Amendment No. 1 to Fund Accounting and Services AgreementAccounting and Services Agreement • March 30th, 2012 • Guinness Atkinson Funds
This Amendment No. 1, dated as of February 21, 2012, to the Fund Accounting and Services Agreement (this “Amendment”), by and between Guinness Atkinson Funds, a Delaware statutory trust, having its principal place of business at 21550 Oxnard Street, Woodland Hills, CA 91367 (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (“ALPS”).
Exhibit A to the Guinness Atkinson Amended and Restated Transfer Agent Servicing Agreement Fund Names Separate Series of Guinness Atkinson FundsGuinness Atkinson Funds • March 30th, 2012
Name of Series Date Added Guinness Atkinson Asia Focus Fund 4-28-03 Guinness Atkinson China & Hong Kong Fund 4-28-03 Guinness Atkinson Global Innovators Fund 4-28-03 Guinness Atkinson Global Energy Fund 6-30-04 Guinness Atkinson Alternative Energy Fund 3-31-06 Guinness Atkinson Asia Pacific Dividend Fund 3-31-06 Guinness Atkinson Renminbi Yuan & Bond Fund 6-30-11 Guinness Atkinson Inflation Managed Dividend Fund 3-30-12
Exhibit A to the Guinness Atkinson Amended and Restated Distribution Agreement Fund Names Separate Series of Guinness Atkinson FundsGuinness Atkinson Funds • March 30th, 2012
Name of Series Date Added Guinness Atkinson Asia Focus Fund 4-28-03 Guinness Atkinson China & Hong Kong Fund 4-28-03 Guinness Atkinson Global Innovators Fund 4-28-03 Guinness Atkinson Global Energy Fund 6-30-04 Guinness Atkinson Alternative Energy Fund 3-31-06 Guinness Atkinson Asia Pacific Dividend Fund 3-31-06 Guinness Atkinson Renminbi Yuan & Bond Fund 6-30-11 Guinness Atkinson Inflation Managed Dividend Fund 3-30-12
Schedule A to the Investment Advisory Agreement dated April 25, 2003 between The Guinness Atkinson Funds (the "Trust") and Guinness Atkinson Asset Management Inc. (formerly Guinness Atkinson Asset Management, LLC) (the "Advisory Agreement")Guinness Atkinson Funds • March 30th, 2012
Name of Fund Fee 1 Date Added 1. Guinness Atkinson China & Hong Kong Fund 1.00% April 25, 2003 2. Guinness Atkinson Asia Focus Fund 1.00% April 25, 2003 3. Guinness Atkinson Global Innovators Fund 0.75%2 April 25, 2003 4. Guinness Atkinson Global Energy Fund 0.75% 3 May 7, 2004 5. Guinness Atkinson Alternative Energy Fund 1.00% February 24, 2006 6. Guinness Atkinson Asia-Pacific Dividend Fund 1.00% February 24, 2006 7. Guinness Atkinson Renminbi Yuan & Bond Fund 0.55% May 9, 2011 8. Guinness Atkinson Inflation Managed Dividend Fund 0.45% March 2, 2012
EXHIBIT A TO CUSTODIAN AGREEMENTCustodian Agreement • March 30th, 2012 • Guinness Atkinson Funds
Guinness Atkinson Alternative Energy Fund (GAAEX) Guinness Atkinson Asia Focus Fund (IASMX) Guinness Atkinson Asia Pacific Dividend Fund (GAADX) Guinness Atkinson China and Hong Kong Fund (ICHKX) Guinness Atkinson Global Energy Fund (GAGEX) Guinness Atkinson Global Innovators Fund (IWIRX) Guinness Atkinson Renminbi Yuan &Bond Fund (GARBX) Guinness Atkinson Inflation Managed Dividend Fund (GAINX)
