INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 6th, 2018 • 360 Funds • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is made as of this 30th day of October, 2018 by and between 360 Funds (the “Trust”), a Delaware statutory trust registered as an investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and FinTrust Capital Advisors, LLC (the “Adviser”), a Georgia limited liability company.
DISTRIBUTION AGREEMENTDistribution Agreement • November 6th, 2018 • 360 Funds • Missouri
THIS DISTRIBUTION AGREEMENT (the “Agreement”) is made as of the 5 day of June 2018 by and among 360 Funds (the “Trust”), a Delaware Statutory Trust, Crow Points Advisors, LLC (the “Adviser”), and Matrix 360 Distributors, LLC (the “Distributor”), a Delaware limited liability company.
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • November 6th, 2018 • 360 Funds
This Expense Limitation Agreement is made by and between FinTrust Capital Advisors, LLC (the “Adviser”) and 360 Funds (the “Trust”) (this “Agreement”), on behalf of the series of the Trust set forth in the set of schedules to this Agreement identified as “Schedule A” and then numerically designated (e.g., Schedule A-1) attached hereto (each a “Fund,” and collectively, the “Funds”) as of the “Effective Date” noted on Schedule A with respect to each Fund.
INTERIM INVESTMENT ADVISORY AGREEMENTInterim Investment Advisory Agreement • November 6th, 2018 • 360 Funds • Delaware
This Interim Investment Advisory Agreement (this “Agreement”) is made and entered into effective as of August 29, 2018 by and between the 360 Funds, a Delaware statutory business trust (the “Trust”), on behalf of its series listed on Exhibit A hereto, a series of shares of the Trust (the “Fund”), and FinTrust Capital Advisors, LLC, a Georgia limited liability company (the “Adviser”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • November 6th, 2018 • 360 Funds
THIS EXPENSE LIMITATION AGREEMENT, is made by and between Crow Point Partners, LLC (the “Adviser”) and 360 Funds (the “Trust”) (the “Agreement”), on behalf of the series of the Trust set forth in the set of schedules to this Agreement identified as “Schedule A” and then numerically designated (e.g., Schedule A-1) attached hereto (each a “Fund,” and collectively, the “Funds”) as of the “Effective Date” noted on Schedule A with respect to each Fund.
SPECIAL CUSTODY and PLEDGE AGREEMENT (Short Sales and Exchange-Listed Options)And Pledge Agreement • November 6th, 2018 • 360 Funds • New York
AGREEMENT, (hereinafter “Agreement”) dated as of Jan, 17th 2018 among M3SIXTY ADMINISTRATION, LLC (“Customer”), GOLDMAN SACHS & CO. LLC (“Broker”), CROW POINT PARTNERS, LLC (“Manager”) and FIFTH THIRD BANK as Custodian hereunder (“Custodian”).
