THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTDunham Funds Sub-Advisory Agreement • March 1st, 2021 • Dunham Funds • California
This AGREEMENT is dated March 19, 2020, and effective on or about March 31, 2020, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and ZIEGLER CAPITAL MANAGEMENT, LLC, a State of Wisconsin limited liability company (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
SPECIAL CUSTODY AND PLEDGE AGREEMENTSpecial Custody and Pledge Agreement • March 1st, 2021 • Dunham Funds • New York
THIS AMENDMENT, dated as of March 23, 2020 (the "Amendment"), between BARCLAYS BANK PLC ("Secured Party"), U.S. Bank, National Association (“U.S. Bank”), as Custodian hereunder (“Custodian”), and DUNHAM FUNDS, on behalf of each Fund listed on Exhibit A (as defined below), separately and not jointly (each, a "Pledgor").
THIS AMENDMENT NO. 5 TO ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • March 1st, 2021 • Dunham Funds
(this “Amendment”) is effective as of January 1, 2020, and is made by and between Gemini Fund Services, LLC, a Nebraska limited liability company (“GFS”), and Dunham Funds, a Delaware statutory trust (the “Trust”).
FUND ACCOUNTING SERVICE AGREEMENTFund Accounting Service Agreement • March 1st, 2021 • Dunham Funds
(this “Amendment”) is effective as of January 1, 2020, and is made by and between Gemini Fund Services, LLC, a Nebraska limited liability company (“GFS”), and Dunham Funds, a Delaware statutory trust (the “Trust”).
THIS AMENDMENT NO. 4 TO ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • March 1st, 2021 • Dunham Funds
(this “Amendment”) is effective as of January 1, 2020, and is made by and between Dunham Funds, a Delaware statutory trust (the “Trust”), and Gemini Fund Services, LLC, a Nebraska limited liability company (“Gemini”).
