0001580642-17-003809 Sample Contracts

INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST IV and MAIN MANAGEMENT ETF ADVISORS, LLC
Investment Advisory Agreement • July 7th, 2017 • Northern Lights Fund Trust IV • New York

This AGREEMENT is made as of January 12, 2017 between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), and MAIN MANAGEMENT ETF ADVISORS, LLC a [Delaware] limited liability company (the "Adviser"), located at 601 California Street, Suite 620, San Francisco, California 94108.

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NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT MAIN MANAGEMENT ETF ADVISORS, LLC
And Security Agreement • July 7th, 2017 • Northern Lights Fund Trust IV • New York

THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 27th day of April, 2017, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of Main Sector Rotation ETF (a “Fund”) a series of the Trust, and the advisor of the Fund, MAIN MANAGEMENT ETF ADVISORS, LLC (the “Advisor”).

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