TRANSFER AND CONTRIBUTION AGREEMENT BY AND AMONG LEAF FINANCIAL CORPORATION RESOURCE TRS, INC. RESOURCE CAPITAL CORP. MANAGEMENT PARTIES NAMED HEREIN AND LEAF COMMERCIAL CAPITAL, INC. Dated as of January 4, 2011Transfer and Contribution Agreement • January 6th, 2011 • Resource America, Inc. • Investors, nec • Delaware
ContractResource America, Inc. • January 6th, 2011 • Investors, nec • New York
THIS WARRANT AND THE SECURITIES FOR WHICH THIS WARRANT MAY BE EXERCISED (COLLECTIVELY, THE “SECURITIES”) HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER, OR AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF, THE SECURITIES ACT AND IN ACCORDANCE WITH ANY APPLICABLE STATE SECURITIES LAWS.
INDENTURE between LEAF CAPITAL FUNDING SPE A, LLC, as Issuer, U.S. BANK NATIONAL ASSOCIATION, as Trustee and Custodian GUGGENHEIM SECURITIES, LLC, as Administrative Agent Equipment Contract Backed Notes, Series 2010-A, Class A, Equipment Contract...Indenture • January 6th, 2011 • Resource America, Inc. • Investors, nec • New York
This Indenture, dated as of December 5, 2010 (as amended, supplemented or modified from time to time, this “Indenture”), is entered into among LEAF CAPITAL FUNDING SPE A, LLC, a Delaware limited liability company, as Issuer, U.S. BANK NATIONAL ASSOCIATION, a national banking association, as Trustee and as Custodian, and GUGGENHEIM SECURITIES, LLC, a Delaware limited liability company, as Administrative Agent.
