COMMON STOCK PURCHASE WARRANT NUO THERAPEUTICS, INC.Common Stock Purchase Warrant • November 20th, 2019 • Nuo Therapeutics, Inc. • Surgical & medical instruments & apparatus • Delaware
This COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received (in connection with the issuance of the $[ ] senior secured promissory note to the Holder (as defined below) of even date) (the “Note”), [ ], (including any permitted and registered assigns, the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date of issuance hereof, to purchase from Nuo Therapeutics, Inc., a Delaware corporation (the “Company”), up to [ ] shares of Common Stock (as defined below) (the “Warrant Shares”) (whereby such number may be adjusted from time to time pursuant to the terms and conditions of this Warrant) at the Exercise Price per share then in effect. This Warrant is issued by the Company as of the date hereof in connection with that certain note purchase agreement dated November 15, 2019, by and among the Company and the Holder (the “Purchase Agreement”).
Nuo Therapeutics, Inc. Note Purchase Agreement November 15, 2019Note Purchase Agreement • November 20th, 2019 • Nuo Therapeutics, Inc. • Surgical & medical instruments & apparatus • Delaware
This Note Purchase Agreement (this “Agreement”) is made as of November 15, 2019 the “Effective Date”) by and among Nuo Therapeutics, Inc., a Delaware corporation (the “Company”), and the persons and entities named on the “Schedule of Purchasers” attached hereto (individually, a “Purchaser” and collectively, the “Purchasers”). The Company and the Purchasers are collectively referred to herein as the “Parties” and individually as a “Party.”
SECURITY AGREEMENTSecurity Agreement • November 20th, 2019 • Nuo Therapeutics, Inc. • Surgical & medical instruments & apparatus • Delaware
This SECURITY AGREEMENT ("Security Agreement"), dated as of November 15, 2019, is made by Nuo Therapeutics, Inc., a Delaware corporation (the "Company") with and in favor of -----------------------------------------, (the "Secured Party"). Capitalized terms used herein and not otherwise defined shall have the meanings set forth in the Note (as defined below). The Company and the Secured Party are collectively referred to herein as the “Parties” and individually as a “Party.”
