NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE...Oxis International Inc • May 21st, 2012 • Pharmaceutical preparations • New York
THIS 8.0% TWO-YEAR CONVERTIBLE DEBENTURE is one of a series of duly authorized and validly issued 8.0% Convertible Debentures of OXIS International, Inc., a Delaware corporation, (the “Company”), having its principal place of business at 468 N. Camden Drive, 2nd Floor, Beverly Hills, CA 90210, designated as its 8.0% Two-Year Convertible Debenture (this debenture, the “Debenture” and, collectively with the other debentures of such series, the “Debentures”).
SERIES B COMMON STOCK PURCHASE WARRANT OXIS INTERNATIONAL, INC.Oxis International Inc • May 21st, 2012 • Pharmaceutical preparations
THIS SERIES B COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the five year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from OXIS International, Inc., a Delaware corporation (the “Company”), up to ______ shares (the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
STANDSTILL AND FORBEARANCE AGREEMENTStandstill and Forbearance Agreement • May 21st, 2012 • Oxis International Inc • Pharmaceutical preparations • New York
This Standstill and Forbearance Agreement (this “Agreement”) is made and entered into as of May 15, 2012 by and among OXIS International, Inc., a Delaware corporation (“OXIS” or the “Company”) and Bristol Investment Fund, Ltd. (the “Lender”).
