Form of Amendment to Investment Advisory AgreementInvestment Advisory Agreement • March 29th, 2016 • ALPS ETF Trust
This is an Amendment, dated ____________, 2016 (this “Amendment”), to the Investment Advisory Agreement dated June 10, 2013 (the “Agreement”) by and between ALPS ETF Trust, a Delaware statutory trust (the “Trust”) and ALPS Advisors, Inc. (the “Adviser”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
ALPS ADVISORS, INC.ALPS ETF Trust • March 29th, 2016
This letter confirms the agreement of ALPS Advisors, Inc. (the “Adviser”) with the Trust to waive 0.19% of its annual advisory fee (exclusive of acquired fund fees and expenses, interest expenses, distribution fees or expenses, brokerage expenses, taxes and extraordinary expenses such as litigation and other expenses not incurred in the ordinary course of the Fund’s business) payable by the Trust on behalf of the Fund.
Form of Amendment to Investment Sub-Advisory AgreementSub-Advisory Agreement • March 29th, 2016 • ALPS ETF Trust
This is an Amendment, dated ____________, 2016 (this “Amendment”), to the Investment Sub-Advisory Agreement, dated June 10, 2013, (the “Agreement”) by and between ALPS ETF Trust, a Delaware statutory trust (the “Trust”) and RiverFront Investment Group, LLC (the “Sub-Adviser”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
