SUB-PLACEMENT AGENT AGREEMENT ALPS Distributors, Inc.Sub-Placement Agent Agreement • April 2nd, 2024 • Rivernorth Opportunities Fund, Inc.
From time to time ALPS Distributors, Inc. (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by RiverNorth Opportunities Fund, Inc., a Maryland corporation (the “Fund”), of up to 15,000,000 shares (the “Shares”) of common stock, $0.0001 par value per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the “Distribution Agreement”).
DISTRIBUTION AGREEMENTDistribution Agreement • April 2nd, 2024 • Rivernorth Opportunities Fund, Inc. • New York
This DISTRIBUTION AGREEMENT (this "Agreement") made as of April 2, 2024 by and between RiverNorth Opportunities Fund, Inc., a Maryland corporation (the "Fund"), and ALPS Distributors, Inc., a Colorado corporation (the "Distributor").
