0001398344-10-001236 Sample Contracts

CUSTODIAN SERVICES AGREEMENT
Custodian Services Agreement • September 24th, 2010 • Firsthand Technology Value Fund, Inc.

THIS AGREEMENT is made as of ____________ by and between PFPC TRUST COMPANY, a limited purpose trust company incorporated under the laws of Delaware (“PFPC Trust”) and FIRSTHAND TECHNOLOGY VALUE FUND, INC., a Maryland corporation (the “Fund”). Capitalized terms not otherwise defined shall have the meanings set forth in Appendix A.

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FIRSTHAND TECHNOLOGY VALUE FUND, INC. Investment Management Agreement
Investment Management Agreement • September 24th, 2010 • Firsthand Technology Value Fund, Inc. • Maryland

THIS INVESTMENT MANAGEMENT AGREEMENT (this “Agreement”) is made as of the _______th day of ____________, 2010, by and between Firsthand Technology Value Fund, Inc., a Maryland corporation (hereinafter called the “Company”), and SiVest Group, Inc., a California corporation (hereinafter called the “Manager”).

ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENT
Administration and Accounting Services Agreement • September 24th, 2010 • Firsthand Technology Value Fund, Inc.

THIS AGREEMENT is effective as of ____________ or such other date as mutually agreed upon by the parties hereto by and between BNY MELLON INVESTMENT SERVICING (US) INC., a Massachusetts corporation (the “Administrator”) and FIRSTHAND TECHNOLOGY VALUE FUND, INC., a Maryland corporation (the “Fund”). Capitalized terms not otherwise defined shall have the meanings set forth in Appendix A.

TRANSFER AGENCY SERVICES AGREEMENT
Transfer Agency Services Agreement • September 24th, 2010 • Firsthand Technology Value Fund, Inc.

THIS AGREEMENT is effective as of ____________ or such other date as mutually agreed upon by the parties hereto ("Effective Date") by and between BNY MELLON INVESTMENT SERVICING (US) INC. (“BNYM”), and FIRSTHAND TECHNOLOGY VALUE FUND, INC. (the “Investment Company”). Capitalized terms, and certain noncapitalized terms, not otherwise defined shall have the meanings set forth in Appendix A.

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