DISTRIBUTION AGREEMENTDistribution Agreement • August 19th, 2010 • Mirae Asset Discovery Funds • Delaware
THIS AGREEMENT is made and entered into as of this ___ day of ________ 2010 by and between Mirae Asset Discovery Funds a Delaware statutory trust (the “Trust” or “Client”) and Funds Distributor, LLC, a Delaware limited liability company (the “Distributor”).
SUB-MANAGEMENT AGREEMENTSub-Management Agreement • August 19th, 2010 • Mirae Asset Discovery Funds • New York
], 2010, between Mirae Asset Global Investments (USA) LLC, a Delaware limited liability company (the “Investment Manager”), and Mirae Asset Global Investments (Hong Kong) Limited, a Hong Kong corporation whose registered address is Level 15, Three Pacific Place, 1 Queen’s Road East, Hong Kong (the “Sub-Manager”).
FUND COMPLIANCE AND AML SERVICES AGREEMENTFund Compliance and Aml Services Agreement • August 19th, 2010 • Mirae Asset Discovery Funds • Delaware
AGREEMENT made as of April 19, 2010 by and between Mirae Asset Discovery Funds, a Delaware statutory trust, with its principal office and place of business at One Bryant Park, New York, New York 10036 (the “Fund Company”), and Foreside Compliance Services, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (“Foreside”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • August 19th, 2010 • Mirae Asset Discovery Funds • New York
], 2010, between Mirae Asset Discovery Funds (the “Trust”), a Delaware statutory trust, on behalf of the separate series of the Trust set forth in Exhibit A (each, a “Fund” and collectively, the “Funds”), and Mirae Asset Global Investments (USA) LLC (the “Investment Manager”), a Delaware limited liability company.
DISTRIBUTION SERVICES AGREEMENTDistribution Services Agreement • August 19th, 2010 • Mirae Asset Discovery Funds • New York
WHEREAS, pursuant to a distribution agreement by and between the Distributor and Mirae Asset Discovery Funds (the “Trust”) dated as of (the “Distribution Agreement”), the Distributor acts as the principal underwriter and distributor of shares of certain series (the “Funds”) of the Trust, as listed in Exhibit A to the Distribution Agreement; and
SERVICES AGREEMENT MIRAE ASSET DISCOVERY FUNDS and CITI FUND SERVICES OHIO, INC.Services Agreement • August 19th, 2010 • Mirae Asset Discovery Funds • New York
THIS SERVICES AGREEMENT is made on , 2010, by and between Mirae Asset Discovery Funds, a Statutory Trust organized under the laws of Delaware, (the “Client”) and Citi Fund Services Ohio, Inc., an Ohio corporation with its primary place of business at 3435 Stelzer Road, Columbus, Ohio 43219 (the “Service Provider” and, with the Client, the “Parties”).
FUNDS DISTRIBUTOR, LLC DEALER AGREEMENTDealer Agreement • August 19th, 2010 • Mirae Asset Discovery Funds • Delaware
As the distributor of the shares (“Shares”) of each investment company portfolio (“Fund”), of the investment company or companies referenced above and covered hereunder (collectively, “Company”) which may be amended by us from time to time, Funds Distributor, LLC (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words refer to the dealer executing this agreement, including its associated persons.
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • August 19th, 2010 • Mirae Asset Discovery Funds • New York
EXPENSE LIMITATION AGREEMENT, dated as of , 2010, by and between Mirae Asset Global Investments (USA) LLC (the “Investment Manager”) and Mirae Asset Discovery Funds (the “Trust”), on behalf of each share class (each a “Share Class”, and collectively, the “Share Classes”) of each series of the Trust (each, a “Fund”, and collectively, the “Funds”), as set forth in Schedule A.
SELLING GROUP MEMBER AGREEMENTSelling Group Member Agreement • August 19th, 2010 • Mirae Asset Discovery Funds • Delaware
As the distributor of the shares (“Shares”) of each investment company portfolio (“Fund”), of the investment company or companies referenced above and covered hereunder (collectively, “Company”) which may be amended by us from time to time, Funds Distributor, LLC (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words refer to the intermediary executing this agreement, including its associated persons.
PRINCIPAL FINANCIAL OFFICER AGREEMENT MIRAE ASSET DISCOVERY FUNDS and CITI FUND SERVICES OHIO, INC.Principal Financial Officer Agreement • August 19th, 2010 • Mirae Asset Discovery Funds • New York
THIS SERVICES AGREEMENT is made as of ___________________, 2010, by and between Mirae Asset Discovery Funds, an open-end management investment company registered under the U.S. Securities Act of 1933, as amended and the U.S. Investment Company Act of 1940, as amended and a Statutory Trust organized under the laws of Delaware (the “Client”), and Citi Fund Services Ohio, Inc., an Ohio corporation with its primary place of business at 3435 Stelzer Road, Columbus, Ohio 43219 (the “Service Provider” and, with the Client, the “Parties”).
PURCHASE AGREEMENTPurchase Agreement • August 19th, 2010 • Mirae Asset Discovery Funds
Mirae Asset Discovery Funds (the “Trust”), a Delaware statutory trust, and Mirae Asset Global Investments (USA) LLC (“Mirae Asset USA”), a Delaware limited liability company, hereby agree as follows:
GLOBAL CUSTODIAL SERVICES AGREEMENT MIRAE ASSET DISCOVERY FUNDSCustodial Services Agreement • August 19th, 2010 • Mirae Asset Discovery Funds • New York
THIS GLOBAL CUSTODIAL SERVICES AGREEMENT is made on , 20 , by and between Mirae Asset Discovery Funds, a statutory trust organised under the laws of Delaware, United States of America, (the “Client ”), and Citibank, N.A., acting through its offices located in New York (the “Custodian”).
