WARRANT TERMINATION AGREEMENTWarrant Termination Agreement • January 26th, 2015 • Viveve Medical, Inc. • Electromedical & electrotherapeutic apparatus • Delaware
This WARRANT TERMINATION AGREEMENT (this “Agreement”) is made by and between Viveve, Inc., a Delaware corporation (the “Company”), and 5AM Ventures II, LP (the “Warrant Holder”) as of May 9, 2014. The Warrant Holder and the Company will be referred to singly as a “Party” and collectively as the “Parties.”
ContractWarrant Purchase Agreement • January 26th, 2015 • Viveve Medical, Inc. • Electromedical & electrotherapeutic apparatus • California
THIS WARRANT AND THE SECURITIES ISSUABLE UPON THE EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, HYPOTHECATED, OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT REGISTRATION IS NOT REQUIRED UNDER SUCH ACT OR UNLESS SOLD PURSUANT TO RULE 144 UNDER SUCH ACT.
AMENDMENT NO. 2 TO NOTE AND WARRANT 'PURCHASE AGREEMENT AND SECURITY AGREEMENTNote and Warrant 'Purchase Agreement and Security Agreement • January 26th, 2015 • Viveve Medical, Inc. • Electromedical & electrotherapeutic apparatus • California
THIS AMENDMENT NO. 2 TO NOTE AND WARRANT PURCHASE AGREEMENT AND SECURITY AGREEMENT (this "Amendment") is made as of March 7, 2012, by and among Viveve, Inc., a Delaware corporation (the "Company" or "Borrower"), and the persons and entities listed on the signature pages hereto.
CONVERTIBLE NOTE TERMINATION AGREEMENTConvertible Note Termination Agreement • January 26th, 2015 • Viveve Medical, Inc. • Electromedical & electrotherapeutic apparatus • Delaware
This CONVERTIBLE NOTE TERMINATION AGREEMENT (this “Agreement”) is made by and between Viveve, Inc., a Delaware corporation (the “Company”), and 5AM Co-Investors II, LP (the “Note Holder”) as of May 9, 2014. The Note Holder and the Company will be referred to singly as a “Party” and collectively as the “Parties.”
CONVERTIBLE NOTE EXCHANGE AGREEMENTConvertible Note Exchange Agreement • January 26th, 2015 • Viveve Medical, Inc. • Electromedical & electrotherapeutic apparatus • Delaware
This CONVETIBLE NOTE EXCHANGE AGREEMENT (this “Agreement”) is made by and between Viveve, Inc., a Delaware corporation (the “Company”), and GBS Venture Partners Limited, trustee for GBS BioVentures III (the “Note Holder”) as of May 9, 2014. The Note Holder and the Company will be referred to singly as a “Party” and collectively as the “Parties.”
VIVEVE, INC. NOTE AND WARRANT PURCHASE AGREEMENT NOVEMBER 30, 2011Note and Warrant Purchase Agreement • January 26th, 2015 • Viveve Medical, Inc. • Electromedical & electrotherapeutic apparatus • California
THIS NOTE AND WARRANT PURCHASE AGREEMENT ("Agreement") is made as of November 30, 2011, by and among VIVEVE, INC., a Delaware corporation (the "Company"), and the lenders (each individually a "Lender," and collectively the "Lenders") named on the Schedule of Lenders attached hereto (the "Schedule of Lenders"). Capitalized terms not otherwise defined in this Agreement shall have the meanings ascribed to them in Section 1 below.
