MANAGEMENT AGREEMENTManagement Agreement • May 17th, 2022 • Unified Series Trust • Ohio
The Trust has been organized to engage in the business of a registered open-end investment company. The Trust currently offers several series of shares to investors, one of which is the NightShares Russell 2000 ETF (the "Fund").
AMENDMENT TO MANAGEMENT AGREEMENTManagement Agreement • May 17th, 2022 • Unified Series Trust
This Amendment (“Amendment”) is made as of May 13, 2022 by and between Unified Series Trust (the “Trust”) and AlphaTrAI Funds, Inc. (the “Adviser”), and amends the Management Agreement between the Trust and the Adviser (the “Agreement”) made as of February 23, 2022, pursuant to which the Adviser agreed to act as the sole investment adviser of the NightShares Russell 2000 ETF (the “Fund”).
SUBADVISORY AGREEMENTSubadvisory Agreement • May 17th, 2022 • Unified Series Trust • Delaware
SUBADVISORY AGREEMENT (the “Agreement”) made this 3rd day of March 2022, between AlphaTrAI Funds, Inc., a corporation formed under the laws of the state of Delaware (the “Adviser”), and Exchange Traded Concepts, LLC, an Oklahoma limited liability company, (the “Subadviser”). In consideration of the mutual covenants contained herein, the parties agree as follows:
Fee ScheduleUnified Series Trust • May 17th, 2022
This Schedule B-4 is part of the ETF Distribution Agreement effective November 19, 2019 (the “Agreement”) by and between Unified Series Trust (the “Trust”) and Northern Lights Distributors, LLC (“NLD”). This Fee Schedule replaces any existing fee schedule with respect to the Fund(s) identified herein.
FOURTH AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • May 17th, 2022 • Unified Series Trust
THIS FOURTH AMENDMENT TO CUSTODIAN AND TRANSFER AGENT AGREEMENT (this “Amendment”) is made as of May 1, 2022 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or, when referring to BBH&Co. in its capacity as custodian, the “Custodian,” and when referring to BBH&Co. in its capacity as transfer agent, the “TA”), and UNIFIED SERIES TRUST (the “Fund”), an open-end management investment company organized under the laws of the State of Ohio and registered with the Securities and Exchange Commission under the Investment Company Act of 1940, on behalf of each of its Portfolios listed on Schedule V (Portfolios of the Trust) to the Agreement (as defined below).
