4,000,000 Shares of 8.625% Series C Fixed-Rate Reset Cumulative Redeemable Preferred Stock (Liquidation preference $25.00 per share) ELLINGTON FINANCIAL INC. UNDERWRITING AGREEMENTUnderwriting Agreement • February 6th, 2023 • Ellington Financial Inc. • Real estate • New York
FOURTH AMENDMENT TO THE LIMITED LIABILITY COMPANY OPERATING AGREEMENT OF ELLINGTON FINANCIAL OPERATING PARTNERSHIP LLC DESIGNATION OF 8.625% SERIES C FIXED-RATE RESET CUMULATIVE REDEEMABLE PREFERRED UNITS February 3, 2023Limited Liability Company Operating Agreement • February 6th, 2023 • Ellington Financial Inc. • Real estate
Pursuant to Sections 4.2 and 12.1 of the Limited Liability Company Operating Agreement of Ellington Financial Operating Partnership LLC (the “Operating Agreement”), the Managing Member hereby amends the Operating Agreement as follows in connection with the issuance of up to 4,600,000 shares of 8.625% Series C Fixed-Rate Reset Cumulative Redeemable Preferred Stock, $0.001 par value per share (the “Series C Preferred Stock”) of the Managing Member and the issuance to the Managing Member of Series C Preferred Units (as defined below) in exchange for the contribution by the Managing Member of the net proceeds from the issuance and sale of the Series C Preferred Stock:
