Subscription Agent Agreement Between RiverNorth Opportunities Fund, Inc. and Computershare Trust Company, N.A. and Computershare Inc.Subscription Agent Agreement • October 3rd, 2017 • Rivernorth Opportunities Fund, Inc. • New York
SECURITY AGREEMENTSecurity Agreement • October 3rd, 2017 • Rivernorth Opportunities Fund, Inc.
SECURITY AGREEMENT, dated as of November 30, 2016, among (a) RIVERNORTH OPPORTUNITIES FUND, INC. (the “Borrower”), (b) STATE STREET BANK AND TRUST COMPANY, as agent (hereinafter, in such capacity and only such capacity, the “Agent”) for itself and the other lending institutions (hereinafter, collectively, the “Banks”) which are or may become parties to a Credit Agreement dated as of the date hereof (as amended, supplemented or otherwise modified from time to time, the “Credit Agreement”), among the Borrower, the Banks and the Agent, and (c) STATE STREET BANK AND TRUST COMPANY, in its capacity as Custodian (as defined in the Credit Agreement) (in such capacity and only such capacity, the “Custodian”).
CREDIT AGREEMENT dated as of April [__], 2016 among RIVERNORTH OPPORTUNITIES FUND, INC., STATE STREET BANK AND TRUST COMPANY, and the other lending institutions party hereto, and STATE STREET BANK AND TRUST COMPANY, in its capacity as AgentCredit Agreement • October 3rd, 2017 • Rivernorth Opportunities Fund, Inc.
CREDIT AGREEMENT, dated as of [__], 2016, among RIVERNORTH OPPORTUNITIES FUND, INC., a Maryland corporation (the “Borrower”), the Banks (as hereinafter defined) party hereto from time to time, and STATE STREET BANK AND TRUST COMPANY, as agent for the Banks (in such capacity, the “Agent”).
RiverNorth Opportunities Fund, Inc. c/o Alps Fund Services, Inc. Denver, CO 80203Rivernorth Opportunities Fund, Inc. • October 3rd, 2017 • New York
This Letter of Agreement, including the Appendix attached hereto (collectively, this “Agreement”), sets forth the terms and conditions of the engagement of Georgeson LLC (“Georgeson”) by RiverNorth Opportunities Fund, Inc. (the “Company”) to act as Information Agent in connection with the Company’s upcoming rights offering (the “Offering”). The term of this Agreement shall be the term of the Offering, including any extensions thereof.
