September 9, 2019Letter of Agreement • September 27th, 2019 • Rivernorth Opportunities Fund, Inc. • New York
This Letter of Agreement, including the Appendix attached hereto (collectively, this “Agreement”), sets forth the terms and conditions of the engagement of Georgeson LLC (“Georgeson”) by RiverNorth Opportunities Fund, Inc. (the “Company”) to act as Information Agent in connection with the Company’s upcoming rights offering (the “Offering”). The term of this Agreement shall be the term of the Offering, including any extensions thereof.
Subscription Agent Agreement Between RiverNorth Opportunities Fund, Inc. And Computershare Trust Company, N.A. And Computershare Inc.Agent Agreement • September 27th, 2019 • Rivernorth Opportunities Fund, Inc. • New York
This SUBSCRIPTION AGENT AGREEMENT (the “Agreement”) is entered into as of this 27th day of September 2019 (the “Effective Date”) by and among RiverNorth Opportunities Fund, Inc., a company organized and existing under the laws of the State of Maryland (the "Company"), and Computershare Trust Company, N.A., a national banking association (“Trust Company”), and Computershare Inc., a Delaware corporation (“Computershare” and, collectively with Trust Company, the “Agent”).
