CUSTODY AGREEMENTCustody Agreement • July 28th, 2021 • Unified Series Trust • Ohio
THIS AGREEMENT is made and entered into as of this 23rd day of September, 2005, by and between UNIFIED SERIES TRUST, a Ohio business trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Cincinnati, Ohio (the “Custodian”).
MANAGEMENT AGREEMENTManagement Agreement • July 28th, 2021 • Unified Series Trust • Ohio
The Trust has been organized to engage in the business of a registered open-end investment company. The Trust currently offers several series of shares to investors, one of which is the Dean Small Cap Value Fund (the “Fund”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • July 28th, 2021 • Unified Series Trust • Ohio
THIS INVESTMENT SUB-ADVISORY AGREEMENT (“AGREEMENT”) is made and entered into as of the 15th day of August, 2016, by and among Dean Capital Management, LLC, a Kansas limited liability company located at 7450 West 130th Street, Suite 150, Overland Park, Kansas 66213 (the “Sub-Advisor”), and Dean Investment Associates, LLC, an Ohio limited liability company located at 3500 Pentagon Blvd., Suite 200, Beavercreek, OH 45431 (the “Advisor”).
CUSTODY AGREEMENTCustody Agreement • July 28th, 2021 • Unified Series Trust • Ohio
THIS CUSTODY AGREEMENT ("Agreement"), dated as of October 15, 2010, is entered into by and between THE HUNTINGTON NATIONAL BANK, a national bank organized under the laws of the United States (the "Custodian"), and UNIFIED SERIES TRUST, an Ohio business trust (the "Trust").
UNIFIED SERIES TRUST AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT dean mid cap value fund dean small cap value fundOperating Expense Limitation Agreement • July 28th, 2021 • Unified Series Trust • Ohio
THIS AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 1st day of December, 2019 and amends and restates in its entirety the operating expense limitation agreement dated as of the 1st day of August, 2017, by and between UNIFIED SERIES TRUST, an Ohio business trust (the “Trust”), on behalf of each series of the Trust set forth on Appendix A attached hereto (each a “Fund” and collectively the “Funds”) and the investment adviser of the Funds, Dean Investment Associates, LLC (the “Adviser”).
