CUSTODY AGREEMENTCustody Agreement • July 12th, 2022 • Tidal ETF Trust II • Minnesota
THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between TIDAL ETF TRUST II, a Delaware statutory trust, (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • July 12th, 2022 • Tidal ETF Trust II • Delaware
This Distribution Agreement (the “Agreement”) is effective as of July 5, 2022, by and between Tidal ETF Trust II, a Delaware statutory trust (the “Trust”) having its principal place of business at 898 North Broadway, Suite 2, Massapequa, NY 11758, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • July 12th, 2022 • Tidal ETF Trust II • New York
This Sub-Advisory Agreement (the “Agreement”) is made as of this 8th day of July, 2022 by and between Toroso Investments, LLC, a Delaware limited liability company, with its principal place of business at 898 N. Broadway, Suite 2, Massapequa, NY 11758 (the “Adviser”) and Carbon Collective Investing, LLC, a Delaware limited liability company, with its principal place of business at 1748 Shattuck Ave, PMB 164, Berkeley, CA 94709 (the “Sub-Adviser”), with respect to each series of Tidal ETF Trust II (the “Trust”) identified on Schedule A to this Agreement, as may be amended from time to time (each, a “Fund” and, if more than one Fund, together, the “Funds”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • July 12th, 2022 • Tidal ETF Trust II • Delaware
This Investment Advisory Agreement (the “Agreement”) is made as of July 5, 2022, by and between Tidal ETF Trust II, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust listed on Schedule A attached hereto, as may be amended from time to time (each, a “Fund” and collectively, the “Funds”), and Toroso Investments, LLC, a Delaware limited liability company (the “Adviser”).
FORM OF AUTHORIZED PARTICIPANT AGREEMENT TIDAL ETF TRUST IIAuthorized Participant Agreement • July 12th, 2022 • Tidal ETF Trust II • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and [___] (the “Participant”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC d/b/a U.S. Bank Global Fund Services (the “Index Receipt Agent”), and is further subject to acknowledgement and agreement by Tidal ETF Trust II (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 2(d), 4(c) and 13(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time (“Fund Documents”), or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “P
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • July 12th, 2022 • Tidal ETF Trust II • Delaware
THIS FUND ADMINISTRATION SERVICING AGREEMENT (the “Agreement”) is made and entered into as of July 5, 2022 by and between Tidal ETF Trust II, a Delaware statutory trust (the “Trust”) and Tidal ETF Services LLC, a Delaware limited liability company (“Tidal”).
FUND CCO AGREEMENTFund Cco Agreement • July 12th, 2022 • Tidal ETF Trust II • Delaware
THIS AGREEMENT, effective as of July 5, 2022, by and between Tidal ETF Trust II, a Delaware statutory trust, with its principal office and place of business at 898 North Broadway, Suite 2, Massapequa, NY 11758 (the “Fund Company”), and Foreside Fund Officer Services, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (“Foreside” and, together with the Fund Company, the “Parties”).
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • July 12th, 2022 • Tidal ETF Trust II • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between TIDAL ETF TRUST II, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • July 12th, 2022 • Tidal ETF Trust II • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between TIDAL ETF TRUST II, a Delaware statutory trust (the “Trust”) U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
ETF DISTRIBUTION SERVICES AGREEMENTEtf Distribution Services Agreement • July 12th, 2022 • Tidal ETF Trust II • Delaware
THIS AGREEMENT, effective as of July 5, 2022, is made by and between Toroso Investments, LLC, a Delaware limited liability company (the “Adviser”), and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
FUND SUB-ADMINISTRATION SERVICING AGREEMENTSub-Administration Servicing Agreement • July 12th, 2022 • Tidal ETF Trust II • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written on the signature page by and between TIDAL ETF SERVICES LLC (the “Company”), with respect to TIDAL ETF TRUST II, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”). TOROSO INVESTMENTS, LLC, the investment adviser to the Trust (the “Adviser”), is a party hereto with respect to Section 4 only.
