CUSTODY AGREEMENT Dated September 21, 2021 Between UMB BANK, N.A. and THE OPTIMA DYNAMIC ALTERNATIVES FUND CUSTODY AGREEMENTCustody Agreement • November 4th, 2021 • Optima Dynamic Alternatives Fund
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter "Custodian") and The Optima Dynamic Alternatives Fund, a Delaware statutory trust (the "Fund").
ADMINISTRATION, FUND ACCOUNTING AND RECORDKEEPING AGREEMENTAccounting and Recordkeeping Agreement • November 4th, 2021 • Optima Dynamic Alternatives Fund • Wisconsin
THIS ADMINISTRATION, FUND ACCOUNTING AND RECORDKEEPING AGREEMENT (the “Agreement”) is made as of this 21st day of September, 2021, by and between The Optima Dynamic Alternatives Fund, a Delaware business trust (the “Fund”), and UMB Fund Services, Inc., a Wisconsin corporation (the “Administrator”).
ESCROW AGREEMENT (Founders Class Shares)Escrow Agreement • November 4th, 2021 • Optima Dynamic Alternatives Fund • Missouri
This ESCROW AGREEMENT (the “Agreement”) is made and entered into this 21st day of September, 2021, by and between The Optima Dynamic Alternatives Fund, a Delaware statutory trust (the “Fund”), UMB Fund Services, Inc., as recordkeeper (“UMBFS”) and UMB Bank, N.A., a national banking association organized and existing under the laws of the United States of America, as escrow agent (the “Escrow Agent”).
PLATFORM MANAGEMENT AGREEMENTPlatform Management Agreement • November 4th, 2021 • Optima Dynamic Alternatives Fund • Delaware
THIS AGREEMENT (the “Agreement”) is made as of the 21st day of September, 2021, by and between The Optima Dynamic Alternatives Fund (the “Fund”), a Delaware statutory trust, and UMB Fund Services Inc., a Wisconsin corporation (“UMBFS”).
INVESTMENT MANAGEMENT AGREEMENT THE OPTIMA DYNAMIC ALTERNATIVES FUNDInvestment Management Agreement • November 4th, 2021 • Optima Dynamic Alternatives Fund • Delaware
AGREEMENT made this 21st day of September, 2021, by and between The Optima Dynamic Alternatives Fund, a Delaware statutory trust (the "Fund"), and Optima Asset Management LLC, a Delaware limited liability company (the "Adviser").
JOINT LIABILITY INSURANCE AGREEMENTJoint Liability Insurance Agreement • November 4th, 2021 • Optima Dynamic Alternatives Fund • Delaware
AGREEMENT dated the 9th day of September, 2021 between the Infinity Core Alternative Fund, The Relative Value Fund, Infinity Long/Short Equity Fund, LLC, Variant Alternative Income Fund, Variant Impact Fund, Corbin Multi-Strategy Fund, LLC, Agility Multi-Asset Income Fund, Keystone Private Income Fund, Aspiriant Risk-Managed Real Asset Fund, Aspiriant Risk-Managed Capital Appreciation Fund, AFA Multi-Manager Credit Fund and The Optima Dynamic Alternatives Fund (collectively, the “Funds” and individually, a “Fund”).
EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENTExpense Limitation and Reimbursement Agreement • November 4th, 2021 • Optima Dynamic Alternatives Fund • Delaware
AGREEMENT made as of the 21st day of September, 2021, by and among The Optima Dynamic Alternatives Fund, a Delaware statutory trust (the "Fund"), and Optima Asset Management LLC, an investment adviser registered with the Securities and Exchange Commission under the Investment Advisers Act of 1940, as amended ("Optima").
JOINT INSURED BOND AGREEMENTJoint Insured Bond Agreement • November 4th, 2021 • Optima Dynamic Alternatives Fund • Delaware
AGREEMENT dated as of this 9th day of September, 2021, by and between Infinity Core Alternative Fund, The Relative Value Fund, Infinity Long/Short Equity Fund, LLC, Variant Alternative Income Fund, Variant Impact Fund, Corbin Multi-Strategy Fund, LLC, Agility Multi-Asset Income Fund, Keystone Private Income Fund, Aspiriant Risk-Managed Real Asset Fund, Aspiriant Risk-Managed Capital Appreciation Fund, AFA Multi-Manager Credit Fund and The Optima Dynamic Alternatives Fund (each a “Fund” and together, the “Funds”).
WHOLESALING AND PLACEMENT AGENT AGREEMENTWholesaling and Placement Agent Agreement • November 4th, 2021 • Optima Dynamic Alternatives Fund • Wisconsin
WHOLESALING AND PLACEMENT AGENT AGREEMENT (the “Agreement”) dated as of September 21, 2021, by and between UMB Distribution Services, LLC, a limited liability company organized under the laws of the State of Wisconsin and a broker-dealer registered with the U.S. Securities and Exchange Commission, or any successor thereto (“UMBDS”), The Optima Dynamic Alternatives Fund, a Delaware statutory trust (the “Fund”) and Optima Asset Management LLC, the Fund’s investment adviser (“Adviser”) solely for purposes of Sections 4 and 5 hereof.
