INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST IV and Tree Ring Capital Management, LLCInvestment Advisory Agreement • March 24th, 2016 • Northern Lights Fund Trust IV • New York
This AGREEMENT is made as of January 20, 2016 between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), and Tree Ring Capital Management, LLC a Washington limited liability company (the “Adviser”) located at 180 Front St S, Issaquah, WA 98004.
NORTHERN LIGHTS FUND TRUST IV OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT Tree Ring Capital, LLCAnd Security Agreement • March 24th, 2016 • Northern Lights Fund Trust IV • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is made as of the 20th day of January, 2016, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust (the “Trust”), on behalf of Tree Ring Stock Fund (the “Fund”) a series of the Trust, and the Advisor of the Fund, Tree Ring Capital, LLC (the “Advisor”).
DISTRIBUTION AGREEMENTDistribution Agreement • March 24th, 2016 • Northern Lights Fund Trust IV • Nebraska
THIS DISTRIBUTION AGREEMENT effective the 20th day of January, 2016, by and between NORTHERN LIGHTS FUND TRUST IV, a Delaware statutory trust, having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (the “Trust”), and CEROS FINANCIAL SERVICES INC., a Massachusetts corporation having its principal office and place of business at 1445 Research Boulevard, Suite 530, Rockville, Maryland 20850 (“CEROS”).
