0001580642-18-002335 Sample Contracts

INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and COUNTERPOINT MUTUAL FUNDS, LLC
Investment Advisory Agreement • May 1st, 2018 • Northern Lights Fund Trust Iii • New York

This AGREEMENT is made as of February 20, 2018 between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), and Counterpoint Mutual Funds, LLC, a California limited liability company (the “Adviser”) located at 12760 High Bluff Drive, Suite 280, San Diego, CA 92130.

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NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AGREEMENT COUNTERPOINT TACTICAL HY MUNICIPAL FUND
Operating Expenses Limitation Agreement • May 1st, 2018 • Northern Lights Fund Trust Iii • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 20th day of February, 2018, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Counterpoint Tactical HY Municipal Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Counterpoint Mutual Funds, LLC, (the “Advisor”).

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