ContractCatasys, Inc. • March 14th, 2019 • Services-misc health & allied services, nec • Delaware
THIS WARRANT AND THE SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS. THIS WARRANT AND THE SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THIS WARRANT OR SUCH SHARES, AS THE CASE MAY BE, UNDER SAID ACT AND ANY APPLICABLE STATE SECURITIES LAWS OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE ISSUER THAT SUCH REGISTRATION IS NOT REQUIRED. NOTWITHSTANDING THE FOREGOING, THE SECURITIES MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT OR OTHER LOAN OR FINANCING ARRANGEMENT SECURED BY THE SECURITIES.
AMENDED AND RESTATED VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • March 14th, 2019 • Catasys, Inc. • Services-misc health & allied services, nec • Connecticut
HORIZON TECHNOLOGY FINANCE CORPORATION, a Delaware corporation 312 Farmington Avenue Farmington, CT 06032 as a Lender and Collateral Agent HORIZON CREDIT II LLC, a Delaware limited liability company 312 Farmington Avenue Farmington, CT 06032 as a Lender
FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • March 14th, 2019 • Catasys, Inc. • Services-misc health & allied services, nec
This First Amendment to Loan and Security Agreement is entered into as of March __, 2019 (the “Amendment”), by and between CATASYS, INC. (“Parent”), ANXIOLITIX, INC. (“Anxiolitix”), CATASYS HEALTH, INC. (“Catasys Health”), and HERITAGE BANK OF COMMERCE (“Bank”). Parent, Anxiolitix and Catasys Health are also individually referred to herein as “Borrower” and collectively referred to as the “Borrowers”.
