Avenue, Dallas, TX 75201
NORTHERN LIGHTS FUND TRUST II OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • September 28th, 2023 • Northern Lights Fund Trust Ii • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (this “Agreement”) is effective as of the 20th of September 2023, by and between Northern Lights Fund Trust II, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Appendix A which may be amended from time to time (each a “Fund” and, collectively, the “Funds”), and the Adviser of the Funds, Hodges Capital Management, Inc. (the “Adviser”).
EIGHTH AMENDMENT TO THE NORTHERN LIGHTS FUND TRUST II CUSTODYAGREEMENTNorthern Lights Fund Trust Ii • September 28th, 2023
This eighth amendment is made and entered into as of the last date in the signature block, to the Custody Agreement dated as of May 26, 2015, as amended (the “Agreement”), by and between NORTHERN LIGHTS FUND TRUST II, a Delaware statutory trust (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION (the “Custodian:”).
APPENDIX IV-36 LIST OF FUNDS SERVICES & FEESFund Services Agreement • September 28th, 2023 • Northern Lights Fund Trust Ii
This Appendix IV-36 is part of the Fund Services Agreement (the “Agreement”), dated October 19, 2021, between Northern Lights Fund Trust II (the “Trust”) and Ultimus Fund Solutions, LLC (“UFS”). Set forth below are the Services elected by the Fund(s) identified on this Appendix IV-36 along with the associated Fees. Capitalized terms used herein that are not otherwise defined shall have the same meanings ascribed to them in the Agreement.
