FORM OF AUTHORIZED PARTICIPANT AGREEMENT [TRUST NAME]Authorized Participant Agreement • June 27th, 2022 • Investment Managers Series Trust II • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by [Name of Transfer Agent/Index Receipt Agent] (the “[Transfer Agent/Index Receipt Agent]”), and is further subject to acknowledgement and agreement by [Name of Trust Trust] (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
INVESTMENT MANAGERS SERIES TRUST II FORM OF AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • June 27th, 2022 • Investment Managers Series Trust II • Delaware
THIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”), dated as of ______________, 2022, by and between INVESTMENT MANAGERS SERIES TRUST II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and the investment advisor of the Funds, AXS Investments, LLC (the “Advisor”).
THIRD AMENDMENT TO ETF DISTRIBUTION AGREEMENTDistribution Agreement • June 27th, 2022 • Investment Managers Series Trust II • Delaware
This third amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) novated as of September 30, 2021, by and between Investment Managers Series Trust II (“Trust”) and IMST Distributors, LLC (“Foreside”) is entered into as of April 21, 2022 (the “Effective Date”).
FORM OF AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • June 27th, 2022 • Investment Managers Series Trust II
THIS AMENDMENT TO CUSTODIAN AGREEMENT (this “Amendment”) is made as of ________, 2022 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“Accounting Agent”), and INVESTMENT MANAGERS SERIES TRUST II, a Delaware statutory trust (the “Fund”, including its separate series listed on Exhibit A).
FORM OF AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND axs investments, LLCInvestment Advisory Agreement • June 27th, 2022 • Investment Managers Series Trust II • Delaware
THIS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of ________, 2022 to the Investment Advisory Agreement dated May 3, 2022 (the “Prior Agreement”), is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and AXS Investments, LLC, a Limited Liability Corporation (the “Advisor”).
FORM OF SUBSCRIPTION AGREEMENTForm of Subscription Agreement • June 27th, 2022 • Investment Managers Series Trust II
THIS SUBSCRIPTION AGREEMENT is entered into as of the __ day of ______ 2022, between Investment Managers Series Trust II, a statutory trust organized and existing under the laws of Delaware (the "Trust") on behalf of the AXS De-SPAC ETF, AXS FOMO ETF, AXS Short De-SPAC Daily ETF, AXS Short Innovation Daily ETF, and AXS SPAC and New Issue ETF (the “Funds”), and ______________________________ (the "Purchaser").
AMENDMENT TO ADMINISTRATIVE AGENCY AGREEMENTAdministrative Agency Agreement • June 27th, 2022 • Investment Managers Series Trust II
THIS AMENDMENT TO ADMINISTRATIVE AGENCY AGREEMENT (this “Amendment”) is made as of ________, 2022 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“Accounting Agent”), and INVESTMENT MANAGERS SERIES TRUST II, a Delaware statutory trust (the “Trust”), on behalf of each fund listed on Appendix A to the Agreement.
