Distribution AgreementWildermuth Endowment Strategy Fund • April 28th, 2017 • Wildermuth Endowment Strategy Fund • New York
THIS AGREEMENT (the “Agreement”), made and entered into this 10th day of March, 2016, by and between Wildermuth Endowment Strategy Fund (the “Trust”), a Delaware statutory trust, and SQN Securities, LLC (the “Distributor”), a Delaware limited liability company.
SHAREHOLDER SERVICES PLAN AND AGREEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940Shareholder Services Plan and Agreement • April 28th, 2017 • Wildermuth Endowment Strategy Fund
This is an AMENDED AND RESTATED SHAREHOLDER SERVICES PLAN AND AGREEMENT (the “Plan”) made as of May 11, 2016, by and between Wildermuth Endowment Strategy Fund (the “Trust” or the “Fund”), and the servicer for the Fund, Hemlock Fund Services, LLC, LLC (the “Servicer”).
Dealer Agreement (Class A Shares)Wildermuth Endowment • April 28th, 2017 • Wildermuth Endowment Strategy Fund • New York
SQN Securities, LLC, as distributor (the “Distributor”), has entered into a distribution agreement (the “Distribution Agreement”), as amended or supplemented from time to time, between ourselves and the Wildermuth Endowment Strategy Fund, a closed-end management investment company that is operated as an interval fund (the “Fund”). Pursuant to the Distribution Agreement, the Distributor acts as exclusive distributor of Class A shares of beneficial interest (the “Class A Shares”), of the Fund.
