0001520138-25-000249 Sample Contracts
UNDERWRITING AGREEMENT between BioVie Inc. and ThinkEquity LLC as Representative of the Several Underwriters UNDERWRITING AGREEMENTUnderwriting Agreement • August 11th, 2025 • Biovie Inc. • Pharmaceutical preparations • New York
This press release is not an offer or sale of the securities in the United States or in any other jurisdiction where such offer or sale is prohibited, and such securities may not be offered or sold in the United States absent registration or an exemption from registration under the Securities Act of 1933, as amended.
PRE-FUNDED COMMON STOCK PURCHASE WARRANT BIOVIE INC.Pre-Funded Common Stock Purchase Warrant • August 11th, 2025 • Biovie Inc. • Pharmaceutical preparations • New York
THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, __________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Issue Date and until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from BioVie, Inc., a Nevada corporation (the “Company”), up to __________ shares of Common Stock (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
Representative’s Warrant AgreementRepresentative’s Warrant Agreement • August 11th, 2025 • Biovie Inc. • Pharmaceutical preparations • New York
THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF ONE HUNDRED EIGHTY (180) DAYS FOLLOWING THE EFFECTIVE DATE (DEFINED BELOW) TO ANYONE OTHER THAN (I) THINKEQUITY LLC OR AN UNDERWRITER OR A SELECTED DEALER IN CONNECTION WITH THE OFFERING, OR (II) A BONA FIDE OFFICER OR PARTNER OF THINKEQUITY LLC OR OF ANY SUCH UNDERWRITER OR SELECTED DEALER.
WARRANT AGENT AGREEMENTWarrant Agent Agreement • August 11th, 2025 • Biovie Inc. • Pharmaceutical preparations
WARRANT AGENT AGREEMENT (this “Warrant Agreement”) dated as of August 11, 2025 (the “Issuance Date”) between BioVie Inc., a Nevada corporation (the “Company”), and West Coast Stock Transfer, Inc., a California corporation (the “Warrant Agent”).