INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 16th, 2020 • Collaborative Investment Series Trust • Delaware
This Agreement (the “Agreement”), made as of August 5, 2020 between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), and RAREVIEW CAPITAL LLC, a limited liability company organized and existing under the laws of the Delaware (the “Adviser”) located at Soundview Plaza, 1266 E. Main Street, Ste 700R, Stamford, CT 06902.
SECOND AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • October 16th, 2020 • Collaborative Investment Series Trust • Delaware
This second amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) dated as of April 30, 2019 by and between Collaborative Investment Series Trust (the “Trust”) and Foreside Fund Services, LLC (“Foreside”) is entered into as of September 9, 2020 (the “Effective Date”).
Amendment NO.4 to gLOBAL CUSTODIAL AND AGENCY services agreementCustodial and Agency Services Agreement • October 16th, 2020 • Collaborative Investment Series Trust
This AMENDMENT No.4 (“Amendment”) is made as of October 15, 2020, by and between Collaborative Investment Series Trust (“Client”) and Citibank, N.A. (“Custodian”), to that certain Global Custodial and Agency Services Agreement dated March 11, 2019, between the Client and Custodian (“Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
COLLABORATIVE INVESTMENT SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • October 16th, 2020 • Collaborative Investment Series Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) by and between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of Rareview Dynamic Fixed Income ETF and Rareview Tax Advantaged Income ETF (each a “Fund” and collectively, the “Funds”) each a series of the Trust and the Advisor, Rareview Capital LLC (the “Advisor”).
Amendment NO.4 to services agreementServices Agreement • October 16th, 2020 • Collaborative Investment Series Trust
This AMENDMENT No.4 (“Amendment”) is made as of October 15, 2020, by and among Collaborative Investment Series Trust (“Client”) and Citibank, N.A. (“Citibank”), and Citi Fund Services Ohio, Inc. (“CFSO”, together with Citibank, the “Service Provider” and, with the Client, the “Parties”), to that certain Services Agreement dated March 11, 2019, between the Client and Service Provider (“Agreement”). All capitalized terms used but not defined herein shall have the meanings given to them in the Agreement.
