UNDERWRITING AGREEMENT between AZURRX BIOPHARMA, INC. and ALEXANDER CAPITAL, L.P., as Representative of the Several UnderwritersUnderwriting Agreement • October 16th, 2015 • AzurRx BioPharma, Inc. • Pharmaceutical preparations • New York
The undersigned, AzurRx BioPharma, Inc., a corporation formed under the laws of the State of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement (as hereinafter defined) and set forth on Schedule 4 attached hereto, as being subsidiaries or affiliates of AzurRx BioPharma, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with Alexander Capital, L.P. (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
Form of Representative’s Warrant AgreementCommon Stock Purchase Warrant • October 16th, 2015 • AzurRx BioPharma, Inc. • Pharmaceutical preparations • New York
THIS PURCHASE WARRANT IS NOT EXERCISABLE PRIOR TO [ ] [DATE THAT IS ONE (1) YEAR FROM THE EFFECTIVE DATE OF THE OFFERING]. VOID AFTER 5:00 P.M., EASTERN TIME, [ ] [DATE THAT IS FIVE (5) YEARS FROM THE EFFECTIVE DATE OF THE OFFERING].
ALSO BEEN PROVIDED TO THE SECURITIES AND EXCHANGE COMMISSION. JOINT DEVELOPMENT AND LICENSE AGREEMENTJoint Development and License Agreement • October 16th, 2015 • AzurRx BioPharma, Inc. • Pharmaceutical preparations
CONSULTING AGREEMENTConsulting Agreement • October 16th, 2015 • AzurRx BioPharma, Inc. • Pharmaceutical preparations • New York
CONSULTING AGREEMENT effective as of July 1, 2014 between AzurRx BioPharma (the “Company”), a Delaware corporation, and Johan M “Thijs” Spoor (the “Consultant”) dba JIST Consulting.
