UNDERWRITING AGREEMENTUnderwriting Agreement • August 12th, 2015 • Two Roads Shared Trust • Nebraska
THIS UNDERWRITING AGREEMENT effective the 30th day of April, 2015, by and between TWO ROADS SHARED TRUST, a Delaware statutory trust, having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLD”).
CUSTODY AGREEMENT by and between TWO ROADS SHARED TRUST and THE BANK OF NEW YORK MELLONCustody Agreement • August 12th, 2015 • Two Roads Shared Trust • New York
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 12th, 2015 • Two Roads Shared Trust • Delaware
INVESTMENT ADVISORY AGREEMENT made as of this 20th day of April, 2015 by and between Two Roads Shared Trust, a Delaware statutory trust (the “Trust”), and Hanlon Investment Management, Inc. (the “Adviser”).
OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENTOperating Expenses Limitation and Security Agreement • August 12th, 2015 • Two Roads Shared Trust • New York
THIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 20th day of April, 2015, by and between TWO ROADS SHARED TRUST, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Appendix A hereto (each a “Fund” and together, the “Funds”), and the Adviser to the Fund, HANLON INVESTMENT MANAGEMENT, INC. (“Hanlon” or the “Adviser”).
