0001397911-21-000180 Sample Contracts

EMPLOYEE PERFORMANCE STOCK UNIT AWARD granted under the LPL FINANCIAL HOLDINGS INC. 2021 OMNIBUS EQUITY INCENTIVE PLAN
Equity Incentive Plan • November 2nd, 2021 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services

This agreement (the “Agreement”) evidences the grant of an award by LPL Financial Holdings Inc., a Delaware corporation (the “Company”), to the individual named above (the “Participant”) pursuant to and subject to the terms of the Company’s 2021 Omnibus Equity Incentive Plan (as amended from time to time, the “Plan”). Capitalized terms used and not otherwise defined herein have the meanings provided in the Plan.

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EMPLOYEE RESTRICTED STOCK UNIT AWARD granted under the LPL FINANCIAL HOLDINGS INC. 2021 OMNIBUS EQUITY INCENTIVE PLAN
Equity Incentive Plan • November 2nd, 2021 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services

This agreement (the “Agreement”) evidences the grant of an award by LPL Financial Holdings Inc., a Delaware corporation (the “Company”), to the individual named above (the “Participant”) pursuant to and subject to the terms of the Company’s 2021 Omnibus Equity Incentive Plan (as amended from time to time, the “Plan”). Capitalized terms used and not otherwise defined herein have the meanings provided in the Plan.

ADVISOR RESTRICTED STOCK UNIT AWARD granted under the LPL FINANCIAL HOLDINGS INC. 2021 OMNIBUS EQUITY INCENTIVE PLAN
Equity Incentive Plan • November 2nd, 2021 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services

This agreement (the “Agreement”) evidences the grant of an award by LPL Financial Holdings Inc., a Delaware corporation (the “Company”), to the individual named above (the “Participant”) pursuant to and subject to the terms of the Company’s 2021 Omnibus Equity Incentive Plan (as amended from time to time, the “Plan”). Capitalized terms used and not otherwise defined herein have the meanings provided in the Plan.

FINANCIAL INSTITUTION STOCK UNIT AWARD granted under the LPL FINANCIAL HOLDINGS INC. 2021 OMNIBUS EQUITY INCENTIVE PLAN
Equity Incentive Plan • November 2nd, 2021 • LPL Financial Holdings Inc. • Security & commodity brokers, dealers, exchanges & services

This agreement (the “Agreement”) evidences the grant of an award by LPL Financial Holdings Inc., a Delaware corporation (the “Company”), to the individual named above (the “Participant”) pursuant to and subject to the terms of the Company’s 2021 Omnibus Equity Incentive Plan (as amended from time to time, the “Plan”). Capitalized terms used and not otherwise defined herein have the meanings provided in the Plan.

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