INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and CANE CAPITAL MANAGEMENT, LLCInvestment Advisory Agreement • April 25th, 2018 • Northern Lights Fund Trust Iii • New York
AGREEMENT, made as of January 29, 2018 between Northern Lights Fund Trust III, a Delaware statutory trust (the "Trust"), and CANE CAPITAL MANAGEMENT, LLC, a Delaware Limited Liability Company (the "Adviser") located at 8440 Jefferson Hwy., Suite 402, Baton Rouge, LA 70809.
SUBADVISORY AGREEMENTSubadvisory Agreement • April 25th, 2018 • Northern Lights Fund Trust Iii • Delaware
THIS AGREEMENT is made and entered into as of the 1st day of March, 2017, by and between PERSIMMON CAPITAL MANAGEMENT, LP, a limited partnership organized under the laws of Delaware registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), (the “Adviser”) and WEATHERBIE CAPITAL, LLC a limited liability company organized under the laws of Delaware registered under the Advisers Act (the “Subadviser”), with respect to the Persimmon Long/Short Fund (the “Fund”), a series of the Northern Lights Fund Trust III, a Delaware statutory trust (the “Trust”).
NORTHERN LIGHTS FUND TRUST III OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT CANE CAPITAL MANAGEMENT, LLCAnd Security Agreement • April 25th, 2018 • Northern Lights Fund Trust Iii • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 1st day of October, 2017, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust (the “Trust”), on behalf of the Cane Alternatives Strategies Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Cane Capital Management, LLC (the “Advisor”).
