COMMON STOCK PURCHASE WARRANT DUOS TECHNOLOGIES GROUP, INC.Duos Technologies Group, Inc. • July 14th, 2017 • Services-prepackaged software • New York
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after [●] ___, (the “Initial Exercise Date”) and on or prior to the close of business on the five (5) year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Duos Technologies Group, Inc., a Florida corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of th
UNDERWRITING AGREEMENT Between DUOS TECHNOLOGIES GROUP, INC. And JOSEPH GUNNAR & CO., LLC as Representative of the Several UnderwritersUnderwriting Agreement • July 14th, 2017 • Duos Technologies Group, Inc. • Services-prepackaged software • New York
The undersigned, Duos Technologies Group, Inc., a corporation formed under the laws of the State of Florida (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) as being subsidiaries or affiliates of Duos Technologies Group, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with Joseph Gunnar & Co., LLC. (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
WARRANT AGENT AGREEMENTWarrant Agent Agreement • July 14th, 2017 • Duos Technologies Group, Inc. • Services-prepackaged software • New York
THIS WARRANT AGENT AGREEMENT (this “Warrant Agreement”) dated as of July ____, 2017 (the “Issuance Date”) between Duos Technologies Group, Inc., a company incorporated under the laws of the State of Florida (the “Company”), and Pacific Stock Transfer (the “Warrant Agent”).
