DISTRIBUTION AGREEMENTDistribution Agreement • April 16th, 2019 • Capitol Series Trust • Ohio
This Agreement, dated February 1, 2019 is between Capitol Series Trust (the “Trust”), an Ohio business trust, Hedeker Wealth, LLC (the “Advisor”), a limited liability company organized under the laws of the State of Illinois, and Ultimus Fund Distributors, LLC (“Distributor”), a limited liability company organized under the laws of the State of Ohio.
CAPITOL SERIES TRUST EXPENSE LIMITATION AGREEMENTCapitol Series Trust • April 16th, 2019 • Capitol Series Trust
THIS AGREEMENT is made and entered into as of March 14, 2019, by and between Capitol Series Trust (the “Trust”), on behalf of its series portfolios as set forth on Appendix A (each a “Fund”), and Guardian Capital LP (the “Adviser”), a limited partnership organized under the laws of the Province of Ontario, Canada.
CAPITOL SERIES TRUST INVESTMENT ADVISORY AGREEMENTCapitol Series Trust • April 16th, 2019 • Capitol Series Trust • Ohio
This AGREEMENT is made effective as of March 14, 2019, by and between Capitol Series Trust (the “Trust”), an Ohio business trust, with its principal office and place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio, 45246, and Guardian Capital LP, a limited partnership organized under the laws of the Province of Ontario, Canada, with its principal office and place of business at 199 Bay Street, Suite 3100, Toronto, Ontario, M5L1E8 (the “Adviser”).
CUSTODY AGREEMENTCustody Agreement • April 16th, 2019 • Capitol Series Trust • Ohio
THIS CUSTODY AGREEMENT (“Agreement”), dated as of March 14, 2019, is entered into by and between THE HUNTINGTON NATIONAL BANK, a national bank organized under the laws of the United States (the “Custodian” or “Bank”), and Capitol Series Trust, a business trust formed under the laws of the State of Ohio (the “Company”).
CAPITOL SERIES TRUST DISTRIBUTION AGREEMENTDistribution Agreement • April 16th, 2019 • Capitol Series Trust • Indiana
DISTRIBUTION AGREEMENT, dated effective as of February 1, 2019, by and among Capitol Series Trust, an Ohio business trust (the “Trust”), on behalf of the Canterbury Portfolio Thermostat Fund, a series of the Trust (the “Fund”), Canterbury Investment Management, LLC, an Indiana limited liability company, the investment adviser to the Fund herein (the “Adviser”), and Unified Financial Securities, LLC, a Delaware limited liability company (the “Distributor”).
REVOLVING CREDIT AGREEMENT between CAPITOL SERIES TRUST, on behalf and for the benefit of each of its series and THE HUNTINGTON NATIONAL BANK Dated as of March 15, 2019Revolving Credit Agreement • April 16th, 2019 • Capitol Series Trust • Ohio
This REVOLVING CREDIT AGREEMENT (“Agreement”) is entered into as of March 15, 2019 by and between CAPITOL SERIES TRUST, an Ohio business trust (the “Borrower”), executing this Agreement on behalf of itself, and, if applicable, on behalf and for the benefit only of those investment series set forth on Exhibit 1.1 (the “Fund(s)” and each, a “Fund”) and THE HUNTINGTON NATIONAL BANK, a national banking association (the “Bank”).
CAPITOL SERIES TRUST DISTRIBUTION AGREEMENTDistribution Agreement • April 16th, 2019 • Capitol Series Trust • Indiana
DISTRIBUTION AGREEMENT, dated as of February 1, 2019, by and among Capitol Series Trust, an Ohio business trust (the “Trust”), on behalf of the Preserver Alternative Opportunities Fund, a series of the Trust (the “Fund”), Preserver Partners, LLC, a Tennessee limited liability company, the investment adviser to the Fund herein (the “Adviser”), and Unified Financial Securities, LLC, a Delaware limited liability company (the “Distributor”).
CAPITOL SERIES TRUST DISTRIBUTION AGREEMENTDistribution Agreement • April 16th, 2019 • Capitol Series Trust • Indiana
DISTRIBUTION AGREEMENT, dated as of February 1, 2019, by and among Capitol Series Trust, an Ohio business trust (the “Trust”), on behalf of each series listed on Exhibit A attached hereto, each a series of the Trust (the “Funds”), Fuller & Thaler Asset Management, Inc., a California corporation, the investment adviser to the Funds herein (the “Adviser”), and Unified Financial Securities, LLC, a Delaware limited liability company (the “Distributor”).
Fifth Amendment to the Compliance Consulting Agreement Between Capitol Series trust and Ultimus Fund Solutions, LLCCompliance Consulting Agreement • April 16th, 2019 • Capitol Series Trust
This fifth amendment (the “Amendment”) dated as of March 14, 2019, to the Compliance Consulting Agreement (“Agreement”) dated December 21, 2016, is made by and between Capitol Series Trust and Ultimus Fund Solutions, LLC (collectively, the “Parties”).
Eighth Amendment to the Master Services Agreement between Capitol Series Trust and Ultimus Fund Solutions, LLCEighth Amendment • April 16th, 2019 • Capitol Series Trust
This eighth amendment (the “Amendment”) dated as of March 14, 2019, to the Master Services Agreement dated December 21, 2016 (the “Agreement”) is made by and among Capitol Series Trust and Ultimus Fund Solutions, LLC (collectively, the “Parties”).
